Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
11 Tapit/Free The Magic, LLC800 Arbor Dr. N, Louisville, KY 40223ABRY Senior Equity IV, L.P.c/o ABRY Partners II, LLC, 111 Huntington Ave., 29th Fl., Boston, MA 02199Partnership — ABRY Senior Equity Investors IV, L.P.Acadian Global Leveraged Market Neutral Fundc/o Acadian Asset Management, LLCState or country in which incorporated — Cayman IslandsAcadian Global Leveraged Market Neutral Fund, LLCc/o Acadian Asset Management, LLCAllied Energy, Inc.2427 Russellville Rd., Bowling Green, KY 42101Andante Fund, L.P.555 California St., Suite 2975, San Francisco, CA 94104Partnership — Symphony Asset Management LLC, general partnerArbiter Capital Domestic LP49 Warren St., Suite 1E, New York, NY 10007Partnership — Byram KaranjiaAsbury Park FIlms, LP5316 Striking Point Court, Las Vegas, NV 89130Partnership — Asbury Park, LLCAwesome Again Racing Limited Partnership901 S. Federal Hwy., Hallandale Beach, FL 33009Partnership — Awesome Again Racing CorporationBioretec LtdHermiankatu 22, 33720 Tampere, FinlandBlack Abbey Brewing Co. LLC, TheP.O. Box 40209, Nashville, TN 37204State or country in which incorporated — TennesseeBlue Point Capital Partners III, L.P.127 Public Sq., Suite 5100, Cleveland, OH 44114Partnership — BPCP Management III, L.P.Blue Point Capital Partners III (A), L.P.127 Public Sq., Suite 5100, Cleveland, OH 44114Partnership — BPCP Management III, L.P.Blue Point Capital Partners III Executive Fund, L.P.127 Public Sq., Suite 5100, Cleveland, OH 44114Partnership — BPCP Management III, L.P.Blue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaBravura 99 Fund, L.P.555 California St., Suite 2975, San Francisco, CA 94104Partnership — Symphony Asset Management LLC, general partnerBurl Capital Offshore Fund Ltd.One International Place, Suite 2401, Boston, MA 02110State or country in which incorporated — British Virgin IslandsCardinal Group RiverPlace LLC303 E. 17th Ave., Suite 10, Denver, CO 80203Carey Financial, LLC50 Rockefeller Plaza, 2nd Fl., New York, NY 10020State or country in which incorporated — DelawareC.F. Technologies Inc6538 Collins Ave., #307, Miami Beach, FL 33141State or country in which incorporated — FloridaCS Student Housing Fund I, L.P.c/o CS Student Housing GP, LLC, 910 Harvest Dr., Suite 105, Blue Bell, PA 19422Partnership — CS Student Housing GP, LLCEngaged Capital I Offshore, Ltd.610 Newport Center Dr., Suite 250, Newport Beach, CA 92660State or country in which incorporated — Cayman IslandsEuro Pacific Capital, Inc.88 Post Rd. W, Westport, CT 06880State or country in which incorporated — CaliforniaFINCAP LLCc/o Brown Advisory Investors, 901 S. Bond St., Suite 400, Baltimore, MD 21231Forefront Dynamic Strategies Fund, LP100 Front St., Suite 111, West Conshohocken, PA 19428Partnership — FFDS GP, LLCFTV IV, L.P.555 California St., Suite 2900, San Francisco, CA 94104Partnership — FTV Management IV, L.L.C.Ghostzapper Racing Limited Partnership901 S. Federal Hwy., Hallandale Beach, FL 33009Partnership — Ghostzapper Racing CorporationGinger Punch Racing Limited Partnership901 S. Federal Hwy., Hallandale Beach, FL 33009Partnership — Ginger Punch Racing CorporationGriffin Capital (Highway 94) Investors, DST2121 Rosecrans Ave., El Segundo, CA 90245Harbison Apartments, LLC6445 Powers Ferry Rd., Suite 350, Atlanta, GA 30339State or country in which incorporated — GeorgiaInmet Mining Corporation330 Bay St., Suite 1000, Toronto, Ontario, Canada M5H 2S8State or country in which incorporated — CanadaInternational Foreign Exchange Concepts Holdings, Inc.Three Park Ave., 30th Fl., New York, NY 10016State or country in which incorporated — DelawareInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareIronwood Recovery Fund 2012 LLC1901 N. Akard, Dallas, TX 75201Laidlaw & Company (UK) Ltd.90 Park Ave., New York, NY 10016State or country in which incorporated — EnglandLBC Credit Partners Parallel III, L.P.2929 Arch St., Suite 1550, Philadelphia, PA 19104Partnership — LBC Credit Funding III, L.P.LC - Direct Lending Fund, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLucky Guy Broadway, LLCc/o 101 Productions, Ltd., 