Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Abernathy Group Growth Fund, LP, The17 State St., 16th Fl., New York, NY 10004Partnership — The Abernathy Group Growth Fund, GP, LLCAdvanced EarthEnergy Technologies, LLC1404 Sweet Home Rd., Suite 1, Amherst, NY 14228State or country in which incorporated — New York limited liability companyBaron Select Funds767 Fifth Ave., New York, NY 10153State or country in which incorporated — DelawareBig Management Holdings, LLC200 S. Michigan Ave., 21st Fl., Chicago, IL 60604State or country in which incorporated — IllinoisCamino Minerals Corporation1510-999 W. Hastings St., Vancouver, British Columbia, V6C 2W2State or country in which incorporated — CanadaCharleston Basics, Inc.2999 John Stevens Way, Hoquiam, WA 98550State or country in which incorporated — DelawareCitizens Financial Services, Inc.15 S. Main St., Mansfield, PA 16933State or country in which incorporated — PennsylvaniaColumbia Management Distributors, Inc.One Financial Center, Boston, MA 02111State or country in which incorporated — MassachusettsColumn Group II, LP, The1700 Owens St., Suite 595, San Francisco, CA 94158Partnership — The Column Group II, GP, LPCredit Suisse Prime Securities Services (USA) LLC11 Madison Ave., New York, NY 10010-3629State or country in which incorporated — VirginiaCrosscourt Partners II, LP245 Crescent Rd., San Anselmo, CA 94960Partnership — Crosscourt Capital Management, LLCEast Isles Reinsurance, Ltd.Canon's Court, 22 Victoria St., Hamilton HM 12 BermudaState or country in which incorporated — BermudaEDG Partners Fund II, L.P.c/o EDG Partners, LLC, 5445 Triangle Pkwy., Suite 260, Norcross, GA 30092Partnership — EDG Holdings II, LLC, general partnerGalle Global Macro Fund, LPc/o Galle Capital GP, LLC, 655 Madison Ave., 20th Fl., New York, NY 10065Partnership — Galle Capital GP, LLC, general partnerGalle Global Macro Offshore Fund, Ltd.c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman KY1-1104 Cayman IslandsState or country in which incorporated — Cayman IslandsGeneva Arbitrage Fund L.P.c/o BHC Management, LLC, 10 Canal St., Suite 237, Bristol, PA 19007Partnership — BHC Management, LLC, general partnerGeosphere Directional Fund, LPc/o Geosphere (GP), LLC, 733 Third Ave., 19th Fl., New York, NY 10017Partnership — Geosphere (GP), LLC, general partnerGeosphere Directional Fund, Ltd.c/o Maples Corporate Services Limited, P.O. Box 309 Ugland House, Grand Cayman KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsGlobal Paramount BioFund, LPc/o Global BioFund GP, LLC, 787 Seventh Ave., 48th Fl., New York, NY 10019Partnership — Global BioFund GP, LLCGlobal Paramount Offshore BioFund, L.P.c/o Global BioFund GP, LLC, 787 Seventh Ave., 48th Fl., New York, NY 10019Partnership — Global BioFund GP, LLCHeatherdale Holdings (Canada) Ltd.1020-800 W. Pender St., Vancouver, British Columbia V6C 2V6State or country in which incorporated — CanadaHedge Community LLC15 Horseshoe Dr., New City, NY 10956-5139State or country in which incorporated — New YorkIntervest Bancshares CorporationOne Rockefeller Plaza (Suite 400), New York, NY 10020-2002State or country in which incorporated — DelawareKai Capital Management, LPc/o Kai Capital Partners, LLC, One Penn Plaza, 36th Fl., New York, NY 10119Partnership — Kai Capital Partners, LLCKelcas Ohio River Oil, LLCP.O. Box 21345, 729 Maple Heights Ave., Owensboro, NY 42304Lago Offshore Fund Ltdc/o Ogier Fiduciary Services (Cayman) Limited, Camana Bay, Grand Cayman KY1-9007, Cayman IslandsState or country in which incorporated — Cayman IslandsLago Partners LPc/o Lago Capital GP LLC, 535 Madison Ave., 30th Fl., New York, NY 10022Partnership — Lago Capital GP LLC, general partnerLighting Science Group Corporation1227 S. Patrick Dr., Bldg. 2A, Satellite Beach, FL 32937State or country in which incorporated — DelawareMCL Financial Group, Inc.1869 W. Littleton Blvd., Littleton, CO 80120State or country in which incorporated — ColoradoNobles & Richards, Inc.801 E. Plano Pkwy., Suite 220, Plano, TX 75074State or country in which incorporated — TexasOld West Income Fund, L.P.601 S. Figueroa St., Suite 2250, Los Angeles, CA 90017Partnership — Old West Investment Management, L.L.C.Old West Investment Partners, L.P.601 S. Figueroa St., Suite 2250, Los Angeles, CA 90017Partnership — Old West Investment Management, L.L.C.Peninsula Fund V Limited Partnership535 Griswold, Suite 2050, Detroit, MI 48226Partnership — Peninsula Fund V Management L.L.C.Pennant Spinnaker Fund, L.P.26 Main St., Suite 203, Chatham, NJ 07928Partnership — Pennant General Partner, L.L.C., general partnerSamarian Productions, LLC300 Park Ave., Suite 1720, New York, NY 10022State or country in which incorporated — New YorkTremblant Concentrated Fund LP767 Fifth Ave., Fl. 12A, New York, NY 10153Partnership — Tremblant Holdings LLC, general partnerUruguay Mineral Exploration, Inc.50 Richmond St. E, Suite 101, Toronto, Ontario, Canada M5C 1N7State or country in which incorporated — CanadaWinchester Fund of Funds, LPc/o Winchester Fund Advisors LLC, 800 Fifth Ave., #19, New York, NY 10065Partnership — Winchester Fund Advisors LLC
