Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
630 East 9th Street Realty LLC770 Lexington Ave., 7th Fl., New York, NY 10065A Mighty Woman, LLC212 E. 5th St., New York, NY 11218Amedica Corporation1885 W. 2100 St., Salt Lake City, UT 84119State or country in which incorporated — DelawareAssuretech Insurance Services, LLC1970 Broadway, Suite 815, Oakland, CA 94612State or country in which incorporated — ColoradoAztec XI-A Oil & Gas LP / Aztec Energy LLCOne Riverway, Suite 1580, Houston, TX 77056Partnership — Aztec Energy, LLCBerkeley Research Group, LLC2200 Powell St., Suite 1200, Emeryville, CA 94608BioDynamics Core, L.P.One Main St., Suite 400, Cambridge, MA 02142Partnership — BioDynamics, LLCBocage Global Resources Fund, L.P.One Market St., Spear Street Tower, Suite 3780, San Francisco, CA 94104Partnership — Bocage GP, LLCBunzl plcYork House, 45 Seymour St., London W1H 7JT United KingdomState or country in which incorporated — United KingdomChenmark Global Fund, LLCc/o Chenmark Capital Management, LLC, 1230 Avenue of the Americas, 7th Fl., New York, NY 10020Chester Asset Allocation, LLCc/o Silchester International Investors, Inc., 780 Third Ave., 42nd Fl., New York, NY 10017China New Energy Group Company18/F, Block B1, TianJin Emperor Place, No. 85 NanJing Rd., HePing District, Tianjin, China 300042State or country in which incorporated — DelawareCommand Alkon (BVI), Ltd.1800 International Park Dr., Suite 400, Birmingham, ALState or country in which incorporated — British Virgin IslandsDiamond A Investors, L.P.591 Redwood Hwy., Suite 2345, Mill Valley, CA 94941Partnership — Lawndale Capital Management, LLC, general partnerDW Ergon Ealand-Wood #1, LP909 Lake Carolyn Pkwy., Suite 1925, Irving, TX 75039Partnership — DW Energy Group, Inc.Eureka Financial Corp.3455 Forbes Ave., Pittsburgh, PA 15213State or country in which incorporated — MarylandGolub Capital Partners VII, L.P.150 S. Wacker Dr., Suite 800, Chicago, IL 60606Partnership — Golub GP VII, LLCGolub Capital Partners International VII, L.P.c/o Turner & Roulstone, Strathvale House, 90 N. Church St., George Town, Grand Cayman, Cayman Islands, KY1-1102Partnership — Golub GP Offshore VII, Ltd.GTCR Fund X/A LP300 N. LaSalle St., Suite 5600, Chicago, IL 60654Partnership — GTCR Partners X/A&C LPGTCR Fund X/B LP300 N. LaSalle St., Suite 5600, Chicago, IL 60654Partnership — GTCR Partners X/B LPGTCR Fund X/C LP300 N. LaSalle St., Suite 5600, Chicago, IL 60654Partnership — GTCR Partners X/A&C LPHealth Options Worldwide, Inc.9B Brookline Court, Princetown, NJ 08540State or country in which incorporated — DelawareInfopreserve Inc.300 Main St., Suite 4-102, East Rochester, NY 14445State or country in which incorporated — New YorkInternational Isotopes Inc.4137 Commerce Circle, Idaho Falls, ID 83401-1205State or country in which incorporated — TexasInvesco Real Estate - European Office FundCarre Bonn, 20 rue de la Posta, Luxembourg, Grand Duchy of Luxembourg, L2346State or country in which incorporated — LuxembourgI-Pulse Inc.150 Beach Rd. #25-003, The Gateway East, Singapore, Singapore 189720State or country in which incorporated — DelawareLaidlaw & Company (UK) Ltd.90 Park Ave., 31st St., New York, NY 10016State or country in which incorporated — EnglandLord Abbett Municipal Income Fund, Inc. Lord Abbett AMT Free Municipal Bond Fund90 Hudson St., Jersey City, NJ 07302-3973Macquarie Power and Infrastructure CorporationBrookfield Place, 181 Bay St., Suite 3100, Toronto, ON, M5J 2T3State or country in which incorporated — British ColumbiaMaverick Minerals Corporation2501 Lansdowne