 |
New York Codes Rules Regulations (Last Updated: March 27,2024) |
 |
TITLE 13. Department of Law |
|
|
Chapter IV. Intrastate Financing |
|
|
Part 80. Intrastate Financing |
| 13 CRR-NY IV 80 Notes |
| Sec. 80.1. General provisions and definitions |
| Sec. 80.2. Contents of prospectus |
| Sec. 80.3. Supplemental information to be submitted |
| Sec. 80.4. Small offerings |
| Sec. 80.5. Offerings to a related group |
| Sec. 80.6. Offerings to sophisticated investors |
| Sec. 80.7. Offerings to a promoter group |
| Sec. 80.8. Specialized offerings |
| Sec. 80.9. Exempted offerings |
| Sec. 80.10. Exemption procedure |
| Sec. 80.11. Filing fees |
| Sec. 80.12. Advertising |
| Sec. 80.13. Prefiling procedure (optional) |
| Sec. 80.14. Books and records |
| Sec. 80.15. Annual reports |
| Sec. 80.16. Issuer statement and other requirements |