Securities_Offerings Securities Offerings

10/30/13 N.Y. St. Reg. Securities Offerings

NEW YORK STATE REGISTER

VOLUME XXXV, ISSUE 44

October 30, 2013

SECURITIES OFFERINGS

STATE NOTICES

 

Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]

DEALERS; BROKERS

2013-1 Blumhouse Fund Series, LP398 Primrose Rd., Burlingame, CA 94010Partnership — PubVest Advisors, LLC215-219 West 28th Street Mazal LLC347 Fifth Ave., Suite 906, New York, NY 10016Airborne Media Group, Inc.P.O. Box 3990, Durango, CO 81302State or country in which incorporated — DelawareBioTime, Inc.1301 Harbor Bay Pkwy., Suite 100, Alameda, CA 94502State or country in which incorporated — CaliforniaChromis Fiberoptics, Inc.Six Powder Horn Dr., Warren, NJ 07059State or country in which incorporated — DelawareCordia Bancorp Inc.11730 Hull Street Rd., Midlothian, VA 23112State or country in which incorporated — VirginiaCountess of Storyville Development Limited Liability Companyc/o R.M. Cohen, 271 W. 122nd St., Unit D, New York, NY 10027Duncan Park Holdings Corporation406-372 Bay St., Toronto, Ontario, CA M5H 2W9State or country in which incorporated — CanadaEnergizer Resources, Inc.520-141 Adelaide St. W, Toronto, Ontario, Canada M5H 3L5State or country in which incorporated — MinnesotaEvolv Technologies, Inc.Two Plainview Rd., Wayland, MA 01778State or country in which incorporated — DelawareFidelity D&D Bancorp, Inc.Blakely & Drinker Sts., Dunmore, PA 18512State or country in which incorporated — PennsylvaniaHermes Global Investment Funds (Cayman) Master, SPC Hermes Emerging Asia Equity Fund S.P.Lloyds Chambers, One Portsoken St., London, United Kingdom E18HZKGR Series III, LLC150 N. Michigan Ave., Suite 1250, Chicago, IL 60601-7560LK CM Investment Partnership, L.P.301 Commerce St., Suite 1600, Fort Worth, TX 76102Partnership — LK CM Investment Partnership GP, LLCNational Holdings Corporation410 Park Ave., 14th Fl., New York, NY 10022State or country in which incorporated — DelawareOutbrain Inc.39 W. 13th St., Third Fl., New York, NY 10011State or country in which incorporated — DelawarePVAM International Small Cap Fund, L.P.600 Montgomery St., Sixth Fl., San Francisco, CA 94111Partnership — Pacific View Asset Management, LLCSage Rock Capital Fund LP60 E. 42nd St., Suite 2007, New York, NY 10165Partnership — Sage Rock Capital LLCSterne, Agee & Leach, Inc.800 Shades Creek Pkwy., Suite 700, Birmingham, AL 35209State or country in which incorporated — DelawareTaglich Brothers, Inc.275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — New YorkTexas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010State or country in which incorporated — TexasUHY Advisors, Inc.59 Elm St., Suite 215, New Haven, CT 06510State or country in which incorporated — DelawareVGO Special Situations Fund I LPc/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Ave., George Town, Grand Cayman, Cayman Islands, KY1-9005Partnership — VGO Capital Management LPVolcano QR Fund, LP2103 S. Ocean Blvd., Suite 1B, Delray Beach, FL 33483Partnership — Target Investors GP, LLC