Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
4QImaging, LLC140 Allens Creek Rd., Rochester, NY 14618Partnership — S. Totterman, E. Schreyer, J. Tamez-Pena, P. Gonzalez, K. Baum, J. FarberAberdeen Funds - Aberdeen Ultra-Short Duration Bond Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — DelawareAmerican Steadfast LP767 Fifth Ave., 6th Fl., New York, NY 10153Partnership — Steadfast Advisors LPASYM Energy Fund III LP263 Tresser Blvd., 15th Fl., Stamford, CT 06901Partnership — ASYM Capital III LLCAzimuth Diversified Fund, LLC39 Broadway, 36th Fl., New York, NY 10006Black Lake Partners LPNine W. 57th St., 26th Fl., New York, NY 10019Partnership — Black Lake GP LLCBonnett Brands, Inc.24 Howard Dr., Vernon, CT 06066State or country in which incorporated — DelawareBluewater Opportunities Fund Limited Partnership1911 Summer St., Stamford, CT 06905Partnership — Bluewater Frontier Management, LLCCapital L China Fund, LP1310 S. Tryon St., Suite 105, Charlotte, NC 28203Partnership — Capital L China Fund, GP, LLC, general partnerCarey Financial, LLC50 Rockefeller Plaza, 2nd Fl., New York, NY 10020State or country in which incorporated — DelawareCell>Point, LLC7120 E. Orchard Rd., Suite 350, Centennial, CO 80111State or country in which incorporated — Delaware limited liability companyChampion Group, Inc., The800 E. Sonterra Blvd., Suite 230, San Antonio, TX 78258State or country in which incorporated — TexasColonial Coal International Corp.200-595 Howe St., Vancouver, British Columbia, Canada V6C 2Y5State or country in which incorporated — CanadaDGHM Investment Trust8730 Stony Point Pkwy., Suite 205, Richmond, VA 23235State or country in which incorporated — DelawareDigital Domain Holdings Corporation10521 SW. Village Center Dr., Suite 201, Port St. Lucie, FL 34987State or country in which incorporated — FloridaDW BBX Harris Unit #1, LP909 Lake Carolyn Pkwy., Suite 1925, Irving, TX 75039Partnership — DW Energy Group, LLCFarrell Franzone, LP55 W. 26th St., 32nd Fl., Suite J, New York, NY 10010Partnership — Farrell Franzone Investment Management, LLCFS Energy and Power FundCira Centre, 2929 Arch St., Suite 675, Philadelphia, PA 19104-2867State or country in which incorporated — DelawareFS Tonti Acquisition Fund 2 C-1, LLC4925 Greenville Ave., Suite 1220, Dallas, TX 75206State or country in which incorporated — TexasFS Tonti Acquisition Fund 2 C-7, LLC4925 Greenville Ave., Suite 1220, Dallas, TX 75206State or country in which incorporated — TexasGeorgia Commerce Bancshares, Inc.3625 Cumberland Blvd., Atlanta, GA 30339State or country in which incorporated — GeorgiaGLS Acquisition LLC745 Fifth Ave., Suite 1406, New York, NY 10151Halek Energy Partners L.L.C.111 S. Village Center Dr., Southlake, TX 76092State or country in which incorporated — TexasHorizon Multi-Strategy Fund, L.P.411 Theodore Fremd Ave., Suite 206 S, Rye, NY 10580Partnership — Horizon Global Advisers, LLCHudson Housing Tax Credit Fund XLVI LLC630 Fifth Ave., 28th Fl., New York, NY 10111Investment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareJoseph Gunnar & Co., LLC30 Broad St., 11th Fl., New York, NY 10004State or country in which incorporated — DelawareKBS III Investment Partnership, L.P.57 The Flume, Amherst, NY 03031Partnership — Robert C. Kolodny, M.D.; Ferguson Family AssociatesLane Gate I, LPc/o LG GP, LLC, 150 E. 58th St., New York, NY 10155Partnership — LG GP, LLCMcDonnell Loan Opportunity Fund, a Class of McDonnell Series Trust1515 W. 22nd St., 11th Fl., Oak Brook, IL 60523Millennium & Copthorne Hotels plcScarsdale Place, Kensington, London, W8 5SR, United KingdomState or country in which incorporated — United KingdomMiMedia, Inc.181 Westchester Ave., Suite 