Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
1st Pacific Bancorp4275 Executive Sq., Suite 650, LaJolla, CA 92037State or country in which incorporated — CaliforniaAmericus Financial Services, Inc.Five Inverness Center Pkwy., Hoover, AL 35242State or country in which incorporated — AlabamaBridgeline Software, Inc.130 New Boston St., Woburn, MA 01801State or country in which incorporated — DelawareBTHC XI, Inc.c/o Anchor Funding Services, LLC, 2201-E Crownpoint Executive Dr., Charlotte, NC 28227State or country in which incorporated — DelawareCentripetal Management, LLC100 Prospect St., Stamford, CT 06901State or country in which incorporated — DelawareCordia Corporation445 Hamilton Ave., Suite 408, White Plains, NY 10601State or country in which incorporated — NevadaDelanco Bancorp, Inc.615 Burlington Ave., Delanco, NJ 08705State or country in which incorporated — United StatesDelaware Pooled Trust—The Large-Cap Growth Equity PortfolioOne Commerce Sq., 2005 Market St., Philadelphia, PA 19103State or country in which incorporated — DelawareDHI/REM Medical 3, LLC701 5th Ave., Suite 3800, Seattle, WA 98104Partnership — DHI/REM Medical Management, LLCFLI SS Real Assets Fund, L.P.One Jericho Plaza, Jericho, NY 11753Partnership — FLI Management CorporationGeovic Mining Corp.743 Horizon Ct., Grand Junction, CO 81506State or country in which incorporated — DelawareGlobal Hedged Equity Fund, L.P.4265 San Felipe, Suite 900, Houston, TX 77027Partnership — Global Hedged Equity Fund, L.P.Global Hedged (Offshore) Equity Fund, Ltd.4265 San Felipe, Suite 900, Houston, TX 77027Partnership — Global Hedged Equity Fund, GP, L.P.GRT Natural Resources, L.P.50 Milk St., 21st Fl, Boston, MA 02190Partnership — GRT Natural Resources GP, L.L.C.Halo Capital II, LLC832 Broadway, Suite 6, New York, NY 10003State or country in which incorporated — New YorkHatteras Multi-Strategy Institutional Fund, L.P.8540 Colonnade Center Dr., Suite 401, Raleigh, NC 27615Partnership — Hatteras Investment Management LLCHatteras Multi-Strategy TEI Institutional Fund, L.P.8540 Colonnade Center Dr., Suite 401, Raleigh, NC 27615Partnership — Hatteras Investment Management LLCHedged Strategies Fund (QP), Ltd., TheP.O. Box 32021 SMB, Admiral Financial Centre, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsHKW Capital Partners III-A, L.P.8888 Keystone Crossing, Suite 600, Indianapolis, IN 46240Partnership — HKW Management III, L.P.Indagare Travel, Inc.103 E. 75th St., Apt. 6FE, New York, NY 10021State or country in which incorporated — DelawareInSite One, Inc.135 N. Plains Industrial Rd., Wallingford, CT 06492State or country in which incorporated — DelawareInternational Fight League, Inc.424 W. 33rd St., Suite 650, New York, NY 10001State or country in which incorporated — DelawareLane Five Partners LP1122 Kenilworth Dr., Suite 313, Towson, MD 21204Partnership — Lane Five Partners GP LLCLanger, Inc.450 Commack Rd., Deer Park, NY 11729State or country in which incorporated — DelawareLehman Brothers Institutional Liquidity Funds605 Third Ave., 2nd Fl., New York, NY 10158-0180State or country in which incorporated — DelawareMedical Asset Fund III, LP195 Danbury Rd., Wilton, CT 06897Partnership — HealthCapital, Inc.Network Foundation Technologies, LLC509 W. Alabama, Ruston, LA 71270Northern Trust Buyout (Non-U.S.) Fund III, L.P.300 Atlantic St., Stamford, CT 06901Partnership — Northern Trust Global Advisors, Inc.Northern Trust Buyout (U.S.) Fund III, L.P.300 Atlantic St., Stamford, CT 06901Partnership — Northern Trust Global Advisors, Inc.Northern Trust Private Equity Fund III, L.P.300 Atlantic St., Stamford, CT 06901Partnership — Northern Trust Global Advisors, Inc.Northern Trust Private Equity Fund (QP) III, L.P.300 Atlantic St., Stamford, CT 06901Partnership — Northern Trust Global