Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)] DEALERS; BROKERS
Abtech Industries, Inc.4110 N. Scottsdale Rd., Suite 235, Scottsdale, AZ 85251State or country in which incorporated — DelawareAlacrity Biosciences, Inc.23046 Avenida de la Carlota, Suite 360, Laguna Hills, CA 92653State or country in which incorporated — DelawareAmeriscape, Inc.7375 NW. Roy Rd., Cornelius, OR 97113State or country in which incorporated — DelawareAttorneys Abstract and Settlement, Corp.1233 Walt Whitman Rd., Suite 2, Melville, NY 11747State or country in which incorporated — New YorkBattery Park Distressed Opportunity Fund, L.P.Two World Financial Center, Bldg. B, New York, NY 10281Partnership — Battery Park GP III, LLCBayStar Capital International Structured Investment Fund, Ltd.c/o Beacon Fund Advisors Ltd., Harbour House, Waterfront Dr., Road Town, Tortola, British Virgin IslandsState or country in which incorporated — British Virgin IslandsBelle Haven Aggressive Muni, L.P.Five Greenwich Office Park, Greenwich, CT 06831Partnership — Belle Haven Capital Management, Inc.Benevolent Partners II, L.P.40-26th Ave., Venice, CA 90291Partnership — Benevolent Capital Management, LLCBerkshire Resources, LLC109 E. 17th St., Suite 46, Cheyenne, WY 82001Partnership — Jason T. RoseBrockton Capital Corp.Suite 604-750 W. Pender St., Vancouver, British Columbia, Canada V6C 2T7State or country in which incorporated — British ColumbiaBullion River Gold Corp.3500 Lakeside Court, Suite 200, Reno, NV 89509State or country in which incorporated — NevadaBV Parcel 5B4, LLC5700 Saddlebrook Way, Rm. 903, Wesley Chapel, FL 33543Partnership — RJW Management, LLCCapricor, Inc.2415 Old Bosley Rd., Lutherville, MD 21093State or country in which incorporated — DelawareCare Management International, Inc.50 Harrison St., Suite 119, Hoboken, NJ 07030State or country in which incorporated — DelawareChannel M, Inc.2015 S. Westgate Ave., Los Angeles, CA 90025State or country in which incorporated — DelawareCharles Morgan Securities, Inc.120 Wall St., 16th Fl., New York, NY 10005State or country in which incorporated — New YorkChatham Investment Fund III, LLC400 Galleria Pkwy., Suite 1950, Atlanta, GA 30339Partnership — Chatham Credit Management III, LLCChatham Investment Fund QP III, LLC400 Galleria Pkwy, Suite 1950, Atlanta, GA 30339Partnership — Chatham Credit Management III, LLCCima NanoTech, Inc.1000 Westgate Dr., Suite 100, St. Paul, MN 55114State or country in which incorporated — MinnesotaCirsio Alternative Fund LimitedP.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West IndiesState or country in which incorporated — Cayman IslandsClearview Trading Advisors LLC900 Third Ave., Suite 200, New York, NY 10022Clover Capital Core Fixed Income Common Fund, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Core Fixed Income Fund Group Trust, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Enhanced Small Cap Value Equity Fund, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Enhanced Small Cap Value Equity Fund Group Trust, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Mid Cap Value Equity Common Fund, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Mid Cap Value Equity Fund Group Trust, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Multi Cap Value Equity Common Fund, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Multi Cap Value Equity Fund Group Trust, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareClover Capital Tax-Managed Fixed Income Common Fund, LLC400 Meridian Centre, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareCMS Platinum Fund, L.P.c/o CMS Companies, 308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096-2145Partnership — CMS Platinum Associates, L.P.Continental Minerals Corporation1200-800 W. Pender St., Vancouver, British Columbia, Canada V6C 2V6State or country in which incorporated — CanadaCraig-Hallum Capital Group LLC222 S. 9th St., Suite 350, Minneapolis, MN 55402State or country in which incorporated — MinnesotaCreditex Securities Corporation875 Third Ave., 29th Fl., New York, NY 10022State or country in which incorporated — DelawareCura Compass Partners, LPc/o Cura Compass Capital (GP) LLC, 1270 Avenue of the Americas, 27th Fl., New York, NY 10020Partnership — Cura Compass Capital (GP) LLC, general partnerDente & Bomba, LLC20 Broad St., 7th Fl., New York, NY 10005State or country in which incorporated — New YorkFlorham Consulting Corp.64 Beaver St., Suite 233, New York, NY 10004State or country in which incorporated — DelawareForbes Lake Investor, LLCc/o CFO Enterprises, 6460 Mystic St., Oakland, CA 94618State or country in which incorporated — NevadaFox River Corporate Center 2006 LLC7501 S. Lemont Rd., Suite 300, Woodridge, IL 60517Geocommand, Inc.3700 Airport Rd., Suite 410, Boca Raton, FL 33431State or country in which incorporated — FloridaGoldenHawk Partners, LP600 Grant St., US Steel Tower, Suite 3210, Pittsburgh, PA 15219Partnership — GoldenHawk Capital, LLCGraybar Electric Company, Inc.34 N. Meramec Ave., St. Louis, MO 63105Guidance Software, Inc.215 N. Marengo Ave., Pasadena, CA 91101State or country in which incorporated — DelawareInteractive Supercomputing, Inc.135 Beaver St., Waltham, MA 02452State or country in which incorporated — DelawareJ.P. Turner & Company, L.L.C.3340 Peachtree Rd., Suite 2300, Atlanta, GA 30326State or country in which incorporated — GeorgiaL&B Diversified Strategy Partners, L.P.8750 N. Central Expwy., Suite 800, Dallas, TX 75231-6437Partnership — L&B Realty Advisors, LLPLongnook Capital Partners, L.P.c/o Longnook Capital, LLC, 111 John St., Suite 2601, New York, NY 10038Partnership — Longnook Capital, LLC, general partnerLoyal TV, Inc.121 W. 27th St., Suite 903, New York, NY 10001LRI Holdings, Inc.Bruckmann, Rosser, Sherrill & Co., Inc., 126 E. 56th St., 29th Fl., New York, NY 10022Luminetx Corporation1256 Union Ave., Memphis, TN 38104State or country in which incorporated — TennesseeMacbay Partners L.P.61 Broadway, 31st Fl., New York, NY 10006Partnership — Macbay Capital L.L.C.MagazineRadar, Inc.14 E. 4th St., No. 1113, New York, NY 10012State or country in which incorporated — DelawareMarblehead Partners, LPc/o Marblehead Asset Management, LLC, 14 Vanderventer Ave., Suite 201, Port Washington, NY 11050Partnership — Marblehead Asset Management, LLCMarsico Investment Fund, The1200 17th St., Suite 1600, Denver, CO 80202State or country in which incorporated — DelawareMatthew Burwood580 Crespi Dr., Suite A6 #334, Pacifica, CA 94044Microporous Holding Corporation100 Spear St., Suite 100, San Francisco, CA 94111State or country in which incorporated — DelawareMilestone Real Estate Investors II L.P.Three W. 57th St., 10th Fl., New York, NY 10019Partnership — MREI GP II LLC, general partnerNational Securities Corporation875 N. Michigan Ave., Suite 1560, Chicago, IL 60611State or country in which incorporated — DelawareNelson Energy Programs, Inc.2220 MacNaughton Lane, Lake Stevens, WA 98258State or country in which incorporated — WashingtonNew England Savings Bank259 North St., Bldg. A, 2nd Fl., Hyannis, MA 02601Newlin Energy Partners II, L.P.44 Nassau