Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
9W Credit Opportunities Fund, L.P.1325 Avenue of the Americas, Suite 2302, New York, NY 10019Partnership — Treesdale Capital, LLC10 Any Given Saturday/Bright Image, LLC800 Arbor Dr. N, Louisville, KY 4022310 Dixie Union/Acanthus, LLC800 Arbor Dr. N, Louisville, KY 4022310 Flatter/Our Magic Cat, LLC800 Arbor Dr. N, Louisville, KY 40223408 W 15 Members LLC679 Titicus Rd., North Salem, NY 10560State or country in which incorporated — New YorkAhuja Capital Fund LP1115 Broadway, 12th Fl., New York, NY 10010Partnership — Ahuja Partners LLCAhuja Partners LLC1115 Broadway, 12th Fl., New York, NY 10010State or country in which incorporated — DelawareAlps Distributors, Inc.1290 Broadway, Suite 1100, Denver, CO 80203State or country in which incorporated — ColoradoAltavest Fund, L.P.27261 Las Ramblas, Suite 220, Mission Viejo, CA 92691Partnership — Altavest Worldwide Trading, Inc.American Graphics Communication & Distribution Services, Inc.150 Clove Rd., 11th Fl., Little Falls, NJ 07424State or country in which incorporated — NevadaArcady Capital Fund I, L.P.Remington Place, 10333 E. 21st St., Suite 303D, Wichita, KS 67206Partnership — Arcady Capital Fund I GP, LLCArchimedes Capital Group, LPc/o Archimedes Fund Management, LLC, 93 Evergreen Ave., Rye, NY 10580Partnership — Archimedes Fund Management, LLCAthena Stonehorse Fund, Ltd.89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands, KY 1-9007State or country in which incorporated — Cayman IslandsAthena Stonehorse Partners LP55 Old Bedford Rd., Suite 302, Lincoln, MA 01773Partnership — Athena Stonehorse Fund GP LLCAura Systems, Inc.1310 E. Grand Ave., El Segundo, CA 90245State or country in which incorporated — DelawareAUSAF VII, LLC546 5th Ave., 9th Fl., New York, NY 10036BHIL Distributors, Inc.4041 N. High St., Suite 402, Columbus, OH 43214State or country in which incorporated — OhioBridgeton Global Directional Fund, LP7535 Windsor Dr., Suite 205, Allentown, PA 18195Partnership — Bridgeton Fund Management, LLCBryce Point Partners LPOne Little W. 12th St., New York, NY 10014Partnership — Bryce Point Capital GP LLCChelona Capital Partners, L.P.120 Broadway, Suite 2040-02, New York, NY 10271Partnership — Chelona Capital GP, LLCChino Commercial Bancorp14245 Pipeline Ave., Chino, CA 91710State or country in which incorporated — CaliforniaCleanEdison, Inc.12 Debrosses St., New York, NY 10013State or country in which incorporated — DelawareCMS Food Solutions, Inc.11 Lake Ave. Ext., Danbury, CT 06811State or country in which incorporated — DelawareCompagnie Financiere Richemont SA50 Chemin de la Chenaie, 1293 Bellevue - Geneva, SwitzerlandState or country in which incorporated — SwitzerlandConstellation Futures Fund, LLC49 John St., Southport, CT 06890State or country in which incorporated — Delaware limited liability companyCyber Digital, Inc.400 Oser Ave., Suite 200, Hauppauge, NY 11788State or country in which incorporated — New YorkCypress Capital Onshore, LPOne Sansome St., Suite 2900, San Francisco, CA 94104Partnership — Cypress Capital Management GP, LLCDNA Health Corp.3300 Lyncrest Court, Burtonsville, MD 20866State or country in which incorporated — DelawareDocAssist, LLC14411 Commerce Way, Miami Lakes, FL 33016Energy Capital Partners Mezzanine Opportunities Fund, L.P.51 John F. Kennedy Pkwy., Suite 200, Short Hills, NJ 07078Partnership — Energy Capital Partners Mezzanine GP, LPF4 Flip LP3370 N. Hayden Rd. #123-572, Scottsdale, AZ 85251Partnership — F4 Capital LLC, general partnerFlipboard, Inc.818 Emerson St., Palo Alto, CA 94301State or country in which incorporated — DelawareFreestone Real Estate Opportunities LPc/o Freestone Investments LLC, 1918 Eighth Ave., Suite 3400, Seattle, WA 98101Partnership — Freestone Investments LLCFresh Harvest Products, Inc.280 Madison Ave., Suite 1005, New York, NY 10016State or country in which incorporated — New JerseyFrontier Fund-Winton Graham Series, Thec/o Equinox Fund Management, LLC, 1775 Sherman St., Suite 2500, Denver, CO 80263State or country in which incorporated — DelawareHartford Hockey Club, LLC280 Trumbull St., 21st Fl., Hartford, CT 06103High Street Capital IV SBIC, L.P.11 S. LaSalle St., 5th Fl., Chicago, IL 60603Partnership — High Street Capital IV SBIC Partners, LLCHornet Corporation130 Maple Dr. N, 