Advisors, Inc.Northern Trust Venture Capital Fund III, L.P.300 Atlantic St., Stamford, CT 06901Partnership — Northern Trust Global Advisors, Inc.Oppenheimer Capital Structure Opportunities Fund, L.P.c/o Oppenheimer Alternative Investment Management, LLC, 220 Park Ave., 24th Fl., New York, NY 10166Partnership — Oppenheimer Alternative Investment Management, LLCPace Petro NM, LP3878 Oak Lawn Ave., Suite 350, Dallas, TX 75219Partnership — Pace Petroleum Partners, LLCPacific Select Opportunities, Ltd.c/o Pacific Alternative Asset Management Company, LLC, 19540 Jamboree Rd., Suite 400, Irvine, CA 92612State or country in which incorporated — Cayman IslandsPAI Hedged Value Fund, LLCPAI Hedged Capital, LLC, 120 W. 45th St., 20th Fl., New York, NY 10036Paul Capital Healthcare III, L.P.Two Grand Central Tower, 140 E. 45th St., New York, NY 10017Partnership — Paul Capital Healthcare Management, L.P.PFM Meritage Offshore Fund, Ltd.c/o Goldman Sachs (Cayman) Trust, Limited, P.O. Box 896, Harbour Center, 2nd Fl., N. Church St., George Town, Cayman Islands, B.W.I.Partnership — Christopher Bowring, Philip Cater and Ian GoodallRye Select Broad Market Fund, L.P.c/o Tremont Partners, Inc., 555 Theodore Fremd Ave., One Corporate Center at Rye, New York, NY 10580Partnership — Tremont Partners, Inc.Rye Select Broad Market Prime Fund, L.P.c/o Tremont Partners, Inc., 555 Theodore Fremd Ave., One Corporate Center at Rye, New York, NY 10580Partnership — Tremont Partners, Inc.Salient Total Return Fund, L.P.4265 San Felipe, Suite 900, Houston, TX 77027Partnership — Salient Advisors, L.P.ShopText, Inc.536 Broadway, 11th Fl., New York, NY 10012State or country in which incorporated — DelawareSINO-American Development Corporation10900 Wilshire Blvd., Suite 500, Los Angeles, CA 90024State or country in which incorporated — NevadaSocratic Global Energy Fund LPc/o Socratic Fund Management LLC, 101 JFK Pkwy., Suite 310, Short Hills, NJ 07078Partnership — Socratic Fund Management LLCSource Capital Group276 Post Rd. W, Westport, CT 06880State or country in which incorporated — DelawareSPM Composite Offshore Fund, Ltd.c/o SPM Products, L.L.C., Clearwater House, 8th Fl., 2187 Atlantic St., Stamford, CT 06902State or country in which incorporated — Cayman IslandsSpringstone Financial, LLC150 Speen St., Framingham, MA 01701State or country in which incorporated — Delaware limited liability companySteeplechase Capital Partners, LP1950 Clover Dr., Inverness, IL 60067Stewart Capital Mutual Funds800 Philadelphia St., Indiana, PA 15701State or country in which incorporated — DelawareStorsafe Apollo Beach, LLC444 Brickell Ave., 9th Fl., Miami, FL 33131State or country in which incorporated — FloridaSuffern SC, LLCc/o Robin Kinslow-Evans, Good Samaritan Hospital, 255 Lafayette Ave., Suffern, NY 10901State or country in which incorporated — New York limited liability companyTecta Holdings, Inc.5215 Old Orchard Rd., Suite 880, Skokie, IL 60077State or country in which incorporated — DelawareTides Investment Partners LLCTides Associates LLC, Two Grand Central Tower, 140 E. 45th St., 28thFl., New York, NY 10017Turning Point for Life Inc.234 N. Central Ave., Hartsdale, NY 10530State or country in which incorporated — New YorkWachovia Capital Markets, LLC301 S. College St., Charlotte, NC 28288State or country in which incorporated — DelawareWestern Asset Management Company385 E. Colorado Blvd., Pasadena, CA 91101State or country in which incorporated — CaliforniaWingate Partners IV, L.P.750 N. St. Paul St., Suite 1200, Dallas, TX 75201Partnership — Wingate Management Company IV, L.P.Wyncote Capital Partners, L.P.c/o Wyncote Capital, LLC, 527 Madison Ave., Suite 920, New York, NY 10022Partnership — Wyncote Capital, LLCYield Strategies Fund I, L.P.2049 Century Park E, Suite 330, Los Angeles, CA 90067
