Sec. 154.6. Initial public offerings

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When a covered person, or his or her firm, has provided legal representation to a client with respect to an initial public offering, and Federal law or regulations restrict the disclosure of information relating to such work, the covered person shall deliver electronically, in a manner set forth by OCA, a signed written statement, disclosing the identity of the client and the services relating to the initial public offering.

                    
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