301, Port Chester, NY 10573State or country in which incorporated — DelawareNEST-USA, L.P.414 Wilson Ave., Suite 102, Tullahoma, TN 37388-0578Partnership — NEST-HOLDINGS, LLCNewport Asia Institutional Fund LP601 California St., Suite 600, San Francisco, CA 94108Partnership — Newport Asia LLCOppenheimer & Co. Inc.300 Madison Ave., New York, NY 10017State or country in which incorporated — New YorkOre Pharmaceutical Holdings, Inc.One Main St., Suite 300, Cambridge, MA 02142State or country in which incorporated — DelawarePalm Coast Florida Development, LLC791 Foothill Court, Toms River, NJ 08753State or country in which incorporated — FloridaPE Class A Investors, L.P.910 Harvest Dr., Suite 105, Blue Bell, PA 19422Partnership — PE Class A General, LLCPeconic Grenadier Fund, L.P.350 Park Ave., 30th Fl., New York, NY 10022Partnership — Peconic Asset Managers LLCPeconic Triumph Fund L.P.350 Park Ave., 30th Fl., New York, NY 10022Partnership — Peconic Asset Managers LLCPeconic Triumph Fund II L.P.350 Park Ave., 30th Fl., New York, NY 10022Partnership — Peconic Asset Managers LLCPeconic Triumph Fund III L.P.350 Park Ave., 30th Fl., New York, NY 10022Partnership — Peconic Asset Managers LLCP Fund L.P.712 Fifth Ave., 29th Fl., New York, NY 10019Partnership — Pinnacle Associates GP, LLCPinnacle Natural Resources, L.P.712 Fifth Ave., 29th Fl., New York, NY 10019Partnership — Pinnacle Associates GP, LLCPinnacle Opportunity, L.P.712 Fifth Ave., 29th Fl., New York, NY 10019Partnership — Pinnacle Associates GP, LLCPinnacle Physicals & Financing Tax-Exempt Fund, L.P.712 Fifth Ave., 29th Fl., New York, NY 10019Partnership — Pinnacle Associates GP, LLCPluristem Therapeutics Inc.MATAM Advanced Technology Park, Bldg. No. 20, Haifa, Israel 31905State or country in which incorporated — NevadaPM Manager Fund, SPC – Segregated Portfolio 25c/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsRBC Capital Markets, LLCThree World Financial Center, 200 Vesey St., New York, NY 10281State or country in which incorporated — Minnesota limited liability companyRegenerate, Inc.45 Robinhood Ave., Closter, NJ 07624State or country in which incorporated — DelawareRevach Fund LP2601 Pine Tree Dr., Miami Beach, FL 33140Partnership — Revach Group, LLCRising Beverage Company, LLC, The4590 MacArthur Blvd., Suite 500, Newport Beach, CA 92660State or country in which incorporated — CaliforniaRREEF Global Opportunities Fund II, LLC1011 Centre Rd., Suite 200, Wilmington, DE 19805RSCM Angel Fund I, L.P.649 Mission St., 5th Fl., San Francisco, CA 94105Partnership — RSCM Angel Fund I GP, LLC, general partnerSRS Partners US, LPc/o SRS Partners US GP, LLC, One Bryant Park, 39th Fl., New York, NY 10036Partnership — SRS Partners US GP, LLCSteadfast International Ltd.767 Fifth Ave., 6th Fl., New York, NY 10153State or country in which incorporated — Cayman IslandsTAG Distressed Debt Fund III, LLC75 Rockefeller Plaza, Suite 900, New York, NY 10019-6999Timber Ridge Organization II, LLC, The100 Adams Ave., Hauppauge, NY 11788State or country in which incorporated — Delaware limited liability companyTorrecom Partners, LLC40 Woodland St., Hartford, CT 06105State or country in which incorporated — Delaware limited liability companyTrace Visual Effects LLC32-68 35th St., Apt. 2, Astoria, NY 11106State or country in which incorporated — New YorkTrevi Opportunities Onshore Fund LP110 E. 59th St., 33rd Fl., New York, NY 10022Partnership — Trevi Opportunities Partners, LLC, general partnerUnicorn Media Inc.24 W. 5th St., Tempe, AZ 85281State or country in which incorporated — DelawareWells Fargo Investments, LLC333 Market St., 29th Fl., San Francisco, CA 94105State or country in which incorporated — Delaware
