Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Acadia Mutual FundsOne Penn Plaza, 36th Fl., New York, NY 10119State or country in which incorporated — DelawareAugme Technologies, Inc.43 W. 24th St., Suite 11B, New York, NY 10010State or country in which incorporated — DelawareBlack River Resources1700 Pacific Ave., Suite 1820, Dallas, TX 75201State or country in which incorporated — TexasCapstan Global Investment Partners, L.P.2729 Jackson St., San Francisco, CA 94115Partnership — Capstan L.L.C.Challenger Deep Resources Corp.Suite 400, 750-11th St., SW, Calgary, Alberta T2P 3N7 CNState or country in which incorporated — CanadaCoferon, Inc.c/o Argent Ventures, 551 Madison Ave., 34th Fl., New York, NY 10176State or country in which incorporated — DelawareCredit Suisse Risk Parity Commodity Fund, L.P.11 Madison Ave., New York, NY 10010Partnership — Credit Suisse (Cayman) Management LimitedDaimler AGMercedesstrasse 137, Stuttgart 70327, GermanyState or country in which incorporated — GermanyDoubleLine Opportunistic Income LP333 S. Grand Ave., 18th Fl., Los Angeles, CA 90071Partnership — DoubleLine Opportunistic Income GP LLCFairfield Financial Holdings Corp.213 E. Main St., Fairfield, WA 99012State or country in which incorporated — WashingtonFBMWW Acquisition LLCOne Meadowlands Plaza, E. Rutherford, NJ 07073Fortress Capital Formation LLC1345 Avenue of the Americas, 46th Fl., New York, NY 10105Founders Fund I, L.L.L.P.10350 Bren Rd. W, Minnetonka, MN 55343Partnership — Founders GP I, L.L.C.Hartland Realty Opportunity Fund, L.P.750 Main St., Suite 1308, Hartford, CT 06103-2714Partnership — Hartland Capital Investors, LLCHigh Peaks Seed Ventures, L.P.10 Second St., Troy, NY 12180Partnership — High Peaks Seed Venture Partners, LLCICVRx LLC12635 E. Montview Blvd., Aurora, CO 80045State or country in which incorporated — DelawareIMBS Holdings, Inc.5901 C Peachtree Dunwoody Rd., Suite 300, Atlanta, GA 30328State or country in which incorporated — DelawareInvesco DCP Feeder Fund LLCc/o Invesco Senior Secured Management, Inc., 1166 Avenue of the Americas, New York, NY 10036State or country in which incorporated — DelawareInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareKCM Long Only Fund LP110 E. 59th St., 27th Fl., New York, NY 10022Partnership — Karsch Associates, LLCKernan Capital Partners, LLC111 Seventh St., Garden City, NY 11530State or country in which incorporated — New YorkKids Sports Entertainment, Inc.34 Lime St., Boston, MA 02108State or country in which incorporated — DelawareLCDBSO, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLifecycle Renewables, Inc.P.O. Box 1144, Marblehead, MA 01945State or country in which incorporated — DelawareListco, LLC1328 Westwood Blvd., Suite 7, Los Angeles, CA 90024Mayflower ICG LLC3101 Western Ave., Suite 450, Seattle, WA 98121State or country in which incorporated — Washington limited liability companyMBC Funding-I, Inc.192 Lexington Ave., Suite 504, New York, NY 10016State or country in which incorporated — New YorkMint Technology Corp.100 King St., Suite 3700, Toronto, Ontario, CN MTX 1C9State or country in which incorporated — CanadaMirasol Resources Ltd.Suite 600, 890 W. Pender St., Vancouver, BC V6C 1J9State or country in which incorporated — CanadaMirimus, Inc.One Bungtown Rd., Cold Spring Harbor, NY 11724State or country in which incorporated — DelawareNoWait, Inc.226 S. Negley Ave., Pittsburgh, PA 15206State or country in which incorporated — DelawareOro Mining Ltd.Suite 1400, 625 Howe St., Vancouver, British Columbia, CN V6C 2T6State or country in which incorporated — CanadaPrevention Pharmaceuticals, Inc.300 George St., Suite 561, New Haven, CT 06511State or country in which incorporated — DelawareRodman & Renshaw, LLC1251 Avenue of the Americas, New York, NY 10020State or country in which incorporated — DelawareSpringfield Partners, L.P.P.O. Box 426, E. Longmeadow, MA 01028-0426Partnership — Longmeadow Capital Management, Inc., general partnerTeamSave LLC2272 Airport Rd. S, Suite 308, Naples, FL 34112TWM Partners Fund, LP520 Madison Ave., 26th Fl., New York, NY 10022Partnership — Tiedemann Wealth Management GP, LLCuKnow Corporation14 Garrison Dr., Suite 200, Guilford, CT 06437State or country in which incorporated — DelawareUpdater Inc.35 Grove St., New York, NY 10014State or country in which incorporated — DelawareVoyport Group Holdings LLC3010 Westchester Ave., Suite 305, Purchase, NY 10577State or country in which incorporated — Delaware
