Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
1st Worldwide Financial Partners LLC2502 N. Clark St., Suite 217, Chicago, IL 60614State or country in which incorporated — DelawareAEA Investors (Cayman) Feeder LP55 E. 52nd St., 35th Fl., New York, NY 10055Partnership — AEA Investors Partners (Cayman) I L.P.Aegis Capital Corp.810 Seventh Ave., New York, NY 10019State or country in which incorporated — New YorkArdent Holdings I, LLC255 W. 90th St., 4A, New York, NY 10024Duggan U.S. Partners, L.P.Duggan GP, L.L.C., One Grand Central Place, 60 E. 42nd St., Suite 840, New York, NY 10165Partnership — Duggan GP, L.L.C.East Green Fund, LPc/o Kovrlija Capital, LLC, 8A Pleasant St. S, Natick, MA 01760Partnership — Kovrlija Capital, LLCEpeius Partners Fund I, LP900 Third Ave., Suite 1401, New York, NY 10022Partnership — Epeius Partners GP, LLCEvan Janis Enterprises, Inc.311 E. 72nd St., New York, NY 10021State or country in which incorporated — New YorkFull Circle Capital Corporation800 Westchester Ave., Suite S-620, Rye Brook, NY 10573State or country in which incorporated — MarylandFull Metal Minerals Ltd.1500-409 Granville St., Vancouver, BC V6C 1T2State or country in which incorporated — CanadaGlickenhaus & Co.546 Fifth Ave., 7th Fl., New York, NY 10036-5000Partnership — Seth Morton Glickenhaus, Sarah Brody Glickenhaus, Nancy Glickenhaus PierHealthpoint Service Global, Inc.55 Park Ave., #14E, New York, NY 10016State or country in which incorporated — DelawareJ.P. Morgan Securities LLC383 Madison Ave., New York, NY 10179State or country in which incorporated — Delaware limited liability companyMadra Trading Fund, L.P.315 Park Ave., Suite 2E, Glencoe, IL 60022Partnership — Madra Asset Management LLCMission Community Bancorp3380 S. Higuera St., San Luis Obispo, CA 93401State or country in which incorporated — CaliforniaMK Energy + Infrastructure LLPCastle House, 75-76 Wells St., London, W1T 3QHMRRC Hold Co.c/o Mill Road Capital, L.P., 382 Greenwich Ave., Suite One, Greenwich, CT 06830State or country in which incorporated — DelawareNorthland Fund IV, L.P.2150 Washington St., Newton, MA 02462Partnership — Northland Fund IV Partners LLCNueces Capital, Ltd.1700 Pacific Ave., Suite 38970, Dallas, TX 75201-4617State or country in which incorporated — NevadaNYLARC Holding Company Inc.2999 N. 44th St., Suite 550, Phoenix, AZ 85018State or country in which incorporated — ArizonaOld Westbury Private Equity Fund XI LLC630 Fifth Ave., New York, NY 10111State or country in which incorporated — Delaware limited liability companyPixel Velocity Incorporated3917 Research Park Dr., Suite B7, Ann Arbor, MI 48108State or country in which incorporated — MichiganQ-Shield Technologies, Inc.4800 N. Federal Hwy., Suite 301A, Boca Raton, FL 33431State or country in which incorporated — FloridaRCT Logic, LLC830-13 Rte. A1A N, #327, Ponte Vedra, FL 32082State or country in which incorporated — DelawareSource Capital Group, Inc.276 Post Rd. W, Westport, CT 06880State or country in which incorporated — FloridaUBS Funds, The UBS Market Neutral Multi-Strategy Fundc/o J.P. Morgan Investor Services Co., 70 Fargo St., Suite 3, W. Boston, MA 02210State or country in which incorporated — DelawareUltimus Fund Distributors, LLC225 Pictoria Dr., Suite 450, Cincinnati, OH 45246Value First, Inc.University Ave. W, Suite 350 S, St. Paul, MN 55114State or country in which incorporated — DelawareVPC Fund II, L.P.c/o Victory Park Capital, 227 W. Monroe St., Suite 3900, Chicago, IL 60606Partnership — VPC GP II, L.L.C.
