Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
750 Stamford Management LLC15 Valley Dr., Greenwich, CT 06831American Funds Distributor333 S. Hope St., Los Angeles, CA 90071State or country in which incorporated — CaliforniaArthedge Capital Partners, LP23 Dunhill Rd., New Hyde Park, NY 11040Partnership — Arthedge Capital Management, LLCAspen Private Capital Partners I, L.P.34 N. Fort Harrison Ave., Suite A, 2nd Fl., Clearwater, FL 33755Partnership — Aspen Private Capital, LLCAware, Inc.614 Massachusetts Ave., Cambridge, MA 02139State or country in which incorporated — DelawareBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaCORE Realty Holdings, LLC1600 Dove St., Suite 450, Newport Beach, CA 92660Calvert Distributors Inc.4550 Montgomery Ave., Suite 1000N, Bethesda, MD 20814State or country in which incorporated — DelawareCouch Financial Services, Inc.5339 Alpha Rd., Suite 400, Dallas, TX 75240State or country in which incorporated — TexasCygnus Utilities—Infrastructure & Renewables Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, 113 S. Church St., Queensgate House, P.O. Box 1234, Grand Cayman, Cayman Islands KY1-1108State or country in which incorporated — Cayman IslandsDuran Ventures Inc.350 Wellington St. W, Unit G-19, Toronto, Ontario, Canada M5V 3W9State or country in which incorporated — CanadaFrenchtown #1-H Joint Venture3030 LBJ Fwy., Suite 1320, Dallas, TX 75234Partnership — Frenchtown Acres, LLC, a Texas limited liability companyG-175 Fund Ltd.c/o dms Corporate Services Ltd., dms House, 20 Genesis Close, P.O. Box 1344, Grand Cayman KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsG-175 Partners LPc/o G-175 Capital GP LLC, 245 Park Ave., 24th Fl., New York, NY 10167Partnership — G-175 Capital GP LLC, the general partnerHarbert Merger Arbitrage and Event Driven Fund, L.P.555 Madison Ave., 16th Fl., New York, NY 10022Partnership — Harbert Merger Arbitrage and Event Driven GP, L.L.C.Harbert Merger Arbitrage and Event Driven Offshore Fund, Ltd.c/o International Fund Services (Ireland) Limited, Third Fl., Bishop's Square, Redmond's Hill, Dublin 2, IrelandState or country in which incorporated — Cayman Islands, British West IndiesHornet Oil & Gas Corporation—Managing General Partner of Irish Bottom Prospect Partners911 College St., Suite 102, Bowling Green, KY 42101State or country in which incorporated — KentuckyICMC Holdings LLC115 E. 57th St., 11th Fl., New York, NY 10022State or country in which incorporated — New YorkInvestcorp Stoneworks Global Macro Fund Limitedc/o Paget-Brown Trust Company, Ltd., Boundary Hall, Cricket Square, P.O. Box 1111, Grand Cayman KY1-1102, Cayman IslandsState or country in which incorporated — Cayman IslandsInvestcorp WMG Asia Fund Limitedc/o Paget-Brown Trust Company, Ltd., Boundary Hall, Cricket Square, P.O. Box 1111, Grand Cayman KY1-1102, Cayman IslandsState or country in which incorporated — Cayman IslandsIVA Fiduciary Trust645 Madison Ave., 12th Fl., New York, NY 10022State or country in which incorporated — MassachusettsMacMillan Minerals Inc.350 Wellington St. W, Unit G-19, Toronto, Ontario, Canada M5V 3W9State or country in which incorporated — CanadaMagna Resources BD# 39-Frietsch #9 Joint VentureCampbell Centre II, 8150 N. Central Expwy., #1700, Dallas, TX 75206Meridian Redevelopment Opportunity Fund III, LLLP280 Madison Ave., Suite 800, New York, NY 10016Partnership — Meridian Redevelopment Opportunity Partners GP, LLC, a Delaware limited liability companyMetamorphic Ventures, LLC450 Park Ave. S, 6th Fl., New York, NY 10016Morgan Stanley Institutional Liquidity Funds—Treasury Securities Portfolioc/o J.P. Morgan Investor Services Co., 73 Tremont St., Boston, MA 02108-2913State or country in which incorporated — MassachusettsMount Yale Private Equity Offshore Fund, L.P.c/o 8000 Norman Center Dr., Suite 630, Minneapolis, MN 55437Partnership — Mount Yale International, Ltd.Music Box the Movie, LLC3250 Wilshire Blvd., Suite 805, Los Angeles, CA 90010State or country in which incorporated — CaliforniaMymetics Corporation14, rue de la Colombiere, 1260 Nyon, SwitzerlandState or country in which incorporated — DelawareOCA Developing Countries Select Fund LP485 Lexington Ave., 24th Fl., New York, NY 10017Partnership — OCA Partners LLCPassco Pinnacle S, LLC96 Corporate Park, Suite 200, Irvine, CA 92606Passco Warminster Business Center S, LLC96 Corporate Park, Suite 200, Irvine, CA 92606PEM Tower S, LLC10777 NW. Fwy., Suite 850, Houston, TX 77092Primet Precision Materials, Inc.950 Danby Rd., Suite 204, Ithaca, NY 14850State or country in which incorporated — DelwareQuissett Capital Partners, LP825 Third Ave., 33rd Fl., New York, NY 10022Partnership — Quissett Capital Management, LLCRedhouse Capital LLC40 W. 24th St., Suite 3F, New York, NY 10010State or country in which incorporated — New York limited liability companyRenova Biomaterials, Inc.721 Rte. 202-206 N., Bridgewater, NJ 08807State or country in which incorporated — New JerseyRic Rod Oil Company, Inc.5930 Greensburg Rd., Columbia, KY 42728State or country in which incorporated — KentuckySaxon Oil Company Ltd.5910 N. Central Expwy., Suite 1250, Dallas, TX 75206State or country in which incorporated — CanadaSecurity Equity FundOne Security Benefit Place, Topeka, KS 66636State or country in which incorporated — KansasSnow Capital Investment Partners, L.P.2100 Georgetowne Dr., Suite 400, Sewickley, PA 15143Partnership — Snow Capital Management, LLCT3 Motion, Inc.2990 Airway Ave., Suite A, Costa Mesa, CA 92626State or country in which incorporated — DelawareTegean Fund, LPc/o Tegean Partners, LLC, Two Grand Central Tower, 140 E. 45th St., 16th Fl., New York, NY 10017Partnership — Tegean Partners, LLC, the general partnerTegean Offshore Fund, Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, Queensgate House, P.O. Box 1234, Grand Cayman KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsTempleton Global Investment Trust—Templeton Frontier Markets Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareUBS Financial Services, Inc.1285 Avenue of the Americas, New York, NY 10019State or country in which incorporated — DelawareWalton USA Cottonwood, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251State or country in which incorporated — Delaware
