Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Al-Memoir-Fund, LLC4535 South 2300 E, Suite B, Salt Lake City, UT 84117State or country in which incorporated — DelawareAlcion Real Estate Partners Fund III-A, L.P.One Post Office Sq., Suite 3150, Boston, MA 02109Partnership — Alcion Capital III, L.P.Alcion Real Estate Partners Fund III-B, L.P.One Post Office Sq., Suite 3150, Boston, MA 02109Partnership — Alcion Capital III, L.P.Angus 11 LLC2700 Westchester Ave., Suite 303, Purchase, NY 10577Arris Petroleum Corporation1400 16th St., Suite 400, Denver, CO 80202State or country in which incorporated — DelawareBiozone Pharmaceuticals, Inc.550 Sylvan Ave., Suite 101, Englewood Cliffs, NJ 07632State or country in which incorporated — NevadaBlack Oak Wind Farm, LLC864 Hayts Rd., Ithaca, NY 14850Breitling Royalties Corporation1901 Pacific, Suite 7000, Dallas, TX 75201State or country in which incorporated — TexasCIM Securities, LLC5975 S. Quebec St., Suite 270, Centennial, CO 80111State or country in which incorporated — Colorado limited liability companyCommPro Global Inc.419 Park Ave., Second Fl., New York, NY 10016State or country in which incorporated — NevadaCTI Towers, Inc.38 Pond St., Suite 305, Franklin, MA 02039State or country in which incorporated — DelawareElessar Funds Investment Trust111 Superior Ave., Suite 1310, Cleveland, OH 44114State or country in which incorporated — OhioEnterasys Networks, Inc.145 Rio Robles Dr., San Jose, CA 95134State or country in which incorporated — DelawareExplora Phones Inc.Two Second St., Unit 3603, Jersey City, NJ 07302State or country in which incorporated — DelawareFranklin Alternative Strategies TrustOne Franklin Pkwy., San Mateo, CA 94403State or country in which incorporated — DelawareGottex Trust28 State St., 40th Fl., Boston, MA 02109State or country in which incorporated — DelawareHGGC Fund II, L.P.1950 University Ave., Suite 350, Palo Alto, CA 94303Partnership — HGGC Fund II GP, L.P.HGGC Fund II-A, L.P.1950 University Ave., Suite 350, Palo Alto, CA 94303Partnership — HGGC Fund II GP, L.P.High Resolution Energy VT Fund I, LP10880 Crestmont Ave., Philadelphia, PA 19154Partnership — High Resolution Energy, LLCHotchkis & Wiley Hedged Value, L.P.725 S. Figueroa St., 39th Fl., Los Angeles, CA 90017Partnership — Hotchkis & Wiley Capital Management, LLC, general partnerInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareInvestment Managers Series Trust II803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareKotak Mahindra Inc.50 Main St., Suite 890, White Plains, NY 10606State or country in which incorporated — DelawareLL Opportunities Mortgage Fund, L.P. - 2014 Series2929 Arch St., Suite 325, Philadelphia, PA 19104Partnership — LL Funds GP, LP, general partnerLumastream, Inc.2887 22nd Ave. N, Suite D, St. Petersburgh, FL 33713State or country in which incorporated — DelawareM81 Merger Arbitrage Fund LP261 Madison Ave., 9th Fl., New York, NY 10016Partnership — M81 Merger Arbitrage Fund GP, LLCMAI Wealth Income and Growth Fund, LP55 W. Monroe St., Suite 2825, Chicago, IL 60603Partnership — MAI-Oak Street GP, LLCMainline So/Unequal Partners, L.P.308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096Partnership — Mainline So Associates, L.P.MLG Private Fund LLCTimothy J. Wallen, 13400 Bishops Lane, Suite 270, Brookfield, WI 53005State or country in which incorporated — WisconsinNextronex, Inc.1510 N. Westwood, Toledo, OH 43606State or country in which