St., Suite 365, Princeton, NJ 08542Partnership — Newlin Capital Partners GP II, L.P.Owenoke Associates Technology Fund, L.P.150 E. 58th St., 21st Fl., New York, NY 10155Partnership — Owenoke Capital Management, LLCOwenoke Partners Technology Fund, L.P.150 E. 58th St., 21st Fl., New York, NY 10155Partnership — Owenoke Capital Management, LLCPalo Alto Technology Offshore Ltd.c/o Spectrum Global Fund Administration (Cayman), Anderson Sq., 4th Fl., Grand Cayman, Cayman IslandsPartnership — Ronan Guilfoyle and Roger H. HansonPatang the Film LLC261 Prospect Place, #1, Brooklyn, NY 11238State or country in which incorporated — New York limited liability companyPerfectly Natural Solutions U.S., Inc.200 The Landmarks Bldg., 100 W. Station Square Dr., Pittsburgh, PA 15219-1122State or country in which incorporated — DelawarePFM Meritage Fund, L.P.One Market Plaza, Steuart Tower, 22nd Fl., San Francisco, CA 94105Partnership — Partner Asset Management, LLC, general partnerPotential Energy US Fund, LLC600 E. Main St., Suite 305, Richmond, VA 23219PSI Corporation7222 Commerce Center Dr., #240, Colorado Springs, CO 80919State or country in which incorporated — NevadaReGen Biologics, Inc.509 Commerce St., 1st Fl., East Wing, Franklin Lakes, NJ 07417State or country in which incorporated — DelawareReliance Bancshares, Inc.10401 Clayton Rd., Frontenac, MO 63131State or country in which incorporated — MissouriRincon Venture Partners, L.P.1486 E. Valley Rd., Santa Barbara, CA 93108Partnership — Rincon Venture Partners, LLCRRV Fund, LLC333 Perry St., Suite 214, Castle Rock, CO 80104State or country in which incorporated — DelawareSandstone Capital India Offshore Fund Limitedc/o Sandstone Capital LLC, 30 Federal St., 4th Fl., Boston, MA 02110Partnership — Sandstone Capital LLCScandius BioMedical, Inc.11A Beaver Brook Rd., Littleton, MA 01460State or country in which incorporated — DelawareSEB Enskilda, Inc.245 Park Ave., New York, NY 10167State or country in which incorporated — DelawareSokolin LLC12 Foster Ave., Bridgehampton, NY 11932SPG Opportunity Fund, Ltd.2700 N. Military Trail, Suite 150, Boca Raton, FL 33431State or country in which incorporated — FloridaStark Event Fund Ltd.3600 S. Lake Dr., St. Francis, WI 53235State or country in which incorporated — British Virgin IslandsStark Event Fund L.P.3600 S. Lake Dr., St. Francis, WI 53235Partnership — Stark Onshore Management LLCSuper Vision International, Inc.8210 Presidents Dr., Orlando, FL 32809State or country in which incorporated — DelawareT. Rowe Price International Fund, Inc./T. Rowe Price Overseas Stock Fund (Portfolio)100 E. Pratt St., Baltimore, MD 21221State or country in which incorporated — MarylandT. Rowe Price Retirement Funds, Inc./T. Rowe Price Retirement 2050 (Portfolio)100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandT. Rowe Price International Funds, Inc./T. Rowe Price Retirement 2055 Fund (Portfolio)100 E. Pratt St., Baltimore, MD 21221State or country in which incorporated — Marylandtelx Group, Inc., The17 State St., 33rd Fl., New York, NY 10017State or country in which incorporated — DelawareThinGap Corporation2064 Eastman Ave., Ventura, CA 93003State or country in which incorporated — CaliforniaTremblant Concentrated Fund LP767 Fifth Ave., Fl. 12A, New York, NY 10153Partnership — Tremblant Concentrated Holdings LLC, general partnerTremblant Concentrated Fund, Ltd.c/o Citco Fund Services (Cayman Islands) Limited, Regatta Office Park, West Bay Rd., P.O. Box 31106 SMB, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsTremblant Super Concentrated Fund, Ltd.c/o Citco Fund Services (Cayman Islands) Limited, Windward 1, Regatta Office Park, West Bay Rd., P.O. Box 31106 SMB, Grand Cayman KY1-1205, Cayman IslandsState or country in which incorporated — Cayman IslandsVista Drilling Program 2006-2 Limited Partnership61 McMurray Rd., Suite 300, Pittsburgh, PA 15241Partnership — Vista Resources, Inc., general partnerWebSolve, Inc.9700 Great Seneca Hwy., Rockville, MD 20850State or country in which incorporated — DelawareWexford High Yield Debt Fund II, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Wexford High Yield Debt Fund III, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Wexford High Yield Debt Fund IV, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Williams Opportunity Fund, LLC3625 Cumberland Blvd., Suite 400, Atlanta, GA 30339State or country in which incorporated — GeorgiaWorld Funds, Inc., The8730 Stony Point Pkwy., Suite 205, Richmond, VA 23235State or country in which incorporated — MarylandW.R. Hambrecht + Co., LLC539 Bryant St., San Francisco, CA 94107State or country in which incorporated — Delaware limited liability companyZAP501 4th St., Santa Rosa, CA 95401State or country in which incorporated — California
Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(8), as amended] SECURITIES BY DEALERS; BROKERS; SYNDICATE MANAGERS
ABN AMRO Incorporated; (2) ABN AMRO Rothschild LLC540 W. Madison St., Chicago, IL 60661; (2) 55 E. 52nd St., New York, NY 10055State or country in which incorporated — (1) New York; (2) Delaware limited liability companySecurity(ies) — Ordinary sharesIssuer of security(ies) — China Energy LimitedAddress of issuer — Four Battery Rd., #15-01 Bank of China Bldg., Singapore 049908State or country in which organized — SingaporeAbtech Industries, Inc.4110 N. Scottsdale Rd., Suite 235, Scottsdale, AZ 85251State or country in which incorporated — DelawareSecurity(ies) — One unit consisting of class X common stock and warrantsIssuer of security(ies) — Abtech Industries, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareAlacrity Biosciences, Inc.23046 Avenida de la Carlota, Suite 360, Laguna Hills, CA 92653State or country in which incorporated — DelawareSecurity(ies) — Senior convertible promissory notes with warrantsIssuer of security(ies) — Alacrity Biosciences, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareAmerican Capital Partner, LLC205 Oser Ave., Hauppauge, NY 11788State or country in which incorporated — New York limited liability companySecurity(ies) — Series C convertible preferred stockIssuer of security(ies) — ShopBistro (USA) Inc.Address of issuer — 500 N. Broadway, Jericho, NY 11753State or country in which organized — DelawareAmerican Century Investments Services, Inc.4500 Main St., Kansas City, MO 64111State or country in which incorporated — MissouriSecurity(ies) — Common stock, par value $0.01Issuer of security(ies) — American Century Investment Trust — American Century Core Plus FundAddress of issuer — Same as aboveState or country in which organized — MassachusettsAmerican Century Investments Services, Inc.4500 Main St., Kansas City, MO 64111State or country in which incorporated — MissouriSecurity(ies) — Common stock, par value $0.01Issuer of security(ies) — American Century Investment Trust — American Century Short Duration FundAddress of issuer — Same as aboveState or country in which organized — MassachusettsAmerican Century Investments Services, Inc.4500 Main St., Kansas City, MO 64111State or country in which incorporated — MissouriSecurity(ies) — Common stock, par value $0.01Issuer of security(ies) — American Century Quantitative Equity Funds — American Century International Core Equity FundAddress of issuer — Same as aboveState or country in which organized — MarylandAmeriscape, Inc.7375 NW. Roy Rd., Cornelius, OR 97113State or country in which incorporated — DelawareSecurity(ies) — 2006 convertible subordinated promissory notesIssuer of security(ies) — Ameriscape, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareARMGO Pharma, Inc.3960 Broadway, 3rd Fl., New York, NY 10032State or country in which incorporated — DelawareSecurity(ies) — Common stock, par value $0.01 per shareIssuer of security(ies) — ARMGO Pharma, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareAT Investors Services, Inc.50 Rockefeller Plaza, 15th Fl., New York, NY 10020State or country in which incorporated — New YorkSecurity(ies) — Limited liability company membership unitsIssuer of security(ies) — INVESCO Core Real Estate — U.S.A., LLCAddress of issuer — One Midtown Plaza, 1360 Peachtree St. NE, Atlanta, GA 30309State or country in which organized — DelawareAttorneys Abstract and Settlement Corp.1233 Walt Whitman Rd., Suite 2, Melville, NY 11747State or country in which incorporated — New YorkSecurity(ies) — Common stockIssuer of security(ies) — Attorneys Abstract and Settlement Corp.Address of issuer — Same as aboveState or country in which organized — New YorkBattery Park Distressed Opportunity Fund, L.P.Two World Financial Center, Bldg. B, New York, NY 10281Security(ies) — Limited partnership interestsIssuer of security(ies) — Battery Park Distressed Opportunity Fund, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareBayStar Capital International Structured Investment Fund, Ltd. Harbour House, Waterfront Dr., Road Town, Tortola, British Virgin IslandsState or country in which incorporated — British Virgin IslandsSecurity(ies) — Class A participating shares, no par valueIssuer of security(ies) — c/o Beacon Fund Advisors, Ltd., BayStar Capital International Structured Investment Fund, Ltd.Address of issuer — Same as aboveState or country in which organized — British Virgin IslandsBear, Stearns & Co. Inc.383 Madison Ave., New York, NY 10179State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Dynavax Technologies CorporationAddress of issuer — 2929 Seventh St., Suite 100, Berkeley, CA 94710State or country in which organized — DelawareBear, Stearns & Co. Inc.; (2) Wachovia Capital Markets, LLC383 Madison Ave., New York, NY 10179; (2) 301 S. College St., Charlotte, NC 28288State or country in which incorporated — (1) Delaware; (2) Delaware limited liability companySecurity(ies) — Common stockIssuer of security(ies) — Heelys, Inc.Address of issuer — 3200 Belmeade Dr., Suite 100, Carrollton, TX 75006State or country in which organized — DelawareBelle Haven Aggressive Muni, L.P.Five Greenwich Office Park, Greenwich, CT 06831Security(ies) — Partnership interestsIssuer of security(ies) — Belle Haven Aggressive Muni, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareBenevolent Partners II, L.P.40 - 26th Ave., Venice, CA 90291State or country in which incorporated — Delaware limited partnershipSecurity(ies) — Limited partnership interestsIssuer of security(ies) — Benevolent Partners II, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareBerkshire Resources, LLC109 E. 17th St., Suite 46, Cheyenne, WY 82001Security(ies) — Berkshire 2006-5, LLPIssuer of security(ies) — Berkshire Resources, LLCAddress of issuer — Same as aboveState or country in which organized — WyomingBrill Street + Company, Inc.1144 Randolph St., Chicago, IL 60607State or country in which incorporated — DelawareSecurity(ies) — Units consisting of series A preferred stock and nonvoting common stock combinedIssuer of security(ies) — Brill Street + Company, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareBrockton Capital Corp.750 W. Pender St., Suite 605, Vancouver, British Columbia, Canada V6C 2T7State or country in which incorporated — British ColumbiaSecurity(ies) — Shares of common stockIssuer of security(ies) — Brockton Capital Corp.Address of issuer — Same as aboveState or country in which organized — NevadaBullion River Gold Corp.3500 Lakeside Court, Suite 200, Reno, NV 89509State or country in which incorporated — NevadaSecurity(ies) — Units consisting of one share common stock and one warrant to purchase one share common stockIssuer of security(ies) — Bullion River Gold Corp.Address of issuer — Same as aboveState or country in which organized — NevadaBV Parcel 5B4, LLC5700 Saddlebrook Way, Rm. 903, Wesley Chapel, FL 33543State or country in which incorporated — FloridaSecurity(ies) — Membership interestsIssuer of security(ies) — BV Parcel 5B4, LLCAddress of issuer — Same as aboveState or country in which organized — FloridaCapricor, Inc.2415 Old Bosley Rd., Lutherville, MD 21093State or country in which incorporated — DelawareSecurity(ies) — Series A convertible preferred stockIssuer of security(ies) — Capricor, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareCapstone Investments4660 La Jolla Village Dr., San Diego, CA 92122State or country in which incorporated — CaliforniaSecurity(ies) — Units of common stock and warrantsIssuer of security(ies) — Hudson Holding CorporationAddress of issuer — 111 Town Square Place, Jersey City, NJ 07310State or country in which organized — DelawareCeinteractive, Inc.66 Witherspoon St., Suite 384, Princeton, NJ 08542State or country in which incorporated — DelawareSecurity(ies) — Stock optionsIssuer of security(ies) — Ceinteractive, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareChannel M, Inc.2015 S. Westgate Ave., Los Angeles, CA 90025State or country in which incorporated — DelawareSecurity(ies) — Series A convertible preferred stockIssuer of security(ies) — Channel M, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareCharles Morgan Securities, Inc.120 Wall St., 16th Fl., New York, NY 10005Security(ies) — 12% convertible promissory notesIssuer of security(ies) — The Enlightened Gourmet, Inc.Address of issuer — 236 Centerbrook, Hamden, CT 06518State or country in which organized — NevadaChatham Investment Fund III, LLC400 Galleria Pkwy., Suite 1950, Atlanta, GA 30339State or country in which incorporated — DelawareSecurity(ies) — SharesIssuer of security(ies) — Chatham Investment Fund III, LLCAddress of issuer — Same as aboveState or country in which organized — GeorgiaChatham Investment Fund III, LLC400 Galleria Pkwy., Suite 1950, Atlanta, GA 30339State or country in which incorporated — DelawareSecurity(ies) — SharesIssuer of security(ies) — Chatham Investment Fund QP III, LLCAddress of issuer — Same as aboveState or country in which organized — GeorgiaCIBC World Markets Corp.300 Madison Ave., New York, NY 10017State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Arena Pharmaceuticals, Inc.Address of issuer — 6166 Nancy Ridge Dr., San Diego, CA 92121State or country in which organized — DelawareCima NanoTech, Inc.1000 Westgate Dr., Suite 1000, St. Paul, MN 55114State or country in which incorporated — MinnesotaSecurity(ies) — Series C convertible preferred stockIssuer of security(ies) — Cima NanoTech, Inc.Address of issuer — Same as aboveState or country in which organized — MinnesotaCirsio Alternative Fund LimitedP.