Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Apogee International Gold Fund, Ltd.c/o BISYS Hedge Fund Services (Cayman) Limited, 27 Hospital Rd., 5th Fl., P.O. Box 1748, Grand Cayman KY1-1109, Cayman IslandsState or country in which incorporated — Cayman IslandsAurcon Laboratories, Inc.28 Wells Ave., Yonkers, NY 10701State or country in which incorporated — DelawareAWJ Fund, L.P.c/o AWJ Capital Partners, LLC, 2309 E. Lake of the Isles Pkwy., MN 55405Partnership — AWJ Capital Partners, LLCB2 Health, Inc.7750 N. Union Blvd., #201, Colorado Springs, CO 80920State or country in which incorporated — DelawareBanyan Mezzanine Fund II, L.P.1395 Brickell Ave., Suite 900, Miami, FL 33131Partnership — Banyan Investors II, LLCBest Foreclosure Opportunities Inc.14 Zephyr Ave., Staten Island, NY 10312State or country in which incorporated — DelawareBigger Badder Wolf #1 Joint Venture1848 Norwood Plaza, Suite 109, Hurst, TX 76054Partnership — EnerMax, Inc., a Texas CorporationBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaCABHQ, LLC19 Rustic Pines, Pittsford, NY 14534Charles Morgan Securities, Inc.120 Wall St., 16th Fl., New York, NY 10005State or country in which incorporated — New YorkConvergence Technologies, Inc.201 W. 103rd St., Suite 240, Indianapolis, IN 46290State or country in which incorporated — DelawareCorinthian Partners LLC10 E. 53rd St., New York, NY 10022Coventry Group, The—GendeX Fund, The3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — MassachusettsDelphine Real Estate Advisory Group, Ltd., The98 Cutter Mill Rd., Suite 343 S, Great Neck, NY 11021State or country in which incorporated — New YorkDoonbeg Fund, LP800 Third Ave., 30th Fl., New York, NY 10022Partnership — Doonbeg Capital Management, LLCEMN Acquisition Corporation141 Union Blvd., Suite 120, Lakewood, CO 80228State or country in which incorporated — DelawareEmpire State Ethanol & Energy, LLC192 Main St., Cooperstown, NY 13326State or country in which incorporated — New YorkExpecialist Fund L.P., The10 Orchard Meadow Rd., East Williston, NY 11596Partnership — EW Trading, LLCFAP USA, L.P.505 Park Ave., 4th Fl., New York, NY 10022Firsthand Funds—Firsthand Alternative Energy Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — DelawareFive Elms Equity Fund I, L.P.American Century Tower No. 2, 4520 Main St., Suite 1650, Kansas City, MO 64111Partnership — Five Elms Equity GP, LLCFMF Holding LLC, Andrew Savin7386 26th Ave. NW, Seattle, WA 98117Fortune Management Inc.Bahnhofstr. 10, 6301 Zug, SwitzerlandState or country in which incorporated — DelawareFranklin Strategic Series—Franklin Growth Opportunities Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareGardner Lewis Investment Trust—Chesapeake Aggressive Growth Fund, Thec/o Ultimus Fund Solutions, LLC, 225 Pictoria Dr., Suite 450, Cincinnati, OH 45246State or country in which incorporated — DelawareHarvest Opportunity Partners II, L.P.600 Montgomery St., Suite 1100, San Francisco, CA 94111Partnership — JMP Asset Management LLCHedgefort Quantitative Fund LP412 Woodlawn Rd., Baltimore, MD 21210Partnership — Hedgefort Capital Management LLCHoffman Saks, LLC405 Tarrytown Rd., Suite 1569, White Plains, NY 10607Hope Lake Investors, LLC2000 NYS Rte. 392, Cortland, NY 13045Hudson Ferry Capital, L.P.153 E. 53rd St., New York, NY 10022Partnership — Hudson Ferry Capital, LLCI (dea) Group