incorporated — OhioOceanaGold CorporationLevel 5, 250 Collins St., Melbourne, Victoria 3000, AustraliaState or country in which incorporated — CanadaOFPP LLC1140 Avenue of the Americas, 9th Fl., New York, NY 10036State or country in which incorporated — Delaware limited liability companyOpesbridge Opportunities LP1471 Blueridge Dr., Beverly Hills, CA 90210Partnership — Opesbridge Capital LLCPace Charging Group, Inc.502 Dozen Way, South Windsor, CT 06074State or country in which incorporated — DelawarePanacea Medical Investments Fund I LPc/o Holland & Knight LLP, 10 St. James Ave., Boston, MA 02116Partnership — Panacea Medical Investments I GP LPPaulson Investment Company, Inc.1331 NW. Lovejoy St., Suite 720, Portland, OR 97209State or country in which incorporated — OregonPennant 504 Fund, The11270 W. Park Pl., Suite 1025, Milwaukee, WI 53224State or country in which incorporated — DelawarePetra Credit Fund I, LPc/o Petra Credit Partners, LLC, 114 W. 47th St., Suite 1725, New York, NY 10036Partnership — Petra Credit Partners, LLCPrana Current Yield Fund II, L.P.665 Third St., Suite 450, San Francisco, CA 94107Partnership — Prana Capital, LLCRaith Real Estate Fund I LP295 Madison Ave., 38th Fl., New York, NY 10017Partnership — Raith Capital Investors, LLCRefresh Capital Corp.Box 25151 Mission Park RPO, Kelowna, British Columbia V1WY7State or country in which incorporated — CanadaRiverBanc Multifamily Investors LP227 W. Trade St., Suite 2170, Charlotte, NC 28202Partnership — RMI GP LLCROC Seniors Housing Fund GP, LLC5295 S. Commerce Dr., Suite 100, Murray, UT 84107RORS Appreciation Fund LPc/o RORS Management & Research LLC, 30 Old Kings Hwy. S, Suite 322, Darien, CT 06820Partnership — RORS Management & Research LLCRound Hill Music Motown Coinvest, LP400 Madison Ave., 18th Fl., New York, NY 10017Partnership — Round Hill Music Royalty Fund GP LPRutherford Hospitality, LLC330 Claremont Lane, Crozet, VA 22932State or country in which incorporated — VirginiaSearchlight Minerals Corp.2360 W. Horizon Ridge Pkwy., Suite 100B, Henderson, NV 89052State or country in which incorporated — NevadaSix Trees Capital LLC445 Park Ave., 9th Fl., New York, NY 10022State or country in which incorporated — DelawareStellus Credit Master Fund I, LLC4400 Post Oak Pkwy., Suite 2200, Houston, TX 77027Stellus Credit Offshore Fund I, LLC4400 Post Oak Pkwy., Suite 2200, Houston, TX 77027Stellus Credit VCOC Fund I, LLC4400 Post Oak Pkwy., Suite 2200, Houston, TX 77027Taglich Brothers, Inc.c/o Richard L. Baum, Jr., 275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — DelawareTBD Brewing LLC25 Spencer Ave., Somerville, MA 02144State or country in which incorporated — MassachusettsThree Ring Inc.72 Allen St., Third Fl., New York, NY 10002State or country in which incorporated — DelawareTrue Drinks Holdings, Inc.18552 MacArthur Blvd., Suite 325, Irvine, CA 92612State or country in which incorporated — NevadaVetris Capital Fund I, LPc/o Vetris Management Company, LLC, 255 W. 94th St., Apt. 18G, New York, NY 10025Partnership — Vetris Management Company, LLCView The Space, Inc.360 Seventh Ave., Fourth Fl., New York, NY 10001State or country in which incorporated — DelawareWe Reserves of Melbourne LLC12 College Rd., Monsey, NY 10952State or country in which incorporated — DelawareWhite Mountain Capital Management, LPc/o Devorah Capital, LLC, 1548 E. 28th St., Brooklyn, NY 11229Partnership — Devorah Capital, LLCYEC, LLC175 Varick St., New York, NY 10014