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West IndiesState or country in which incorporated — Cayman IslandsSecurity(ies) — Ordinary sharesIssuer of security(ies) — Cirsio Alternative Fund LimitedAddress of issuer — Same as aboveState or country in which organized — Cayman IslandsCitigroup Mortgage Loan Trust Inc.390 Greenwich St., New York, NY 10013State or country in which incorporated — DelawareSecurity(ies) — Citigroup mortgage loan trust 2006-AR7, mortgage pass-through certificates, series 2006-AR7Issuer of security(ies) — Citigroup Mortgage Loan Trust Inc.Address of issuer — Same as aboveState or country in which organized — DelawareCitigroup Global Markets Inc.390 Greenwich St., New York, NY 10013State or country in which incorporated — DelawareSecurity(ies) — Citigroup mortgage loan trust 2006-WFHE4, assetbacked pass-through certificates, series 2006-WFHE4Issuer of security(ies) — Citigroup Mortgage Loan Trust 2006-WFHE4Address of issuer — Same as aboveState or country in which organized — DelawareClaymore Securities, Inc.2455 Corporate West Dr., Lisle, IL 60532State or country in which incorporated — DelawareSecurity(ies) — 10,000,000 units of undivided interestIssuer of security(ies) — Closed-End Equity and Income Portfolio, Series 7Address of issuer — Same as aboveState or country in which organized — KansasClaymore Securities, Inc.2455 Corporate West Dr., Lisle, IL 60532State or country in which incorporated — DelawareSecurity(ies) — 10,000,000 units of undivided interestIssuer of security(ies) — Delta Global Real Estate Trust, Series 2Address of issuer — Same as aboveState or country in which organized — KansasClaymore Securities, Inc.2455 Corporate West Dr., Lisle, IL 60532State or country in which incorporated — DelawareSecurity(ies) — 10,000,000 units of undivided interestIssuer of security(ies) — Peroni Growth Portfolio, Winter 2007 SeriesAddress of issuer — Same as aboveState or country in which organized — KansasClover Capital Core Fixed Income Common Fund, LLC400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Membership interestsIssuer of security(ies) — Clover Capital Core Fixed Income Common Fund, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Core Fixed Income Fund Group Trust400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Participation unitsIssuer of security(ies) — Clover Capital Core Fixed Income Fund Group TrustAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Enhanced Small Cap Value Equity Common Fund, LLC400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Membership interestsIssuer of security(ies) — Clover Capital Enhanced Small Cap Value Equity Common Fund, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Enhanced Small Cap Value Equity Group Fund Trust400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Participation unitsIssuer of security(ies) — Clover Capital Enhanced Small Cap Value Equity Group Fund TrustAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Mid Cap Value Equity Common Fund, LLC400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Membership interestsIssuer of security(ies) — Clover Capital Mid Cap Value Equity Common Fund, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Mid Cap Value Equity Fund Group Trust400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Participation unitsIssuer of security(ies) — Clover Capital Mid Cap Value Equity Fund Group TrustAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Multi Cap Value Equity Common Fund, LLC400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Membership interestsIssuer of security(ies) — Clover Capital Multi Cap Value Equity Common Fund, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Multi Cap Value Equity Fund Group Trust400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Participation unitsIssuer of security(ies) — Clover Capital Multi Cap Value Equity Fund Group TrustAddress of issuer — Same as aboveState or country in which organized — DelawareClover Capital Tax-Managed Fixed Income Common Fund, LLC400 Meridian Center, Suite 200, Rochester, NY 14618State or country in which incorporated — DelawareSecurity(ies) — Membership interestsIssuer of security(ies) — Clover Capital Tax-Managed Fixed Income Common Fund, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareCMS Platinum Fund, L.P.c/o CMS Companies, 308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096-2145State or country in which incorporated — DelawareSecurity(ies) — Limited partnership interestsIssuer of security(ies) — CMS Platinum Fund, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareCoalTek, Inc.2189D Flintstone Dr., Tucker, GA 30084State or country in which incorporated — DelawareSecurity(ies) — Series B-2 convertible preferred stockIssuer of security(ies) — CoalTek, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareContinental Minerals Corporation1200-800 W. Pender St., Vancouver, British Columbia, Canada V6C 2V6State or country in which incorporated — CanadaSecurity(ies) — Common sharesIssuer of security(ies) — Continental Minerals CorporationAddress of issuer — Same as aboveState or country in which organized — CanadaCraig-Hallum Capital Group LLC222 S. 9th St., Suite 350, Minneapolis, MN 55402State or country in which incorporated — MinnesotaSecurity(ies) — Common stockIssuer of security(ies) — Uroplasty, Inc.Address of issuer — 5420 Feltl Rd., Minnetonka, MN 55343State or country in which organized — MinnesotaCredit Suisse Securities (USA) LLC11 Madison Ave., New York, NY 10010State or country in which incorporated — Delaware limited liability companySecurity(ies) — % senior notes due 2016Issuer of security(ies) — NewMarket CorporationAddress of issuer — 330 S. Fourth St., Richmond, VA 23219State or country in which organized — VirginiaCredit Suisse Securities (USA) LLC; (2) SEB Enskilda, Inc.; (3) UBS Securities LLC11 Madison Ave., New York, NY 10010; (2) 245 Park Ave., New York, NY 10167; (3) 677 Washington Blvd., Stamford, CT 06901State or country in which incorporated — (1, 3) Delaware limited liability company; (2) DelawareSecurity(ies) — Ordinary sharesIssuer of security(ies) — Rezidor Hotel Group AB (publ)Address of issuer — Hemvarnsgatan 15, 17154 Solna, SwedenState or country in which organized — SwedenCura Compass Partners, LPc/o Cura Compass Capital (GP) LLC, 1270 Avenue of the Americas, 27th Fl., New York, NY 10020Security(ies) — Limited partnership interestsIssuer of security(ies) — Cura Compass Partners, LPAddress of issuer — Same as aboveState or country in which organized — DelawareD.A. Davidson & Co.Eight 3rd St. N, Great Falls, MT 59401State or country in which incorporated — MontanaSecurity(ies) — Shares of common stockIssuer of security(ies) — WSB Financial Group, Inc.Address of issuer — 607 Pacific Ave., Bremerton, WA 98337State or country in which organized — WashingtonDiversified Energy Group, Inc.One City Plaza, 801 S. Olive Ave., Suite 223, West Palm Beach, FL 