Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Aggreko plc120 Bothwell St., Glasgow, G2 7JS, United KingdomState or country in which incorporated — ScotlandAlice Legacy 2,200 Acre Drilling & Development, LP188 Cal Batsel Rd., Suite 2, Bowling Green, KY 42104Partnership — High Gravity Resources, LLCATCO Ltd.700, 909 11th Ave. SW, Calgary, Alberta T2R 1N6State or country in which incorporated — CanadaBaltia Air Lines, Inc.JFK Airport, Bldg. 151, Rm. 361, Jamaica, NY 11430State or country in which incorporated — New YorkBRC Partners Opportunity Fund, LP11100 Santa Monica Blvd., Suite 800, Los Angeles, CA 90025Partnership — B. Riley Capital Management, LLCChestnut Exploration Partners, Inc.2201 N. Central Expwy., Suite 240, Richardson, TX 75080State or country in which incorporated — TexasCoastRock Capital Equity I, LPc/o CoastRock Capital GP, LLC, 590 Madison Ave., 21st Fl., New York, NY 10022Partnership — CoastRock Capital GP, LLCCSBO Holdings, Inc.4559 County Rd. 24, Ridgway, CO 81432State or country in which incorporated — ColoradoCyPhy Works, Inc.16C Electronics Ave., Danvers, MA 01923State or country in which incorporated — DelawareDIH CCGS, LLC400 Park Ave., Suite 810, New York, NY 10022Partnership — Dome GP, LLCDIH Monterrey, LLC400 Park Ave., Suite 810, New York, NY 10022Partnership — Dome GP, LLCDIH Provence, LLC400 Park Ave., Suite 810, New York, NY 10022Partnership — Dome GP, LLCEarly Equine, Inc.4685 S. Highland Dr., Suite 202, Salt Lake City, UT 84117State or country in which incorporated — UtahElio Motors, Inc.2942 N. 24th St., Suite 114-700, Phoenix, AZ 85016State or country in which incorporated — ArizonaFlint Hills Diversified Strategies L.P.4900 Main St., Suite 700, Kansas City, MO 64112Partnership — PCM Capital - Diversified Strategies LLCFlint Hills Long/Short Equity L.P.4900 Main St., Suite 700, Kansas City, MO 64112Partnership — PCM Capital - Long/Short Equity LLCFundamental Corporate Credit Limited12 Castle St., St. Helier, Jersey JE2 3RTState or country in which incorporated — JerseyGolub Capital Partners 10 L.P.150 S. Wacker Dr., Suite 800, Chicago, IL 60606Partnership — Golub Onshore GP, LLCInvestment Managers Series Trust II235 W. Galena St., Milwaukee, WI 53212State or country in which incorporated — DelawareLumi Technologies LimitedBohunt Manor, Portsmouth Rd., Liphook, Hampshire, GU30 7DL, United KingdomState or country in which incorporated — United KingdomMainLine Cala del Sol Partners, LP308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096Partnership — MainLine Cala del Sol GP, LLCMaran Partners Fund, LP1409 Columbine St., Denver, CO 80206Partnership — Maran Partners GP, LLCMaxim Group, LLC405 Lexington Ave., New York, NY 10174State or country in which incorporated — New YorkMommsen Global LLC70 Washington St., Suite 11L, Brooklyn, NY 11201Newport Coast Securities Inc.180 Maiden Lane, 17th Fl., New York, NY 10038State or country in which incorporated — CaliforniaPetrus Land Investors III, L.P.1350 Avenue of the Americas, Suite 3000, New York, NY 10019Partnership — Petrus-Crown GP Land III, L.L.C.Pinterest Private Stock Acquisitions, LLC17096 Sequoia Ave., Hesperia, CA 92345State or country in which incorporated — CaliforniaPrana Current Yield Fund IV, L.P.665 Third St., Suite 450, San Francisco, CA 94107Partnership — Prana Capital, LLCQuestar Assessment, Inc.5550 Upper 147th St. W, Apple Valley, MN 55124State or country in which incorporated — DelawareRMR Industrials, Inc.9595 Wilshire Blvd., Suite 310, Beverly Hills, CA 90212State or country in which incorporated — NevadaSilmaril Capital Partners, LP340 E. 29th St., Apt. 15F, New York, NY 10016Partnership — Silmaril Capital GP, LLCSpyglass Partners Fund LP580 California St., 8th Fl., San Francisco, CA 94104Partnership — Spyglass Capital Management LLCStorelli Sports, Inc.18 Bridge St., #4I, Brooklyn, NY 11201State or country in which incorporated — DelawareSunPac Financial, Inc.555 W. Fifth St., 31st Fl., Los Angeles, CA 90013State or country in which incorporated — CaliforniaTenney Creek Development LP1531 Hunt Club Blvd., Suite 210, Glallatin, TN 37066Partnership — Southern Energy Group, Inc.TREECO/Soder Royal Palm LLC1512 Breakers W. Blvd., West Palm Beach, FL 33411USB Focus Fund Capital Teas 2, LLCc/o U.S. Boston Capital Corporation, 55 Old Bedford Rd., Lincoln, MA 01773Waud Capital Partners FIF IV, L.P.300 N. LaSalle St., Suite 4900, Chicago, IL 60654Partnership — Waud Capital Partners Management IV, L.P.Waud Capital Partners IV, L.P.300 N. LaSalle St., Suite 4900, Chicago, IL 60654Partnership — Waud Capital Partners Management IV, L.P.Waud Capital Partners QP IV, L.P.300 N. LaSalle St., Suite 4900, Chicago, IL 60654Partnership — Waud Capital Partners Management IV, L.P.