Securities LLC245 Park Ave., 39th Fl., New York, NY 10167Imperium Oversea Specialty Finance Fund, Ltd.c/o Appleby Corporate Service (Cayman), Ltd., Clifton House, Five Fort St., P.O. Box 1350GT, George Town, Grand Cayman, Cayman Islands, BWIState or country in which incorporated — Cayman IslandsIVolution Medical Systems, Inc.32 Mill Rd., 2nd Fl., Westhampton Beach, NY 11978State or country in which incorporated — NevadaJETZ High Yield Partners, LPOne Rocky Hollow Rd., Larchmont, NY 10538Partnership — JETZ Capital Partners, LLCLongview Marquis Fund, L.P.600 Montgomery St., 44th Fl., San Francisco, CA 94111Partnership — Viking Asset Management, Ltd.Luxfer Holdings PLCThe Victoria, 150-182 Harbour City, Salford Quays, Salford M50 3SP, United KingdomState or country in which incorporated — England and WalesMerchants' National Properties Merger, LLC708 Third Ave., 15th Fl., New York, NY 10017Merlon International, LLCThree Riverway, Suite 750, Houston, TX 77056Metabolic Method, LLC648 E. Rocky Knoll Lane, Draper, UT 84020Mill Valley Ventures IV, LLCP.O. Box 114, Midway, KY 40347State or country in which incorporated — KentuckyMLR Capital Offshore Fund, Ltd.c/o Spectrum Global Fund Administration (Cayman) Anderson Square, 4th Fl., P.O. Box 10243 APO, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsMorgan Stanley & Co. Incorporated1585 Broadway, New York, NY 10036-8293State or country in which incorporated — DelawareMorning Light Investors, L.P.Six Landmark Sq., Suite 400, Stamford, CT 06901Partnership — Petner Asset Management, L.L.C.Nevada Sunrise Gold Corp.1055-1500 W. Georgia St., Vancouver, BC V6E 4N7State or country in which incorporated — CanadaNext Financial Holdings, Inc.2500 Wilcrest Rd., Suite 620, Houston, TX 77042State or country in which incorporated — DelawareOppenheimer Global Resourse Fund, L.P.c/o Oppenheimer Alternative Investment Management, LLC, 125 Broad St., New York, NY 10004Partnership — Oppenheimer Alternative Investment Management, LLC, general partnerOppenheimer Global Resource Hedge Fund, L.P.c/o Oppenheimer Alternative Investment Management, LLC, 125 Broad St., New York, NY 10004Partnership — Oppenheimer Alternative Investment Management, LLC, general partnerOppenheimer Global Resource Private Equity Fund I, L.P.c/o Oppenheimer Alternative Investment Management, LLC, 125 Broad St., New York, NY 10004Partnership — Oppenheimer Alternative Investment Management, LLC, general partnerORM Timber Fund II, Inc.19245 Tenth Ave. NE, Poulsbo, WA 98370State or country in which incorporated — DelawarePachira Fund, L.P.104 Englehart Dr., Folsom, CA 95630Partnership — Pachira Investment Management, LLCPatriot Charter LLC1120 W. Campbell Rd., Suite 103, Richardson, TX 75080State or country in which incorporated — TexasPeter and Vandy LLC65 Southlawn Ave., Dobbs Ferry, NY 10522State or country in which incorporated — New York StatePoplar Forest Fund, L.P.1485 Lomita Dr., Pasadena, CA 91106Partnership — Poplar Forest Capital LLCPrana Realty Company I665 Third St., Suite 450, San Francisco, CA 94107State or country in which incorporated — DelawareRevolabs, Inc.63 Great Rd., Maynard, MA 01754State or country in which incorporated — DelawareRiverview Focus Fund (Cayman), Ltd.c/o Riverview Alternative Investment Advisors LLC, Two Bridge Ave., Bldg. 6, 2nd Fl., Red Bank, NJ 07001State or country in which incorporated — Cayman IslandsRiverview Focus Fund LLCc/o Riverview Alternative Investment Advisors LLC, Two Bridge Ave., Bldg. 6, 2nd Fl., Red Bank, NJ 07001State or country in which incorporated — DelawareRiverview Multi-Series Fund LLCc/o Riverview Alternative Investment Advisors LLC, Two Bridge Ave., Bldg. 6, 2nd Fl., Red Bank, NJ 07001State or country in which incorporated — DelawareSB Schonfeld Active Managers Offshore Fund, Ltd.c/o ATC Trustees (Cayman) Limited, Cayside, Harbour Dr., 2nd Fl., George Town, Grand Cayman, KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsShannon River Partners LP800 Third Ave., 30th Fl., New York, NY 10022Partnership — Shannon River Capital Management, LLCSleep Shift, LLC35 Overview Circle, Rochester, NY 14623State or country in which incorporated — New YorkSooth Software Corporation95 Horatio St., #6M, New York, NY 10014State or country in which incorporated — New YorkSorin Distressed Opportunity Fund, L.P.780 Third Ave., 31st Fl., New York, NY 10017Partnership — Sorin GP, LLCStar RF, Inc.470 Totten Pond Rd., Waltham, MA 02451State or country in which incorporated — DelawareSummit Rock Select Equity Portfolio, L.P.c/o Summit Rock Advisors, LLC, Nine W. 57th St., New York, NY 10019Partnership — SRA Select Equity Portfolio GP, L.L.C.T Bancshares, Inc.16000 Dallas Pkwy., Suite 125, Dallas, TX 75248State or country in which incorporated — TexasTaplmmune Inc.Unit 2, 3590 W. 41st St., Vancouver, BC, Canada V6N 3E6State or country in which incorporated — NevadaTheta Capture Fund Offshore, Ltd.c/o dms Management Ltd., P.O. Box 31910 SMB, 2nd Fl., Ansbacher House, 20 Genesis Close, George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsTJB Partners, L.P.4400 Post Oak Pkwy., Suite 2530, Houston, TX 77027Partnership — TJB Advisors, LLCTW Small Cap Growth Fund I, L.P.One Montgomery St., Suite 3700, San Francisco, CA 94104Partnership — TW Asset Management LLCUBS Financial Services, Inc.1285 Avenue of the Americas, New York, NY 10019State or country in which incorporated — DelawareUnderworld Resources Inc.409 Granville St., Suite 1500, Vancouver, British Columbia, Canada V6C 1T2State or country in which incorporated — CanadaUniversa Black Swan Protection Protocol I L.P.1414 Second St., Santa Monica, CA 90401Partnership — Universa Black Swan GP LLCVaaldiam Resources Ltd.55 University Ave., Suite 1105, Toronto, Ontario, Canada M5J 2H7State or country in which incorporated — CanadaVentrus Biosciences, Inc.8400 E. Crescent Pkwy., Suite 600, Greenwood Village, CO 80111State or country in which incorporated — DelawareVenulum Property Investments (BVI) Ltd.c/o Sable Fund Services Ltd., 4th Fl., Rodus Bldg., P.O. Box 765, Road Town, British Virgin IslandsState or country in which incorporated — British Virgin IslandsWarrior Golf Development, L.L.C.15 Mason-B, Irvine, CA 92618State or country in which incorporated — CaliforniaWestfield Residential Partners VII, LLLP717 17th St., Suite 2000, Denver, CO 80202Partnership — Westfield Capital Partners VII, LLCXavian Holdings Inc.The IBM Bldg., 590 Madison Ave., 21st Fl., New York, NY 10022State or country in which incorporated — DelawareXhale Diagnostics, Inc.101 SE. 2nd Place, Suite 201-A, Gainesville, FL 32601State or country in which incorporated — FloridaYoggie Security Systems Ltd.Beit Halevy, 42870 IsraelState or country in which incorporated — Israel
