Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
11 First Samurai/Trip, LLC800 Arbor Dr. N, Louisville, KY 4022311 Flower Alley/Lisieux, LLC800 Arbor Dr. N, Louisville, KY 4022311 Kodiak Kowboy/Boot Scoot N Run, LLC800 Arbor Dr. N, Louisville, KY 4022311 Pyro/Tres Tres Joli, LLC800 Arbor Dr. N, Louisville, KY 40223AllianceBernstein Investments, Inc.1345 Avenue of the Americas, New York, NY 10105State or country in which incorporated — DelawareAppeProPo, Inc.989 Avenue of Americas, 3rd Fl., New York, NY 10018State or country in which incorporated — DelawareAtlantic Group Capital, LPTwo Gold St., PH-11, New York, NY 10038Partnership — Atlantic Group Capital GP, LLCBean Logik LLC9405 NE. 56th Ave., Vancouver, WA 98665State or country in which incorporated — WashingtonBlue Sage Capital II, L.P.114 W. 7th St., Suite 820, Austin, TX 78701Partnership — Blue Sage Management II, L.L.C.CK Diversified Fund LLCc/o Cohen Klingenstein, LLC, 355 W. 52nd St., New York, NY 10019Dorchester Capital Credit Opportunities Offshore, L.P.Walker House, 87 Mary St., George Town, Grand Cayman, KY1-9001, Cayman IslandsPartnership — Dorchester Private Equity Management, LLCELOY 586, LLC8120 E. Cactus Rd., Suite 300, Scottsdale, AZ 85260State or country in which incorporated — Arizona limited liability companyEM Strategy Value Fund, LPc/o 40 EM Strategy Management, LLC, 221 W. 82nd St., Suite 10C, New York, NY, 10024Partnership — EM Strategy Management, LLCFounders Properties Income Fund II, L.L.L.P.10350 Bren Rd. W, Minnetonka, MN 55343State or country in which incorporated — DelawareHudson Housing Tax Credit Fund LVII LP630 Fifth Ave., 28th Fl., New York, NY 10111Partnership — Hudson GP LVII LLCInland Diversified White Plains City Center Member, L.L.C.2901 Butterfield Rd., Oak Brook, IL 60523Partnership — Inland Diversified White Plains City Center Member II, L.L.C.Investment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareKirmser Ponturo Theater Fund LLC10 Rockefeller Center, Suite 910, New York, NY 10020State or country in which incorporated — Delaware limited liability companyLC Global Asset Allocation Fund, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLuminous Capital Global Credit Opportunities Fund (A), L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLuminous Capital Global Credit Opportunities Fund (B), L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLuminous Capital Global Credit Opportunities Fund (C), Ltd.2049 Century Park E, Suite 320, Los Angeles, CA 90067Millennial I, LP1433 17th St., San Francisco, CA 94107Partnership — Millennial Capital I, LLCPassco Capital, Inc.96 Corporate Park, Suite 200, Irvine, CA 92606State or country in which incorporated — CaliforniaPeak Rock Capital Fund LP12600 Hill Country Blvd., Suite R-275, Austin, TX 78738Partnership — Peak Rock Capital Holdings I LPPeak Rock Capital Fund A LP12600 Hill Country Blvd., Suite R-275, Austin, TX 78738Partnership — Peak Rock Capital Holdings I LPPECO Net Lease Income Fund LLC222 S. Main St., Suite 1730, Salt Lake City, UT, 84101State or country in which incorporated — DelawarePetra Global Market Fund, LPc/o Petra Global Merchants, LLC, 114 W. 47th St., Suite 1725, New York, NY 10036Partnership — Petra Global Merchants, LLCPFM Diversified Offshore Fund, Ltd.c/o Walkers Corporate Services Limited, 87 Mary St., Walker House, George Town, Grand Cayman, Cayman Islands, KY1-9005State or country in which incorporated — Cayman IslandsP.J. Holding LLC1307 Park Ave., Box 10, Williamsport, PA 17701State or country in which incorporated — PennsylvaniaQuick Pool, LP5524 Somerset Dr., Santa Barbara, CA 93111-1640Partnership — Quicksilver Trading Inc.Real Time Racing LLC45-10 Court Sq., 3rd Fl., Long Island City, NY 11101State or country in which incorporated — DelawareRT SQ Co-Invest, LLC260 E. Brown St., Suite 380, Birmingham, MI 48009State or country in which incorporated — DelawareSemantic Business Solutions, Inc.291 Rte. 22 E, Suite 20, Lebanon, NJ 08833State or country in which incorporated — DelawareSoft Serve Fruit Co LLC1371 3rd Ave., New York, NY 10075Square 1 Financial, Inc.406 Blackwell St., Suite 240, Durham, NC 27701State or country in which incorporated — DelawareTexstar Energy Inc.402 W. Davis St., Luling, TX 78648State or country in which incorporated — TexasTitan Partners, Inc.3500 S. Boulevard St., Suite 10B, Edmond, OK 73013State or country in which incorporated — TexasTop Patch, Inc.349 Fifth Ave., Suite 410, New York, NY 10016State or country in which incorporated — New YorkTTCP Fund I, L.P.7601 France Ave. S, Edina, MN 55435Partnership — TT Capital Partners, LLCUrgent-MD Hewlett Management LLC444 Merrick Rd., Suite 112, Lynbrook, NY 11563State or country in which incorporated — New York limited liability companyViking Therapeutics, Inc.4615 Center Blvd., #2008, Long Island City, NY 11109State or country in which incorporated — DelawareVitalis LLCOne Irving Place, #G17F, New York, NY 10003State or country in which incorporated — Delaware limited liability company
