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New York Codes Rules Regulations (Last Updated: March 27,2024) |
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TITLE 23. Financial Services |
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Appendices |
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Appendix B. |
_______________________ (Covered Entity Name) (Date) _____________ Notice of Exemption In accordance with 23 NYCRR § 500.19(e), (Covered Entity Name) hereby provides notice that (Covered Entity Name) qualifies for the following Exemption(s) under 23 NYCRR § 500.19 (check all that apply): □ Section 500.19(a)(1) □ Section 500.19(a)(2) □ Section 500.19(a)(3) □ Section 500.19(b) □ Section 500.19(c) □ Section 500.19(d) If you have any question or concerns regarding this notice, please contact: (Insert name, title, and full contact information) (Name) _______________________ Date: ______________________ (Title) (Covered Entity Name) [DFS Portal Filing Instructions] |