New York Codes Rules Regulations (Last Updated: March 27,2024) |
TITLE 13. Department of Law |
Chapter IV. Intrastate Financing |
Part 80. Intrastate Financing |
Sec. 80.8. Specialized offerings
Latest version.
- In the case of a specialized offering such as a community offering, rights offering, employees' stock purchase plan, investment club or other special type of offering, upon application by the issuer to the Department of Law for exemption from or modification of the prospectus requirements, the Attorney-General may grant said application on finding that such action is not inconsistent with the public interest or the protection of investors.