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New York Codes Rules Regulations (Last Updated: March 27,2024) |
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TITLE 13. Department of Law |
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Chapter II. Securities Transactions and Personnel |
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Subchapter A. Securities—General |
| Part 10. Brokers, Dealers and Salespersons |
| Part 11. Investment Advisory Services |
| Part 12. Security Takeover Disclosure Rules |
| Part 13. Commodity Broker-Dealers, Salespersons and Investment Advisors |