Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
AIQ, Inc.270 Rutherford Blvd., Fl. 2, Clifton, NJ 07014State or country in which incorporated — DelawareBehringer Harvard Multifamily REIT I, Inc.15601 Dallas Pkwy., Suite 600, Addison, TX 75001State or country in which incorporated — MarylandBioformix, Inc.4366 Glendale Milford Rd., Cincinnati, OH 45242State or country in which incorporated — DelawareBrightwood Capital SBIC I, LPc/o Brightwood Capital SBIC Managers, LLC, 1221 Avenue of the Americas, 15th Fl., New York, NY 10020Partnership — Brightwood Capital SBIC Managers, LLCCA Funds Group, Inc.526 Crescent Blvd., #218, Glen Ellyn, IL 60137State or country in which incorporated — IllinoisConcorde Holdings, Inc.1120 E. Long Lake Rd., Suite 100, Troy, MI 48085State or country in which incorporated — MichiganCRC Fund III, L.P.1427 Clarkview Rd., Suite 500, Baltimore, MD 21209Partnership — CRC Fund III, LLC, general partnerCustomers Bancorp, Inc.1015 Penn Ave., Suite 103, Wyomissing, PA 19610State or country in which incorporated — PennsylvaniaCVC European Infrastructure Partners (A) L.P.22 Grenville St., St. Helier, Jersey, JE4 8PX, Channel IslandsPartnership — CVC Infrastructure GP LimitedDC Franchise 2011 LLC591 W. Putnam Ave., Greenwich, CT 06830State or country in which incorporated — DelawareDFA/Texas Capital I, LLC3501 Rice Blvd., Houston, TX 77005F4 Real Estate Partners LP3370 N. Hayden Rd., #123-572, Scottsdale, AZ 85251Partnership — F4 Capital LLC, general partnerGolden Gate Capital Opportunity Fund, L.P.One Embarcadero Center, 39th Fl., San Francisco, CA 94111Partnership — GGC Opportunity Fund Management, L.P.Golden Gate Capital Opportunity Fund-A, L.P.One Embarcadero Center, 39th Fl., San Francisco, CA 94111Partnership — GGC Opportunity Fund Management, L.P.GWG Holdings, Inc.220 S. Sixth St., Suite 1200, Minneapolis, MN 55402State or country in which incorporated — DelawareHipGeo, Inc.1435 N. Harbor Blvd., Suite 123, Fullerton, CA 92835State or country in which incorporated — DelawareHZ St. Croix Apartments, LLCc/o Hamilton Zanze & Company, 37 Graham St., Suite 200B, San Francisco, CA 94129State or country in which incorporated — DelawareInland Core Assets Real Estate Trust, Inc.2901 Butterfield Rd., Oak Brook, IL 60523State or country in which incorporated — MarylandKotak Mahindra Inc.50 Main St., Suite 310, White Plains, NY 10606State or country in which incorporated — DelawarePA Hedged Equity Fund, L.P.1800 Bayberry Court, Suite 300, Richmond, VA 23226Partnership — Private Advisors, LLCPeter Anthony Chiodo6548 S. Big Cottonwood Canyon Rd., #100, Salt Lake City, UT 84121Phase Three Market-Neutral Limited Partnership471 Heritage Court, Charlottesville, VA 22903Partnership — Phase Three Capital, LLCPhase Three Speculative Limited Partnership471 Heritage Court, Charlottesville, VA 22903Partnership — Phase Three Capital, LLCPolonia Bancorp, Inc.3993 Huntingdon Pike, 3rd Fl., Huntingdon Valley, PA 19006State or country in which incorporated — MarylandProphecy Trading Advisors, LPc/o Prophecy Trading Advisors GP, LLC, 641 Lexington Ave., 14th Fl., New York, NY 10022Partnership — Prophecy Trading Advisors GP, LLCProspect Global Resources Inc.600 17th St., Suite 2800 S, Denver, CO 80202State or country in which incorporated — NevadaR.C. Temme CorporationP.O. Box 667, Woodland Hills, CA 91365State or country in which incorporated — CaliforniaRemedi SeniorCare Holding Corporation6225 Smith Ave., Suite 210, Baltimore, MD 21209State or country in which incorporated — MarylandSagebrush Gold Ltd.1640 Terrace Way, Walnut Creek, CA 94597State or country in which incorporated — NevadaScout Funds1010 Grand Blvd., Kansas City, MO 64106State or country in which incorporated — DelawareSecond Opportunity Capital, LLC300 W. Clarendon St., Suite 230, Phoenix, AZ 85013State or country in which incorporated — Arizona limited liability companyTake The Interview, Inc.One Cambridge Center, Cambridge, MA 02142State or country in which incorporated — DelawareTamarack Global Healthcare Fund, L.P.2333 State St., Suite 102, Carlsbad, CA 92008Partnership — Tamarack Capital Management, LLCTown Hall Capital, LLC708 Third Ave., 5th Fl., New York, NY 10017Vericimetry Funds800 Wilshire Blvd., Suite 300, Los Angeles, CA 90017State or country in which incorporated — DelawareX2Impact, Inc.83 Columbia St., Suite 400, Seattle, WA 98104State or country in which incorporated — Washington