33401State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Diversified Energy Group, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareDiversified Search LLC2005 Market St., Suite 3300, Philadelphia, PA 19103State or country in which incorporated — Pennsylvania limited liability companySecurity(ies) — Limited liability company sharesIssuer of security(ies) — Diversified Search LLCAddress of issuer — Same as aboveState or country in which organized — PennsylvaniaE.J. De La Rosa & Co., Inc.10866 Wilshire Blvd., Suite 1650, Los Angeles, CA 90024State or country in which incorporated — DelawareSecurity(ies) — Bond insurance for the State Public Works Board of the State of California, lease revenue bonds (Department of Correction), 2006 series H (various correctional projects)Issuer of security(ies) — Financial Guaranty Insurance CompanyAddress of issuer — 125 Park Ave., New York, NY 10017State or country in which organized — New YorkE.J. De La Rosa & Co., Inc.10866 Wilshire Blvd., Suite 1650, Los Angeles, CA 90024State or country in which incorporated — DelawareSecurity(ies) — Bond insurance for the State Public Works Board of the State of California, lease revenue bonds (Department Mental Health), 2006 series I (Atascadero State Hospital multi-purpose building)Issuer of security(ies) — Financial Guaranty Insurance CompanyAddress of issuer — 125 Park Ave., New York, NY 10017State or country in which organized — New YorkE.J. De La Rosa & Co., Inc.10866 Wilshire Blvd., Suite 1650, Los Angeles, CA 90024State or country in which incorporated — DelawareSecurity(ies) — Bond insurance for the State Public Works Board of the State of California, lease revenue bonds (trustees of the California State University), 2006 series G (physical science replacement building, wing A, Los Angeles Campus)Issuer of security(ies) — Financial Guaranty Insurance CompanyAddress of issuer — 125 Park Ave., New York, NY 10017State or country in which organized — New YorkEmerging Media Group, Inc.390 Park Ave. S, New York, NY 10016State or country in which incorporated — DelawareSecurity(ies) — Common stock with optionsIssuer of security(ies) — Emerging Media Group, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareEntertainment Media Works, Inc.29 W. 17th St., New York, NY 10011State or country in which incorporated — DelawareSecurity(ies) — Common stock optionsIssuer of security(ies) — Entertainment Media Works, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareEthanex Energy, Inc.14500 Parallel Rd., Suite A, Basehor, KS 66007State or country in which incorporated — NevadaSecurity(ies) — Options to purchase common stockIssuer of security(ies) — Ethanex Energy, Inc.Address of issuer — Same as aboveState or country in which organized — NevadaFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 Units of undivided interestIssuer of security(ies) — FT 1289 (Covered Call Closed-End Portfolio, Series 6)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 Units of undivided interestIssuer of security(ies) — FT 1290 (Global Dividend Portfolio, Series 6)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 Units of undivided interestIssuer of security(ies) — FT 1303 (Morgan Keegan Growth & Income Portfolio, Series 3)Address of issuer — Same as aboveState or country in which organized — IllinoisFirst Trust Portfolios L.P.1001 Warrenville Rd., Lisle, IL 60532Security(ies) — 10,000 Units of undivided interestIssuer of security(ies) — FT 1307 (BRIC Select Portfolio, Series 2)Address of issuer — Same as aboveState or country in which organized — IllinoisFlorham Consulting Corp.64 Beaver St., Suite 233, New York, NY 10004State or country in which incorporated — DelawareSecurity(ies) — Units of common stockIssuer of security(ies) — Florham Consulting Corp.Address of issuer — Same as aboveState or country in which organized — DelawareForside Fund Services, LLCTwo Portland Sq., Portland, ME 04101State or country in which incorporated — DelawareSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Flag Investors—Equity Opportunity FundAddress of issuer — Same as aboveState or country in which organized — DelawareFox River Corporate Center 2006 LLC7501 S. Lemont Rd., Suite 300, Woodridge, IL 60517State or country in which incorporated — Illinois limited liability companySecurity(ies) — Membership interestIssuer of security(ies) — Fox River Corporate Center 2006 LLCAddress of issuer — Same as aboveState or country in which organized — IllinoisGeocommand, Inc.3700 Airport Rd., Suite 410, Boca Raton, FL 33431State or country in which incorporated — FloridaSecurity(ies) — Units consisting of common stock and common stock purchase warrantsIssuer of security(ies) — Geocommand, Inc.Address of issuer — Same as aboveState or country in which organized — FloridaGoldenHawk Partners, LP600 Grant St., US Steel Tower, Suite 3210, Pittsburgh, PA 15219Security(ies) — Limited partnership interestsIssuer of security(ies) — GoldenHawk Partners, LPAddress of issuer — Same as aboveState or country in which organized — DelawareGoldman, Sachs & Co.85 Broad St., New York, NY 10004State or country in which incorporated — New YorkSecurity(ies) — Common stockIssuer of security(ies) — priceline.com IncorporatedAddress of issuer — 800 Connecticut Ave., Norwalk, CT 06854State or country in which organized — DelawareGraybar Electric Company, Inc.34 N. Meramec Ave., St. Louis, MO 63105Security(ies) — Voting trust certificatesIssuer of security(ies) — Graybar Electric Company, Inc.Address of issuer — Same as aboveState or country in which organized — New YorkGuidance Software, Inc.215 N. Marengo Ave., Pasadena, CA 91101State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Guidance Software, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareHubco Exploration Inc.10 Plymouth Rd., Rye, NY 10580State or country in which incorporated — DelawareSecurity(ies) — 10% secured promissory note with shares of common stockIssuer of security(ies) — Hubco Exploration Inc.Address of issuer — Same as aboveState or country in which organized — DelawareInteractive Supercomputing, Inc.135 Beaver St., Fl. 2, Waltham, MA 02452State or country in which incorporated — DelawareSecurity(ies) — Series A preferred stockIssuer of security(ies) — Interactive Supercomputing, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareJoseph Gunnar & Co., LLC30 Broad St., 12th Fl., New York, NY 10004Security(ies) — One unit consisting of promissory notes and warrants to purchase common stock; minimum offering of $500,000; maximum offering $1,000,000Issuer of security(ies) — Tarpon Industries, Inc.Address of issuer — 2420 Wills St., Marysville, MI 48040State or country in which organized — MichiganJ.P. Turner & Company, L.L.C.3340 Peachtree Rd., Suite 2300, Atlanta, GA 30326State or country in which incorporated — GeorgiaSecurity(ies) — Series A preferred stockIssuer of security(ies) — Cancer Genetics, Inc.Address of issuer — 228 River Vale Rd., River Vale, NJ 07675State or country in which organized — DelawareL&B Diversified Strategy Partners, L.P.8750 N. Central Expwy., Suite 800, Dallas, TX 