260 W. 44th St., Suite 600, New York, NY 10036State or country in which incorporated — New YorkMacho Uno Racing Limited Partnership901 S. Federal Hwy., Hallandale Beach, FL 33009Partnership — Macho Uno Racing CorporationMerion Multifamily Fund, L.P.308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096Partnership — Merion Multifamily GP, L.P.Morrocroft Neighborhood Stabilization Fund, L.P.c/o Morrocroft Housing Partners, LLC, 4064 Colony Rd., Suite 340, Charlotte, NC 28211Partnership — Morrocroft Housing Partners, LLCNCP G.P. V-A, L.P.c/o North Castle Partners, L.L.C., 183 E. Putnam Ave., Greenwich, CT 06830Partnership — North Castle GP V, L.L.C.NewGen Plastics, LLCc/o Evergreen NewGen, LLC, Eight Hickory Kingdom Rd., Bedford, NY 10506State or country in which incorporated — DelawareOdyssey PanAmerica Equity Fund, LPc/o OIM GP, LLC, 767 Third Ave., 21st Fl., New York, NY 10017Partnership — OIM GP, LLCOyaGen, Inc.77 Ridgeland Rd., Rochester, NY 14623State or country in which incorporated — DelawarePaulie Gee’s Franchising, LLC41 Challenger Dr., Staten Island, NY 10312Perfect Sting Racing Limited Partnership901 S. Federal Hwy., Hallandale Beach, FL 33009Partnership — Perfect Sting Racing CorporationPharmaInvest LLC299 Park Ave., 2nd Fl., New York, NY 10171State or country in which incorporated — DelawarePINE Securities USA LLC645 Madison Ave., 9th Fl., New York, NY 10022State or country in which incorporated — Delaware limited liability companyPrecision Optics Corporation, Inc.22 E. Broadway, Gardner, MA 01440State or country in which incorporated — MassachusettsRampart Qualified Fund, LP, Thec/o Freestone Investments LLC, 1918 Eighth Ave., Suite 3400, Seattle, WA 98101Partnership — Freestone Investments LLCRed Bullet Racing Limited Partnership901 S. Federal Hwy., Hallandale Beach, FL 33009Partnership — Red Bullet Racing CorporationRhapsody Fund, L.P.555 California St., Suite 2975, San Francisco, CA 94104Partnership — Symphony Asset Management LLC, general partnerSabra Investment, LP401 E. Ontario St., Suite 2301, Chicago, IL 60611Partnership — Sabra Capital Partners, LLCSagebrush Investment Partnership, L.P.620 Euclid Ave., Suite 202, Lexington, KY 40502Partnership — Sagehare Investment Management, LLCShopoff Securities, Inc.Two Park Plaza, Suite 700, Irvine, CA 92614State or country in which incorporated — DelawareSycamore Capital Partners LP410 Park Ave., Suite 1500, New York, NY 10022Partnership — Sycamore Capital Partners GP LLCSymmetry Property Development II, LLCOne Pennsylvania Plaza, 49th Fl., New York, NY 10119T. Rowe Price Short-Term Bond Fund, Inc./T. Rowe Price Ultra Short-Term Bond Fund100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandT. Rowe Price Tax-Free Short-Intermediate Fund, Inc./T. Rowe Price Tax-Free Ultra Short-Term Bond Fund100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandTitan Partners, Inc.3500 S. Boulevard St., Suite 10B, Edmond, OK 73013State or country in which incorporated — TexasTy View Capital Fund, L.P.Timothy G. Caffrey, 40 Walnut St., 1st Fl., Wellesley, MA 02481Partnership — Ty View Capital, LLCVisiKard, Inc.2839 Paces Ferry Rd., Suite 1100, Atlanta, GA 30339State or country in which incorporated — DelawareVR1 Corporation68 E. 131st St., Suite 307, New York, NY 10037State or country in which incorporated — DelawareWarrior Golf Assets, L.L.C.15 Mason, Irvine, CA 92618State or country in which incorporated — CaliforniaWealth Access, Inc.4322 Harding Pike, Suite 417, Nashville, TN 37205State or country in which incorporated — DelawareWexford Farms Pet Food, LLC10925 Perry Hwy., Suite 23, Wexford, PA 15090State or country in which incorporated — Pennsylvania limited liability companyWyatts Torch Equity Partners LP641 Lexington Ave., Suite 1420, New York, NY 10022Partnership — WTEP Investors LLCZ Capital Special Situations Fund II, L.P.Two Conway Park, 150 Field Dr., Suite 300, Lake Forest, IL 60045Partnership — Z Capital Special Situations GP II, L.P.Z Capital Special Situations Fund II-A, L.P.Two Conway Park, 150 Field Dr., Suite 300, Lake Forest, IL 60045Partnership — Z Capital Special Situations GP II, L.P.
