Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
212 DB Corp.30 W. 22nd St., Sixth Fl., New York, NY 10010State or country in which incorporated — DelawareAlgorithmic Lending Research, LLC145 Clipper St., San Francisco, CA 94114State or country in which incorporated — Delaware limited liability companyAltair - Marathon SOF, LLCc/o First Republic Investment Management, Inc., 1888 Century Park E, Los Angeles, CA 90067-1702AmericaFirst Quantitative Fundsc/o Gemini Fund Services, LLC, 80 Arkay Dr., Hauppauge, NY 11788State or country in which incorporated — DelawareAssure Fund Management, LLC4535 S. 2300 E, Suite B, Salt Lake City, UT 84117Boardman Bay Offshore, Ltd.Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsBreadhive Worker Cooperative318 Normal Ave., Lower, Buffalo, NY 14213State or country in which incorporated — New YorkCarey Financial, LLC50 Rockefeller Plaza, Second Fl., New York, NY 10020State or country in which incorporated — DelawareCrosslink Ventures VII, L.P.Two Embarcadero Center, Suite 2200, San Francisco, CA 94111Partnership — Crosslink Ventures VII Holdings, L.L.C., general partnerCrosslink Ventures VII-B, L.P.Two Embarcadero Center, Suite 2200, San Francisco, CA 94111Partnership — Crosslink Ventures VII Holdings, L.L.C., general partnerDFPG Investments Inc.406 W. South Jordan Pkwy., South Jordan, UT 84095State or country in which incorporated — UtahDisciplined Investor Fund, LP, The49 E. 96th St., Apt. 17B, New York, NY 10128Partnership — Even-Keeled Associates, LLCFS Investment Corporation IIICira Centre, 2929 Arch St., Suite 675, Philadelphia, PA 19104State or country in which incorporated — MarylandManifold Global Equity Fund LLC505 Sansome St., Suite 1925, San Francisco, CA 94111Mobius Therapeutics, LLC4041 Forest Park Ave., St. Louis, MO 63108Nationwide Planning Associates, Inc.115 W. Century Rd., Suite 360, Paramus, NJ 07652State or country in which incorporated — New JerseyPharmaco-Kinesis Corporation5933 W. Century Blvd., Suite 1010, Los Angeles, CA 90045State or country in which incorporated — DelawarePhoenician Resources Fund I, LLC311 W. Superior St., Suite 217, Chicago, IL 60654PulseTech Products Corporation1100 S. Kimball Ave., Southlake, TX 76092-9009State or country in which incorporated — TexasRed Ivy Partners, LPThree Stamford Landing, Suite 102, 46 Southfield Ave., Stamford, CT 06902Partnership — Red Ivy Advisors, LLCResource Real Estate Diversified Income Fundc/o Gemini Fund Services, LLC, 80 Arkay Dr., Hauppauge, NY 11788State or country in which incorporated — DelawareRip van Wafels, Inc.212 Clara St., San Francisco, CA 94107State or country in which incorporated — DelawareSK Philly Airport Holdings LLC247 W. 30th St., 11th Fl., New York, NY 10001SK Philly Airport Investors LLC247 W. 30th St., 11th Fl., New York, NY 10001Social Finance NY State Workforce Re-Entry 2013 LLC77 Summer St., Boston, MA 02110State or country in which incorporated — DelawareSPR Therapeutics, LLC22901 Millcreek Blvd., Suite 110, Cleveland, OH 44122State or country in which incorporated — Ohio limited liability companyStrategic Funding Source, Inc.1501 Broadway, Suite 1515, New York, NY 10036State or country in which incorporated — New YorkTripoint Global Equities, LLC130 W. 42nd St., 10th Fl., New York, NY 10036State or country in which incorporated — NevadaTwo Roads Shared Trustc/o Gemini Fund Services, LLC, 80 Arkay Dr., Hauppauge, NY 11788State or country in which incorporated — DelawareVan Eck Securities Corporation335 Madison Ave., 19th Fl., New York, NY 10017State or country in which incorporated — DelawareVibrant Composites Inc.43 Thorndike St., SG-1, Cambridge, MA 02141State or country in which incorporated — DelawareWarrior Golf Resources, L.L.C.15 Mason, Irvine, CA 92618State or country in which incorporated — California