Ave., Saskatoon, Saskatchewan S7J 1H3, CanadaState or country in which incorporated — NevadaMicron Resources Corporation5633 Strand Blvd., Suite 303, Naples, FL 34110State or country in which incorporated — WyomingMidway Plantation, LLCc/o Midway Investors, 200 Park Ave. S, Suite 1705, New York, NY 10003Minatura International LLC3027 Townsgate Rd., Suite 110, Westlake Village, CA 91361State or country in which incorporated — Delaware limited liability companyModMarket, LLC322 Crawford St., Golden, CO 80401State or country in which incorporated — ColoradoOCA Global Macro Fund Ltd.485 Lexington Ave., 24th Fl., New York, NY 10017State or country in which incorporated — Cayman IslandsPacific Point Securities, LLC2300 E. Katella, Suite 275, Anaheim, CA 92806-6047Palmetto Bancshares, Inc.306 E. North St., Greenville, SC 29601State or country in which incorporated — South CarolinaPenn Core High Yield Bond Fund, L.P.Three Crescent Dr., Suite 400, Philadelphia, PA 19112Partnership — Penn Capital Management Company, Inc., general partnerPrelude Capital Investors, LP437 Madison Ave., 33rd Fl., New York, NY 10022Partnership — Prelude Capital Partners, LLCQuasar Distributors, LLC615 E. Michigan St., LC2, Milwaukee, WI 53202State or country in which incorporated — WisconsinRabar Futures Fund, L.P.10 Bank St., Suite 830, White Plains, NY 10606Partnership — Rabar Market Research, Inc.Relentless Capital Partners, L.P.420 Stevens Ave., Suite 160, Solana Beach, CA 92075Partnership — Relentless Capital, LLCRoute One Offshore Fund, Ltd.c/o Citco Fund Services (Cayman Islands) Limited, 89 Nexus Way, Camana Bay, P.O. Box 31106SMB, Grand Cayman, Cayman Islands KY1-1205Partnership — Patrick Agemian and Grant JacksonRVI Partners, LPc/o RVI Management, LLC, 2029 Woodhead St., Houston, TX 77019Partnership — RVI Management, LLCSabretooth Yin Fund, L.P.405 Lexington Ave., 50th Fl., New York, NY 10174Partnership — Sabretooth Capital Management, LLCSabretooth Yin Onshore Fund, L.P.405 Lexington Ave., 50th Fl., New York, NY 10174Partnership — Sabretooth Yin Partners, LLCSalman Partners (USA), Inc.1095 W. Pender St., 17th Fl., Vancouver, BC V6E 2M6State or country in which incorporated — CanadaSC Distributors, LLCFour San Joaquin Plaza, Suite 130, Newport Beach, CA 92660State or country in which incorporated — DelawareShingl, Inc.334 9th Ave., Kirkland, WA 98033State or country in which incorporated — DelawareStifel, Nicolaus & Company, Incorporated237 Park Ave., 8th Fl., New York, NY 10017Summit Financial Services Group, Inc.595 S. Federal Hwy., Suite 500, Boca Raton, FL 33432State or country in which incorporated — FloridaThermalin Diabetes, LLC39 Karen Rd., Waban, MA 02468State or country in which incorporated — DelawareThird Eye Design, Inc.34 Church St., Pittsford, NY 14534State or country in which incorporated — New YorkTorvec, Inc.1999 Mt. Read Blvd., Bldg. 3, Rochester, NY 14615State or country in which incorporated — New YorkUmami Sustainable Seafood Inc.405 Lexington Ave., 26th Fl., Suite 2640, New York, NY 10174State or country in which incorporated — NevadaWestshore Terminals Holdings Ltd.1800-1067 W. Cordova St., Vancouver, British Columbia, Canada V6C 1C7State or country in which incorporated — CanadaWestshore Terminals Investment Corporation1800-1067 W. Cordova St., Vancouver, British Columbia, Canada V6C 1C7State or country in which incorporated — CanadaWoodbury Gateway Partners LP7600 Jericho Tpke., Suite 402, Woodbury, NY 11797Partnership — HB Gateway LLCYiheng Capital Partners, L.P.555 California St., Suite 5180, San Francisco, CA 94104Partnership — Yiheng Capital, LLC
