Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
9th & 10th Street LLC186 W. 80th St., New York, NY 10024State or country in which incorporated — New YorkAmerican Capital Partners, LLC205 Oser Ave., Haupaugge, NY 11788Atlas Mining Sub, Inc.110 Greene St., Suite 1101, New York, NY 10012State or country in which incorporated — DelawareBasix Capital Qualified Fund, L.P.One Montgomery St., Suite 3300, San Francisco, CA 94104Partnership — Basix Capital, LLCBellicum Pharmaceuticals, Inc.6400 Fannin, Suite 2300, Houston, TX 77030State or country in which incorporated — DelawareBlackbird Corporation300 71st St., Suite 500, Miami Beach, FL 33141State or country in which incorporated — FloridaBluestein TIPS Fund, L.P.260 E. Brown St., Suite 100, Birmingham, MI 48009Partnership — R.H. Bluestein & Co.Burt Wolf Tours & Cruises, LLCOne W. 67th St. #1030, New York, NY 10023Partnership — Burt Wolf Travels, Inc.Chartwell Value Opportunities, L.P.c/o Chartwell Investment Partners, L.P., 1235 Westlakes Dr., Suite 400, Berwyn, PA 19312Partnership — Chartwell Investment Partners, L.P.Credit Suisse GAINS Commodity Plus, L.P.11 Madison Ave., New York, NY 10010Partnership — Credit Suisse (Cayman) Management LimitedCSR plcChurchill House, Cambridge Business Park, Cowley Rd., Cambridge CB4 0WZ, United KingdomState or country in which incorporated — United KingdomDiamondex Resources Ltd.PO Box 11584, 1410-650 W. Georgia St., Vancouver, British Columbia V6B 4N8 CanadaState or country in which incorporated — CanadaEvenstar Partners, LP936 Hammond St., West Hollywood, CA 90069Partnership — Evenstar Partners, LLCFREILLC-II324 Garden St., Golden, CO 80403FS Tonti Acquisition Fund 1, LLC4925 Greenville Ave., Suite 1220, Dallas, TX 75206State or country in which incorporated — TexasGLC Diversified Fund Ltd.P.O. Box HM 2063, Argonaut House, Five Park Rd., Hamilton HM HX, BermudaState or country in which incorporated — BermudaGMT Exploration Company, LLC1560 Broadway, Suite 800, Denver, CO 80202State or country in which incorporated — DelawareGranat Fund, LLC209 W. Jackson Blvd., 6th Fl., Chicago, IL 60606State or country in which incorporated — DelawareHana Biosciences, Inc.7000 Shoreline Court, S. San Francisco, CA 94080State or country in which incorporated — DelawareImperial Metals CorporationSuite 200-580 Hornby St., Vancouver., British Columbia, Canada V6C 3B6State or country in which incorporated — British Columbia, CanadaInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareLinks Opportunistic Fund, LP, The1001 Farmington Ave., Suite 200, W. Hartford, CT 06107Partnership — Talon Capital, LLCLitCo Capital Fund I, LPc/o LitCo Capital Partners, LLC, 26 Court St., 11th Fl., Brooklyn, NY 11242Partnership — LitCo Capital Partners, LLCLuminus Asset Partners, L.P.1700 Broadway, 38th Fl., New York, NY 10019Partnership — Vega Energy GP, LLCMarket & Research Corporation137 Rowayton Ave., Suite 110, Rowayton, CT 06853State or country in which incorporated — DelawareMasters Property6142 Campbell Rd., Dallas, TX 75248State or country in which incorporated — TexasMay Davis Partners, LLC800 Third Ave., 9th Fl., New York, NY 10022Meyers Associates, L.P.45 Broadway, 2nd Fl., New York, NY 10006Partnership — Bruce MeyersNewport Realty Holdings, LLC1101 Stewart Ave., Suite 104, Garden City, NY 11530Phase 15 Investments, LP3254 Haskell, Dallas, TX 75204Partnership — TMLLC 14, LLCPTS Holdings Corp.14 Schoolhouse Rd., Somerset, NJ 08873State or country in which incorporated — DelawareRidgeWorth Funds-Institutional Municipal Cash Reserve Money Market Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — MassachusettsSawMill Lane Capital Fund LLC800 Third Ave., 4th Fl., New York, NY 10022Sequential Capital Partners LLC126 S. St., Suite 2W, Morristown, NJ 07960Shrink Nanotechnologies, Inc.2038 Corte Del Nogal, Suite 110, Carlsbad, CA 92011State or country in which incorporated — DelawareTiger Legatus Partners, LPc/o Tiger Legatus Capital Management, LLC, 101 Park Ave., 47th Fl., New York, NY 10178Partnership — Tiger Legatus (GP), LLC, the general partnerTS I Offshore Limitedc/o Citco Fund Services (Cayman Islands) Ltd., Windward 1, 2nd Fl., Regatta Office Park, P.O. Box 31106, Grand Cayman KY1-1205, Cayman Islands, B.W.I.State or country in which incorporated — Cayman IslandsTwo Cats Media, Ltd.20 W. 22nd St., Suite 605, New York, NY 10010Vertical Nursing Partners, L.P.1730 Galleria Oaks, Texarkana, TX 75503Partnership — Vertical Alliance Group, Inc.Wegener Adaptive Growth Fund5575 Vincent Gate Terrace #1248, Alexandria, VA 22312State or country in which incorporated —Ohio