75231-6437Security(ies) — Limited partnership unitsIssuer of security(ies) — L&B Diversified Strategy Partners, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareLS2, Inc.11710 Plaza America Dr., Suite 2000, Reston, VA 20190State or country in which incorporated — DelawareSecurity(ies) — Units, each unit consists of (1) 100,000 shares of common stock, par value $.001 per share and (2) warrants to purchase 50,000 shares of common stock at $1.00 a shareIssuer of security(ies) — LS2, Inc.Address of issuer — Same as aboveLongnook Capital Partners, L.P.c/o Longnook Capital, LLC, 111 John St., Suite 2601, New York, NY 10038Security(ies) — Limited partnership interestsIssuer of security(ies) — Longnook Capital Partners, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareLoyal TV, Inc.121 W. 27th St., Suite 903, New York, NY 10001State or country in which incorporated — FloridaSecurity(ies) — Common stockIssuer of security(ies) — Loyal TV, Inc.Address of issuer — Same as aboveState or country in which organized — FloridaLRI Holdings, Inc.Burckmann, Rosser, Sherrill & Co. Inc., 126 E. 56th St., 29th Fl., New York, NY 10022Security(ies) — Common and preferred stockIssuer of security(ies) — LRI Holdings, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareLuminetx Corporation1256 Union Ave., Memphis, TN 38104State or country in which incorporated — TennesseeSecurity(ies) — Common stockIssuer of security(ies) — Luminetx CorporationAddress of issuer — Same as aboveState or country in which organized — TennesseeLuminetx Corporation1256 Union Ave., Memphis, TN 38104State or country in which incorporated — TennesseeSecurity(ies) — Series A convertible preferred stockIssuer of security(ies) — Luminetx CorporationAddress of issuer — Same as aboveState or country in which organized — TennesseeMacbay Partners L.P.61 Broadway, 31st Fl., New York, NY 10006Security(ies) — Limited partnership interestsIssuer of security(ies) — Macbay Partners L.P.Address of issuer — Same as aboveState or country in which organized — DelawareMagazineRadar, Inc.14 E. 4th St., No. 1113, New York, NY 10012State or country in which incorporated — DelawareSecurity(ies) — Series A preferred stockIssuer of security(ies) — MagazineRadar, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareMarblehead Partners, LPc/o Marblehead Asset Management, LLC, 14 Vanderventer Ave., Suite201, Port Washington, NY 11050Security(ies) — Limited partnership interestsIssuer of security(ies) — Marblehead Partners, LPAddress of issuer — Same as aboveState or country in which organized — DelawareMarsico Investment Fund, The1200 17th St., Suite 1600, Denver, CO 80202State or country in which incorporated — DelawareSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Marsico Flexible Capital FundAddress of issuer — Same as aboveState or country in which organized — DelawareMerrill Lynch, Pierce, Fenner & Smith IncorporatedFour World Financial Center, New York, NY 10281State or country in which incorporated — DelawareSecurity(ies) — Commercial mortgage pass-through certificates, series 2006-C4Issuer of security(ies) — Mezz Cap Commercial Mortgage Trust 2006- C4Address of issuer — c/o U.S. Bank National Association, One Federal St., 3rd Fl., Boston, MA 02110State or country in which organized — New YorkMB Romland BEM, LLC580 Crespi Dr., Suite A6 #334, Pacifica, CA 94044Security(ies) — Limited liability company membership interests (class B)Issuer of security(ies) — MB Romland BEM, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareMicroporous Holding Corporation100 Spear St., Suite 100, San Francisco, CA 94111State or country in which incorporated — DelawareSecurity(ies) — Common stock, par value $0.0001 per share and warrant to purchase common stockIssuer of security(ies) — Microporous Holding CorporationAddress of issuer — Same as aboveState or country in which organized — United StatesMilestone Real Estate Investors II L.P.Three W. 57th St., 10th Fl., New York, NY 10019Security(ies) — Limited partnership interestsIssuer of security(ies) — Milestone Real Estate Investors II L.P.Address of issuer — Same as aboveState or country in which organized — DelawareNational Securities Corporation875 N. Michigan Ave., Suite 1560, Chicago, IL 60611State or country in which incorporated — DelawareSecurity(ies) — Units consisting of shares of common stock and warrants to purchase shares of common stockIssuer of security(ies) — Redpoint Bio CorporationAddress of issuer — 2005 Eastpark Dr., Cranbury, NJ 08512State or country in which organized — DelawareNelson Energy Programs, Inc.2220 MacNaughton Lane, Lake Stevens, WA 98258State or country in which incorporated — WashingtonSecurity(ies) — Partnership unitsIssuer of security(ies) — Nelson Energy partners 2006-A, L.P.Address of issuer — Same as aboveState or country in which organized — NevadaNew England Savings Bank259 North St., Bldg. A, 2nd Fl., Hyannis, MA 02601State or country in which incorporated — MassachusettsSecurity(ies) — Common stockIssuer of security(ies) — New England Savings BankAddress of issuer — Same as aboveState or country in which organized — MassachusettsNeuro-Hitech, Inc.One Penn Plaza, Suite 1503, New York, NY 10119State or country in which incorporated — DelawareSecurity(ies) — Common stock and warrants to purchase common stockIssuer of security(ies) — Neuro-Hitech, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareNewlin Realty Partners II, L.P.44 Nassau St., Suite 365, Princeton, NJ 08542Security(ies) — Limited partnership interestsIssuer of security(ies) — Newlin Realty Partners II, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareNewport Asia LLC601 California St., Suite 600, San Francisco, CA 94108Security(ies) — Limited partnership interests in Newport Asia Institutional Fund, LPIssuer of security(ies) — Newport Asia Institutional Fund, LPAddress of issuer — Same as aboveState or country in which organized — DelawareNewport Asia LLC601 California St., Suite 600, San Francisco, CA 94108Security(ies) — Limited partnership interests in Newport Asia Japan Fund, LPIssuer of security(ies) — Newport Asia Japan Fund, LPAddress of issuer — Same as aboveState or country in which organized — DelawareNewSight CorporationTwo Park Ave., Suite 1800A, New York, NY 10016State or country in which incorporated — DelawareSecurity(ies) — Convertible class C preferred stockIssuer of security(ies) — NewSight CorporationAddress of issuer — Same as aboveOdyssey Marine Exploration, Inc.5215 W. Laurel St., Tampa, FL 33607State or country in which incorporated — NevadaSecurity(ies) — Units consisting of common stock and warrants to purchase common stockIssuer of security(ies) — Odyssey Marine Exploration, Inc.Address of issuer — Same as aboveState or country in which organized — NevadaOwenoke Associates Technology Fund, LP150 E. 58th St., 21st Fl., New York, NY 10155Security(ies) — Limited partnership interestIssuer of security(ies) — Owenoke Associates Technology Fund, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareOwenoke Partners Technology Fund, LP150 E. 58th St., 21st Fl., New York, NY 10155Security(ies) — Limited partnership interestIssuer of security(ies) — Owenoke Partners Technology Fund, L.P.Address of issuer — Same as aboveState or country in which organized — DelawarePalo Alto Technology Offshore Ltd.