Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
10 West Capital Growth Fund LP1385 Broadway, Suite 1903, New York, NY 10018Partnership — 10 West Capital LLC1516-18 N. 15th Street, L.P.44 S. 3rd St., 2nd Fl., Philadelphia, PA 19106Partnership — 1516-18 N. 15th Street GP, LLCAction Products International, Inc.419 Lafayette St., New York, NY 10003State or country in which incorporated — FloridaAegis Capital Corp.810 Seventh Ave., 11th Fl., New York, NY 10019State or country in which incorporated — New YorkAPX Energy, LLC119 W. Tupper St., Buffalo, NY 14203State or country in which incorporated — DelawareAtlas Peak Capital I, L.P.156 Second St., San Francisco, CA 94105Partnership — Atlas Peak Capital GP I, LLCBehringer Harvard Multifamily REIT II, Inc.15601 Dallas Pkwy., Suite 600, Addison, TX 75001State or country in which incorporated — MarylandBlack Spruce Capital, LLC190 N. 10th St., Brooklyn, NY 11211State or country in which incorporated — New York limited liability companyBPG Investment Partnership IX, L.P.770 Township Line Rd., Suite 150, Yardley, PA 19067Partnership — Bergen GP9 Limited PartnershipBradesco Brazil Infrastructure Equities Fund, LPc/o BRAM US LLC, 450 Park Ave., 32nd Fl., New York, NY 10022Braemar Energy Executive Fund III, LPc/o Braemar Partners, LLC, 340 Madison Ave., 18th Fl., New York, NY 10017Partnership — Braemar Partners III, LLCCarryl Capital Fund I, L.P.110 Wall St., 11th Fl., New York, NY 10005Partnership — Carryl Capital GP, LLCCommonwealth International Series Trust791 Town & Country Blvd., Suite 250, Houston, TX 77024State or country in which incorporated — MassachusettsCornerstone Capital Resources Inc.26 Kyle Ave., Mount Pearl, NL A1N 4R5, CanadaState or country in which incorporated — CanadaCVC European Infrastructure Partners (B) L.P.22 Grenville St., St. Helier, Jersey JE4 8PX, Channel IslandsPartnership — CVC Infrastructure GP LimitedCVC European Infrastructure Partners (C) L.P.22 Grenville St., St. Helier, Jersey JE4 8PX, Channel IslandsPartnership — CVC Infrastructure GP LimitedCVC European Infrastructure Partners (D) L.P.22 Grenville St., St. Helier, Jersey JE4 8PX, Channel IslandsPartnership — CVC Infrastructure GP LimitedDucey Enterprises, Inc.171 Brookside Dr., Apt Birch, Portola Valley, CA 94028State or country in which incorporated — DelawareDynamis Advisors, LLC919 E. Main St., 16th Fl., Richmond, VA 23219Partnership — John H. Bocock and Alexander H. BocockEnergy Capital Partners Mezzanine Opportunities Fund B, LP51 John F. Kennedy Pkwy., Suite 200, Short Hills, NJ 07078Partnership — Energy Capital Partners Mezzanine GP, LPFrontier Fund - Balanced Series, Thec/o Equinox Fund Management, LLC, 1775 Sherman St., Suite 2500, Denver, CO 80263State or country in which incorporated — DelawareFrontier Fund - Currency Series, Thec/o Equinox Fund Management, LLC, 1775 Sherman St., Suite 2500, Denver, CO 80263State or country in which incorporated — DelawareFrontier Fund - Winton Series, Thec/o Equinox Fund Management, LLC, 1775 Sherman St., Suite 2500, Denver, CO 80263State or country in which incorporated — DelawareFusion Analytics Holdings LLC535 Fifth Ave., 25th Fl., New York, NY 10017Partnership — Michael Conte, Kevin LaneGraybar Electric Company, Inc.34 N. Meramec Ave., St. Louis, MO 63105State or country in which incorporated — New YorkH2Pump LLC11 Northway Lane N, Latham, NY 12110State or country in which incorporated — DelawareiCON Infrastructure Partners 1A, L.P.Ogier House, St. Julian's Ave., St. Peter Port, Guernsey GY1 1WAPartnership — iCON 1A GP LimitedInvesco Institutional Trustc/o State Street Bank & Trust Company of New Hampshire, 20 Trafalgar Sq., Suite 449, Nashua, NH 03063State or country in which incorporated — New HampshireInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareKHP Fund III, L.P.c/o Kimpton Group Holding LLC, 222 Kearny St., Suite 200, San Francisco, CA 94108Partnership — Kimpton Investment Partners III, LLCLight Beam Capital, LLC10 Lawrence Ave., Apt. 1, Sleepy Hollow, NY 10591Manor Investment Funds, Inc.15 Chester Commons, Malvern, PA 19355State or country in which incorporated — PennsylvaniaMcCutchen Group Investment Fund Series LLC925 Fourth Ave., Suite 2288, Seattle, WA 98104State or country in which incorporated — DelawareMeadow Creek D Joint Venture115 Oak Park Dr., Boerne, TX 78006Partnership — L.P. Operating, LLCMuddler, LLC35 Copper Creek Circle, Newtown, CT 06470State or country in which incorporated — ConnecticutNoble Royalty Access Fund XI, LP15601 N. Dallas Pkwy., Suite 900, Addison, TX 75001Partnership — Noble Royalty Access Fund GP, LLCObsidian Financial Group, LLC1000 Woodbury Rd., Suite 110, Woodbury, NY 11797State or country in which incorporated — New YorkPanco Strategic Real Estate Fund II, LPc/o Panco Fund II GP LLC, 540 Madison Ave., Suite 32A, New York, NY 10022Partnership — Panco Fund II GP LLCPanco Strategic Real Estate Fund II-QP, LPc/o Panco Fund II GP LLC, 540 Madison Ave., Suite 32A, New York, NY 10022Partnership — Panco Fund II GP LLCPeppertree Capital Senior Debt Fund, LP86 West St., Chagrin Falls, OH 44022Partnership — Peppertree Capital SDF, LLCPing Emerging Markets Macro Fund, LPc/o Ping Emerging Markets Macro Fund GP, Ltd., c/o Campbell Corporate Services Limited, 4th Fl., Scotia Centre, Albert Panton St., P.O. Box 268, George Town, Grand Cayman KY1-1104, Cayman IslandsPartnership — Ping Emerging Markets Macro Fund GP, Ltd.Ploeger Oxbo Group B.V.Standdaarbuitensedijk 3 (4751 SG) Oud Gastel, The NetherlandsState or country in which incorporated — The NetherlandsPolyus Gold plc88 Wood St., London EC2V 7RS, EnglandState or country in which incorporated — United KingdomPrincipal Funds, Inc. - Global Multi-Strategy FundThe Principal Financial Group, Des Moines, IO 50392State or country in which incorporated — MarylandQ-Shield Holdings, Inc.4800 N. Federal Hwy., Suite 301A, Boca Raton, FL 33431State or country in which incorporated — FloridaShona Energy Company, Inc.675 Bering Dr., Suite 300, Houston, TX 77057State or country in which incorporated — CanadaSPM Products, L.L.C.Clearwater House, 4th Fl., 2187 Atlantic St., Stamford, CT 06902Structured Portfolio Management, L.L.C.Clearwater House, 4th Fl., 2187 Atlantic St., Stamford, CT 06902Templeton Global Investment Trust Templeton Global Balanced Fund Class Ac/o Legal-Blue Sky Dept., One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareTenth Green Productions, LLC164 Avenida Menendez, St. Augustine, FL 32084State or country in which incorporated — CaliforniaThunderbolt of Zeus Fund LLC, The3820 Chestnut Ave., Long Beach, CA 90807State or country in which incorporated — DelawareTwo Roads Brewing Company LLC275 Stanwich Rd., Greenwich, CT 06830UTG, Inc.5250 S. Sixth St., Springfield, IL 62703State or country in which incorporated — DelawareVestar Executives VI, L.P.245 Park Ave., 41st Fl., New York, NY 10167Partnership — Vestar Associates VI, L.P.View The Space, LLC360 Seventh Ave., 4th Fl., New York, NY 10001State or country in which incorporated — New YorkVital Financial 2011E, LLC5406 Blackistone Rd., Bethesda, MD 20816WHI Real Estate Partners II, L.P.191 N. Wacker Dr., Suite 1500, Chicago, IL 60606Partnership — Whirep II GP LLCXiling Fund III, LLCTwo City Place Dr., Second Fl., Suite 245, St. Louis, MO 63141Yelli Inc.160 Varick St., 12th Fl., New York, NY 10013State or country in which incorporated — DelawareZenith Technologies, LLC505 NE. Spanish Trail, Boca Raton, FL 33432State or country in which incorporated — Delaware
