Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Aurora Equity Partners V L.P.10877 Wilshire Blvd., Suite 2100, Los Angeles, CA 90024Partnership — Aurora Capital Partners V L.P.Aurora Equity Partners V-A L.P.10877 Wilshire Blvd., Suite 2100, Los Angeles, CA 90024Partnership — Aurora Capital Partners V L.P.BioRestorative Therapies, Inc.40 Marcus Dr., Suite One, Melville, NY 11747State or country in which incorporated — DelawareBoomerang Life Inc.2302 83rd St., Apt. 2R, Brooklyn, NY 11214State or country in which incorporated — DelawareBRG 2016-I Oil and Gas Opportunity Fund, LP7134 S. Yale, Tulsa, OK 74136Partnership — BRG Petroleum, LLCCarbonOne Technologies, Inc.595 Burrard St., Suite 3123, Vancouver, BC V7X 1J1State or country in which incorporated — CanadaCrawford Lake Offshore Partners, Ltd.c/o Maples Corporate Services Ltd., P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsCVC Ltd., LLC2187 Atlantic St., Fourth Fl., Stamford, CT 06902State or country in which incorporated — DelawareEaton Vance Distributors, Inc.Two International Place, Boston, MA 02110State or country in which incorporated — MassachusettsEmerging Markets Equity Series of Global Asset Management Strategies, LLC50 S. Sixth St., Suite 2350, Minneapolis, MN 55402Partnership — RBC Global Asset Management (U.S.) Inc.FundAmerica Securities3455 Peachtree Rd. NE, 5th Fl., Atlanta, GA 30326Ganderland & Associates, Inc.200 Park Ave., Suite 1700, New York, NY 10166State or country in which incorporated — New YorkGreene Turtle Acquisition, LLC745 Atlantic Ave., 3rd Fl., Boston, MA 02111Holiday Movie Investments LLC315 S. Beverly Dr., Suite 412, Beverly Hills, CA 90212Honk Mobile Inc.137 Strathearn Rd., Toronto, Ontario M6C 1R7State or country in which incorporated — CanadaInvestment Managers Series Trust235 W. Galena St., Milwaukee, WI 53212State or country in which incorporated — DelawareLBC Credit Partners IV, L.P.2929 Arch St., Suite 1550, Philadelphia, PA 19104Partnership — LBC Credit Funding IV, L.P.Livingston Capital Ventures, L.P.750 Third Ave., Suite 3330, New York, NY 10017Partnership — Livingston Capital Management, LLCMDK Westminster, LLC251 Riverside Ave., Westport, CT 06880OurHarvest LLCSeven Willis Court, Hicksville, NY 11801State or country in which incorporated — DelawarePeco Real Estate Partners Net Lease Income Reit, Inc.222 S. Main St., Suite 1730, Salt Lake City, Utah 84101State or country in which incorporated — MarylandPelham S2K SBIC, LP210 E. 49th St., New York, NY 10017Partnership — Pelham S2K GP, LLCPinPoint Testing, LLC11925 Shady Ridge Dr., Little Rock, AR 72211State or country in which incorporated — ArkansasPost Road Property Investors LLCc/o Bank Street, Four Landmark Sq., 3rd Fl., Stamford, CT 06901State or country in which incorporated — DelawarePrimex54 W. 21st St., 12th Fl., New York, NY 10010State or country in which incorporated — IllinoisPrivate Advisors Real Assets Fund, LPRiverfront Plaza W, 901 E. Byrd St., Richmond,VA 23219Partnership — PARAF GP, LLCQueue Software Inc.311 S. Harrington St., Suite 100, Raleigh, NC 27603State or country in which incorporated — DelawareSabre BioResponse, LLC1891 New Scotland Rd., Slingerlands, NY 12159SL Aon Member LLC601 W. 26th St., Suite 1275, New York, NY 10001State or country in which incorporated — Delaware limited liability companySoundlink Investment Partners, LP20 Cedar St., Suite 109, New Rochelle, NY 10801Partnership — Soundlink Advisors, LLCSterne Agee Financial Services Inc.800 Shades Creek Pkwy., Suite 700, Birmingham, AL 35209State or country in which incorporated — DelawareTamarack Global Healthcare Fund, L.P.5050 Avenida Encinas, Suite 360, Carlsbad, CA 92008Partnership — Tamarack Capital Management, LLCUS Capital Business Credit Income Fund, LP555 Montgomery St., Suite 1501, San Francisco, CA 94111Partnership — US Capital Investment Management, general partnerWGI Emerging Markets Fund, LLCOne Financial Center, Suite 1620, Boston, MA 02111Partnership — Westwood Global Investments, LLC