% Spectrum Global Fund Administration (Cayman), P.O. Box 10243 APO, Grand Cayman, Cayman IslandsSecurity(ies) — Redeemable sharesIssuer of security(ies) — Palo Alto Technology Offshore Ltd.Address of issuer — Same as aboveState or country in which organized — Cayman Islands, B.W.I.Patang The Film LLC261 Prospect Place, #1, Brooklyn, NY 11238Security(ies) — 100 limited liability company units at $5,000/unit — all in a single classIssuer of security(ies) — Patang The Film LLCAddress of issuer — Same as aboveState or country in which organized — New YorkPerfectly Natural Solutions U.S., Inc.200 The Landmarks Bldg., 100 W. Station Square Dr., Pittsburgh, PA 15219State or country in which incorporated — DelawareSecurity(ies) — Series A convertible preferred stockIssuer of security(ies) — Perfectly Natural Solutions U.S., Inc.Address of issuer — Same as aboveState or country in which organized — DelawarePFM Meritage Fund, L.P.One Market Plaza, Steuart Tower, 22nd Fl., San Francisco, CA 94105State or country in which incorporated — Delaware limited partnershipSecurity(ies) — Limited partner interestsIssuer of security(ies) — PFM Meritage Fund, L.P.Address of issuer — Same as aboveState or country in which organized — DelawarePotential Energy US Fund, LLC600 E. Main St., Suite 305, Richmond, VA 23219Security(ies) — Limited liability company interestsIssuer of security(ies) — Potential Energy US Fund, LLCAddress of issuer — Same as aboveState or country in which organized — DelawarePSI Corporation7222 Commerce Center Dr., Suite 240, Colorado Springs, CO 80919State or country in which incorporated — NevadaSecurity(ies) — One unit consisting of convertible term notes and warrantsIssuer of security(ies) — PSI CorporationAddress of issuer — Same as aboveState or country in which organized — NevadaReGen Biologics, Inc.509 Commerce St., 1st Fl., East Wing, Franklin Lakes, NJ 07417State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — ReGen Biologics, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareReGen Biologics, Inc.509 Commerce St., 1st Fl., East Wing, Franklin Lakes, NJ 07417State or country in which incorporated — DelawareSecurity(ies) — Option to purchase common stockIssuer of security(ies) — ReGen Biologics, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareReGen Biologics, Inc.509 Commerce St., 1st Fl., East Wing, Franklin Lakes, NJ 07417State or country in which incorporated — DelawareSecurity(ies) — Warrants to purchase common stockIssuer of security(ies) — ReGen Biologics, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareReliance Bancshares, Inc.10401 Clayton Rd., Frontenac, MO 63131State or country in which incorporated — MissouriSecurity(ies) — Class A common stock, $.50 par valueIssuer of security(ies) — Reliance Bancshares, Inc.Address of issuer — Same as aboveState or country in which organized — MissouriRincon Venture Partners, L.P.1486 E. Valley Rd., Santa Barbara, CA 93108Security(ies) — Limited partnership interestsIssuer of security(ies) — Rincon Venture Partners, L.P.Address of issuer — Same as aboveState or country in which organized — DelawareRRV Fund, LLC333 Perry St., Suite 214, Castle Rock, CO 80104State or country in which incorporated — DelawareSecurity(ies) — Limited liability company interestsIssuer of security(ies) — RRV Fund, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareSandgrain Securities, Inc.1050 Franklin Ave., Suite 101, Garden City, NY 11530State or country in which incorporated — New YorkSecurity(ies) — Promissory noteIssuer of security(ies) — Arcadia Resources, Inc.Address of issuer — 26777 Central Park Blvd., Suite 200, Southfield, MI 48076State or country in which organized — NevadaSandstone Capital India Offshore Fund Limited% Sandstone Capital LLC, 30 Federal St., 4th Fl., Boston, MA 02110Security(ies) — Limited partnership interestsIssuer of security(ies) — Sandstone Capital India Offshore Fund LimitedAddress of issuer — Same as aboveState or country in which organized — DelawareScandius BioMedical, Inc.11A Beaver Brook Rd., Littleton, MA 01460State or country in which incorporated — DelawareSecurity(ies) — Series B-1 preferred stock, $0.01 par valueIssuer of security(ies) — Scandius BioMedial, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareSentinel Financial Services CompanyNational Life Dr., Montpelier, VT 05604State or country in which incorporated — MarylandSecurity(ies) — Sentinel conservation allocationIssuer of security(ies) — Sentinel Group FundsAddress of issuer — P.O. Box 1499, Montpelier, VT 05601-1499State or country in which organized — MarylandSokolin LLC12 Foster Ave., Bridgehampton, NY 11932Security(ies) — 13% senior subordinated notes, senior secured credit notes and senior secured floating rate term notesIssuer of security(ies) — Sokolin LLCAddress of issuer — Same as aboveState or country in which organized — New YorkSPG Opportunity Fund, Ltd.2700 N. Military Trail, Suite 150, Boca Raton, FL 33431Security(ies) — Limited partnership interestIssuer of security(ies) — SPG Opportunity Fund, Ltd.Address of issuer — Same as aboveState or country in which organized — FloridaStark Event Fund Ltd.3600 S. Lake Dr., St. Francis, WI 43235Security(ies) — Common stockIssuer of security(ies) — Stark Event Fund Ltd.Address of issuer — Same as aboveState or country in which organized — British Virgin IslandsStark Event Fund Ltd.3600 S. Lake Dr., St. Francis, WI 43235Security(ies) — Limited partnership interestsIssuer of security(ies) — Stark Event Fund Ltd.Address of issuer — Same as aboveState or country in which organized — British Virgin IslandsSuper Vision International Inc.8210 President Dr., Orlando, FL 32809State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — Super Vision International, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareT. Rowe Price International Fund, Inc./T. Rowe Price Overseas Stock Fund (Portfolio)100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandSecurity(ies) — Common stockIssuer of security(ies) — T. Rowe Price International Fund, Inc./T. Rowe Price Overseas Stock Fund (Portfolio)Address of issuer — Same as aboveState or country in which organized — MarylandT. Rowe Price Retirement Funds, Inc./T. Rowe Price Retirement 2050 Fund (Portfolio)100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandSecurity(ies) — Common stockIssuer of security(ies) — T. Rowe Price Retirement Funds, Inc./T. Rowe Price Retirement 2050 Fund (Portfolio)Address of issuer — Same as aboveState or country in which organized — MarylandT. Rowe Price Retirement Funds, Inc./T. Rowe Price Retirement 2055 Fund (Portfolio)100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandSecurity(ies) — Common stockIssuer of security(ies) — T. Rowe Price Retirement Funds, Inc./T. Rowe Price Retirement 2055 Fund (Portfolio)Address of issuer — Same as aboveState or country in which organized — Marylandtelx Group, Inc., The17 State St., 33rd