Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
3118 W Lake REIT, LLC801 Grand Ave., Des Moines, IA 50309Ailanthus Capital Partners (QP), LP61 Broadway, Suite 2825, New York, NY 10006Partnership — Ailanthus Capital, LLCAjax Fund, L.P.80 Hamilton Ave., Suite 101, Trenton, NJ 08611Partnership — Ajax Capital Management, LLCAmerican Independence Funds Trust1345 Avenue of the Americas, 2nd Fl., New York, NY 10105State or country in which incorporated — DelawareBBR Absolute Return Long Duration, LP140 E. 45th St., 26th Fl., New York, NY 10017Partnership — BBR General Partner, LLCBodri Capital Management, LLC290 Lowell Ave., Palo Alto, CA 94301State or country in which incorporated — CaliforniaCello Fixed Income Domestic Fund, LP12 E. 49th St., 22nd Fl., New York, NY 10017Partnership — Cello Capital GP, LLCColeman Village REIT, LLC801 Grand Ave., Des Moines, IA 50309DIH Lawrence, LLC400 Park Ave., Suite 1620, New York, NY 10022Partnership — Dome GP, LLCDZGF LLC237 St. James Place, Philadelphia, PA 19106State or country in which incorporated — PennsylvaniaEfferent Labs, Inc.701 Ellicott St., Buffalo, NY 14203State or country in which incorporated — DelawareFLRish, Inc.P.O. Box 222416, Carmel, CA 93922State or country in which incorporated — CaliforniaFrisco REIT, LLC801 Grand Ave., Des Moines, IA 50309Gamma Lending Opportunities LP101 Park Ave., Suite 2602, New York, NY 10178Partnership — GRE Lending Opportunities LLCGelesis, Inc.501 Boylston St., Suite 6102, Boston, MA 02116State or country in which incorporated — DelawareIFM Fintech Opportunities LPc/o IFM Fintech Opportunities GP Limited, One London Wall, 6th Fl., London EC2Y 5EB United KingdomPartnership — IFM Fintech Opportunities GP LimitedM-Line Tower REIT, LLC801 Grand Ave., Des Moines, IA 50309Macritchie Storage Fund I, LPc/o Macritchie Storage LLC, 435 4th Ave. SW, Suite 725, Calgary, Alberta T2P 3A8Partnership — Macritchie Storage LLCMetro East Valley REIT, LLC801 Grand Ave., Des Moines, IA 50309Nevada Sunrise Gold CorporationSuite 1100-1111 Melville St., Vancouver, British Columbia, Canada V6E 3V6State or country in which incorporated — CanadaOncoCyte Corporation1301 Harbor Bay Pkwy., Alameda, CA 94502State or country in which incorporated — CaliforniaOrchard Parkway Phase II REIT, LLC801 Grand Ave., Des Moines, IA 50309Oribel Capital Partners, LP477 Madison Ave., Suite 520, New York, NY 10022Partnership — Oribel Capital GP, LLCOriberl Capital Partners Offshore, Ltd.c/o CO Services Cayman Limited, P.O. Box 10008, Willow House, Cricket Sq., Grand Cayman, Cayman Islands KY1-1001State or country in which incorporated — Cayman IslandsPEPF Courts at Spring Mill REIT, LLC801 Grand Ave., Des Moines, IA 50309PEPF Hingham Shipyard REIT, LLC801 Grand Ave., Des Moines, IA 50309PEPF Shortbread REIT, LLC801 Grand Ave., Des Moines, IA 50309Polaris KS3, LP4104 24th St., Unit 750, San Francisco, CA 94114Partnership — Polaris KS3 GP, LLCReef 2015 Income Fund, L.P.1901 N. Central Expy., Suite 300, Richardson, TX 75080Partnership — REI Energy, LLC 2015 Series 1Sapience Therapeutics, Inc.73 Market St., Suite 376, Yonkers, NY 10710State or country in which incorporated — DelawareSimplifund Inc.516 Stanyan St., Apartment 1, San Francisco, CA 94117State or country in which incorporated — DelawareStrategic Equity Capital II LLC129 Lafayette St., Suite 6B, New York, NY 10013Summit Partners Entrepreneur Advisors Fund II, L.P.222 Berkeley St., 18th Fl., Boston, MA 02116Partnership — Summit Partners Entrepreneur Advisors GP II, LLCVPC Partners IX LLCc/o VestaPoint Capital LLC, 941 W. Morse Blvd., Suite 100, Winter Park, FL 32789VPC Partners VIII LLCc/o VestaPoint Capital LLC, 941 W. Morse Blvd., Suite 100, Winter Park, FL 32789WebFinancial Holding Corporation590 Madison Ave., 32nd Fl., New York, NY 10022State or country in which incorporated — Delaware