2nd Fl., Hendersonville, TN 37075State or country in which incorporated — TennesseeJacobs Associates465 California St., Suite 1000, San Francisco, CA 94104State or country in which incorporated — CaliforniaJ.P. Morgan Access Multi-Strategy Fund II270 Park Ave., 6th Fl., New York, NY 10017JPMorgan Distribution Services, Inc.1111 Polaris Pkwy., Columbus, OH 43240LaSalle Futures Fund II, L.P.141 W. Jackson Blvd., Suite 3844, Chicago, IL 60604Partnership — LaSalle Asset Management, LLCLegend Global Value Fund, L.P.75 Elm Ave., Larkspur, CA 94939Partnership — Legend Capital Management, LLCLincolnshire SPHS, LLC1065 Kane Concourse, Suite 201, Bay Harbor Islands, FL 33154State or country in which incorporated — FloridaLocal Eye Site, LLC514 Daniels St., #285, Raleigh, NC 27605Millville Opportunities Offshore Fund Ltd.c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsMoat Inc.230 Park Ave., 10th Fl., New York, NY 10017State or country in which incorporated — DelawareNey-Li Funding Corp LLCc/o Marmon, 339 N. Latches Lane, Merion Station, PA 19066-1728State or country in which incorporated — DelawareOLEDWorks LLC1645 Lyell Ave., Suite 140, Rochester, NY 14606PFM Technology Offshore 2X Fund, Ltd.c/o Goldman Sachs (Cayman) Trust, Limited, Gardenia Court, Suite 3307, 45 Market St., Camana Bay, P.O. Box 896, Cayman Islands KY1-1103State or country in which incorporated — Cayman IslandsPixable Inc.160 Varick St., 12th Fl., New York, NY 10013State or country in which incorporated — DelawarePMB Lakeway Medical Plaza LLC12348 High Bluff Dr., #100, San Diego, CA 92130Pre-Flight Partners, LLC90 Park Ave., 31st Fl., New York, NY 10016State or country in which incorporated — DelawarePrecision Through Imaging, Inc.655 W. Circle Dr., Solana Beach, CA 92075State or country in which incorporated — DelawareProtect Pharmaceutical Corporation116 Village Blvd., Suite 200, Princeton, NJ 08540State or country in which incorporated — NevadaPugnacious Endeavors, Inc.Morley House, First Fl., 26 Holborn Viaduct, London, United Kingdom ECIA2ATState or country in which incorporated — DelawareRearden Commerce, Inc.1051 E. Hillsdale Blvd., 6th Fl., Foster City, CA 94404State or country in which incorporated — CaliforniaRed River Securities, LLC5601 Democracy Dr., Suite 280, Plano, TX 75024Ridgepoint Defensive ERISA Fund LPOne Maritime Plaza, Suite 1940, San Francisco, CA 94111Partnership — Ridgepoint GP I LLCRodman and Renshaw, LLC1251 Avenue of the Americas, New York, NY 10020State or country in which incorporated — DelawareSG SPM Fund II, L.P.c/o Structured Servicing Transactions Group, L.L.C., 2215B Renaissance Dr., Suite 5, Las Vegas, NV 89119Partnership — Structured Servicing Transactions Group, L.L.C.SIP Energy Solutions, LLC32 Placid St., Trumbull, CT 06611Sosnowski QP Fund, LP, The701 Justin Rd., Suite 101, Rockwall, TX 75087Partnership — SRC Capital, LPTitan Energy Worldwide, Inc.55820 Grand River Ave., Suite 225, New Hudson, MI 48165-8716State or country in which incorporated — NevadaTitan Goldworx Resources Inc.Suite 1980, 1075 W. Georgia St., Vancouver, British Columbia V6E 3C9 CanadaState or country in which incorporated — CanadaTortoise Capital MLP Fund, LP11550 Ash St., Suite 300, Leawood, KS 66211Partnership — TCP GP, LLCTribeca Venture Fund II, L.P.300 Park Ave., 18th Fl., New York, NY 10022Partnership — Tribeca Venture Partners II GP, LLCUniversa Black Swan Protection Protocol I L.P.1414 Second St., Santa Monica, CA 90401Partnership — Universa Black Swan GP I LLC, general partnerUSB Focus Fund XXV, LLCc/o U.S. Boston Capital Corporation, 55 Old Bedford Rd., Lincoln, MA 01773Vega Asset Partners, LPLuminus Management, LLC, 1700 Broadway, 38th Fl., New York, NY 10019Partnership — Vega Energy GP, LLCVegasoul 2X Fund, Ltd.c/o Maples Corporate Services Limited, Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsVegasoul Fundc/o Maples Corporate Services Limited, Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsVizibility Inc.154 Grand St., New York, NY 10013-3141State or country in which incorporated — DelawareWorldwide Mixed Martial Arts Sports, Inc.150 Clove Rd., 11th Fl., Little Falls, NJ 07424State or country in which incorporated — FloridaWorldwide Mixed Martial Arts USA, Inc.150 Clove Rd., 11th Fl., Little Falls, NJ 07424State or country in which incorporated — Florida