Fl., New York, NY 10017State or country in which incorporated — DelawareSecurity(ies) — Common stockIssuer of security(ies) — The telx Group, Inc.Address of issuer — Same as aboveState or country in which organized — Delawaretelx Group, Inc., The17 State St., 33rd Fl., New York, NY 10017State or country in which incorporated — DelawareSecurity(ies) — Series B preferred stockIssuer of security(ies) — The telx Group, Inc.Address of issuer — Same as aboveState or country in which organized — DelawareThinGap Corporation2064 Eastman Ave., Ventura, CA 93003State or country in which incorporated — CaliforniaSecurity(ies) — Secured note and warrant offeringIssuer of security(ies) — ThinGap CorporationAddress of issuer — Same as aboveState or country in which organized — CaliforniaThomas Weisel Partners LLC; (2) Needham & Company, LLC; (3) W.R. Hambrecht + Co., LLCOne Montgomery St., San Francisco, CA 94104; (2) 445 Park Ave., New York, NY 10022; (3) 539 Bryant St., San Francisco, CA 94107State or country in which incorporated — (1)–(3) Delaware limited liability companySecurity(ies) — Common stockIssuer of security(ies) — Netlist, Inc.Address of issuer — 475 Goddard, Irvine, CA 92618State or country in which organized — DelawareTokyo Electron LimitedTBS Broadcast Center, 3-6 Akasaka 5-chome, Minato-ku, Tokyo 107-8481 JapanState or country in which incorporated — JapanSecurity(ies) — CommonIssuer of security(ies) — Tokyo Electron LimitedAddress of issuer — Same as aboveState or country in which organized — JapanTremblant Concentrated Fund LP767 Fifth Ave., Fl. 12A, New York, NY 10153Security(ies) — Limited partnership interestsIssuer of security(ies) — Tremblant Concentrated Fund LPAddress of issuer — Same as aboveState or country in which organized — DelawareTremblant Concentrated Fund Ltd.% Citco Fund Services (Cayman Islands) Limited, Regatta Office Park, West Bay Rd., P.O. Box 31106, SMB, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsSecurity(ies) — Common shares, par value $0.01 (U.S.) per shareIssuer of security(ies) — Tremblant Concentrated Fund, Ltd.Address of issuer — Same as aboveState or country in which organized — Cayman IslandsTremblant Super Concentrated Fund Ltd.% Citco Fund Services (Cayman Islands) Limited, Winward 1, Regatta Office Park, West Bay Rd., P.O. Box 31106, SMB, Grand Cayman, KY1-1205, Cayman IslandsState or country in which incorporated — Cayman IslandsSecurity(ies) — Common shares, par value $0.01 (U.S.) per shareIssuer of security(ies) — Tremblant Super Concentrated Fund, Ltd.Address of issuer — Same as aboveState or country in which organized — Cayman IslandsUnited Financial Securities, Inc.431 N. Pennsylvania St., Indianapolis, IN 46204State or country in which incorporated — IndianaSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Unified Series Trust, Leeb Focus FundAddress of issuer — Same as aboveState or country in which organized — OhioUnited Financial Securities, Inc.431 N. Pennsylvania St., Indianapolis, IN 46204State or country in which incorporated — IndianaSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Unified Series Trust, Symons Alpha Growth Institutional FundAddress of issuer — Same as aboveState or country in which organized — OhioUnited Financial Securities, Inc.431 N. Pennsylvania St., Indianapolis, IN 46204State or country in which incorporated — IndianaSecurity(ies) — Shares of beneficial interestIssuer of security(ies) — Unified Series Trust, Symons Alpha Value Institutional FundAddress of issuer — Same as aboveState or country in which organized — OhioVan Kampen Funds Inc.One Parkview Plaza, Oakbrook Terrace, IL 60181State or country in which incorporated — DelawareSecurity(ies) — 75,000 units of undivided interestIssuer of security(ies) — Central Equity Trust, Diversified Income Series 25Address of issuer — Same as aboveState or country in which organized — New YorkVista Drilling Program 2006-2 Limited Partnership61 McMurray Rd., Suite 300, Pittsburgh, PA 15241Security(ies) — Units of general/limited partnership interestsIssuer of security(ies) — Vista Drilling Program 2006-2 Limited PartnershipAddress of issuer — Same as aboveState or country in which organized — PennsylvaniaWachovia Capital Markets, LLC301 S. College St., Charlotte, NC 28288State or country in which incorporated — Delaware limited liability companySecurity(ies) — Common stockIssuer of security(ies) — Spirit Finance CorporationAddress of issuer — 14631 N. Scottsdale Rd., Suite 200, Scottsdale, AZ 85254State or country in which organized — MarylandWebSolve, Inc.9700 Great Seneca Hwy., Rockville, MD 20850State or country in which incorporated — DelawareSecurity(ies) — Membership unitsIssuer of security(ies) — East Coast Packaging, LLCAddress of issuer — 5905 Ramsgate Rd., Bethesda, MD 20816State or country in which organized — DelawareWeeden Investors L.P.145 Mason St., Greenwich, CT 06830State or country in which incorporated — Delaware limited partnershipSecurity(ies) — Class A callable unitsIssuer of security(ies) — Weeden Investors L.P.Address of issuer — Same as aboveState or country in which organized — DelawareWexford High Yield Debt Fund II, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Security(ies) — Preferred membership interestsIssuer of security(ies) — Wexford High Yield Debt Fund II, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareWexford High Yield Debt Fund II, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Security(ies) — Preferred membership interestsIssuer of security(ies) — Wexford High Yield Debt Fund III, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareWexford High Yield Debt Fund II, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Security(ies) — Preferred membership interestsIssuer of security(ies) — Wexford High Yield Debt Fund IV, LLCAddress of issuer — Same as aboveState or country in which organized — DelawareWhite Pacific Securities, Inc.231 Sansome St., 4th Fl., San Francisco, CA 94104State or country in which incorporated — NevadaSecurity(ies) — Tenant in common interestsIssuer of security(ies) — Woodstone Apartments, LLCAddress of issuer — j Woodlark Capital, LLC, 170 Hamilton Ave., White Plains, NY 10601State or country in which organized — DelawareWilliams Opportunity Fund, LLC3625 Cumberland Blvd., Suite 400, Atlanta, GA 30339State or country in which incorporated — GeorgiaSecurity(ies) — Limited liability company interestsIssuer of security(ies) — Williams Opportunity Fund, LLCAddress of issuer — Same as aboveState or country in which organized — GeorgiaWorld Funds, Inc., The8730 Stony Point Pkwy., Suite 205, Richmond, VA 23235State or country in which incorporated — MarylandSecurity(ies) — Shares of common stock for REMS Real Estate Value-Opportunity FundIssuer of security(ies) — The World Funds, Inc.Address of issuer — Same as aboveState or country in which organized — MarylandZAP501 4th St., Santa Rosa, CA 95401State or country in which incorporated — CaliforniaSecurity(ies) — Convertible notes with warrantsIssuer of security(ies) — ZAPAddress of issuer — Same as aboveState or country in which organized — California
