Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
12 Birdstone/Pearls, LLC800 Arbor Dr. N, Louisville, KY 4022312 Candy Ride/Laughingly, LLC800 Arbor Dr. N, Louisville, KY 4022312 Colonel John/Doc’s Destiny, LLC800 Arbor Dr. N, Louisville, KY 4022312 Flashy Bull/Pleasure Cat, LLC800 Arbor Dr. N, Louisville, KY 4022312 Leroidesanimaux/Silver Lisa, LLC800 Arbor Dr. N, Louisville, KY 4022312 Scat Daddy/Lavender Baby, LLC800 Arbor Dr. N, Louisville, KY 4022312 Tale of Ekati/Rebecca’s Song, LLC800 Arbor Dr. N, Louisville, KY 40223Al-Glio-Fund, LLC4535 S. 2300 E, Suite B, Salt Lake City, UT 84117Alps Distributors, Inc.1290 Broadway, Suite 1100, Denver, CO 80203State or country in which incorporated — ColoradoAmerican Independence Funds Trust230 Park Ave., Suite 534, New York, NY 10169State or country in which incorporated — DelawareAurum Options Fund L.P.One North End Ave., Rm. 1207E, New York, NY 10282Partnership — Aurum Options Strategies LLCBaker Street Capital Offshore, L.P.c/o Stuarts Corporate Service Ltd., P.O. Box 2510, Grand Cayman KY1-1104, Cayman IslandsPartnership — Baker Street Capital GP, LLCBaker Street Capital US, L.P.12400 Wilshire Blvd., Suite 940, Los Angeles, CA 90025Partnership — Baker Street Capital GP, LLCBlue Bridge Funding I, LLC40 Wall St., 28th Fl., New York, NY 10005State or country in which incorporated — Delaware limited liability companyBMO Lloyd George Frontier Emerging Markets Equity Fund111 E. Kilbourn Ave., Suite 200, Milwaukee, WI 53202State or country in which incorporated — DelawareBroadband Properties, Inc.9980 W. Flamigo Rd., Las Vegas, NV 89147State or country in which incorporated — NevadaBuffalo Angels LLCc/o Colligan Law LLP, 12 Fountain Plaza, Suite 600, Buffalo, NY 14202State or country in which incorporated — New York limited liability companyCoastal Investment Partners, L.P.130 E. 59th St., 11th Fl., New York, NY 10022Partnership — Coastal Investment Group GP, LLCComvest Capital III, L.P.525 Okeechobee Blvd., Suite 1050, West Palm Beach, FL 33401Partnership — Comvest Capital III Partners, L.P.Comvest Capital III International (Cayman), L.P.525 Okeechobee Blvd., Suite 1050, West Palm Beach, FL 33401Partnership — Comvest Capital III Partners, L.P.CP Crestview, LLCOne California St., Suite 2800, San Francisco, CA 94111Downing Quincy LLC459 Henry St., Brooklyn, NY 11231State or country in which incorporated — New YorkEast Hall Capital Partners LP30 Waterside Plaza, 37A, New York, NY 10010Partnership — East Hall GP LLCEndurance Series Trust100 S. Ashley Dr., Suite 895, Tampa, FL 33602State or country in which incorporated — DelawareEnergi, Inc.10 Centennial Dr., Suite 201, Peabody, MA 01960State or country in which incorporated — DelawareGreen Waste Energy, Inc.554 Old Post Rd. #3, Greenwich, CT 06830State or country in which incorporated — DelawareHedwig Broadway Company LLCc/o David Binder Productions, c/o 101 Productions, Ltd., 260 W. 44th St., Suite 600, New York, NY 10036State or country in which incorporated — Delaware limited liability companyHosking Global Sub-Fund No. 1c/o Hosking & Co. Limited, Hamilton House, 28 Fitzwilliam Place, Dublin 2 IrelandState or country in which incorporated — IrelandMcKinley Capital Management Funds PLC3301 C St., Suite 500, Anchorage, AK 99503Moonit LLC44 W. 28th St., New York, NY 10001State or country in which incorporated — DelawareMortar Data Inc.P.O. Box 4668, #23714, New York, NY 10163-4668State or country in which incorporated — DelawareNorthcreek Mezzanine Fund II, L.P.255 E. Fifth St., Suite 3010, Cincinnati, OH 45202Partnership — NMF GP II, LLCOak Street REC FOF GP, LLC55 W. Monroe St., Suite 2825, Chicago, IL 60603State or country in which incorporated — DelawarePaulson Recovery Fund II LP1251 Avenue of the Americas, New York, NY 10020Partnership — Paulson Management III LP Paulson Advisers II LLCPaulson Recovery II Fund Ltd.c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsPW Partners Atlas Fund II, LP141 W. Jackson Blvd., Suite 300, Chicago, IL 60604Partnership — PW Partners Atlas Funds, LLCRandolph Street Investment Partners, L.P. - 2014 PEF300 N. LaSalle, Chicago, IL 60654Partnership — Randolph Street Investment Management, LLCRT Access Coinvestment, LLC260 E. Brown St., Suite 380, Birmingham, MI 48009State or country in which incorporated — DelawareShadow Tree Income Fund A LPEight Hollowtree Rd., Briarcliff Manor, NY 10510Partnership — Shadow Tree GP LLCSocial Bicycles Inc.148 E. Broadway, #7, New York, NY 10002State or country in which incorporated — DelawareSorenson Capital Partners III, LP3400 N. Ashton Blvd., Suite 400, Lehi, UT 84043Partnership — Sorenson Capital Associates III, LPSorenson Capital Partners III-A, LP3400 N. Ashton Blvd., Suite 400, Lehi, UT 84043Partnership — Sorenson Capital Associates III, LPSorenson Capital Partners III-B, LP3400 N. Ashton Blvd., Suite 400, Lehi, UT 84043Partnership — Sorenson Capital Associates III, LPSpence Limited II, L.P.P.O. Box 505, Blakely, GA 39823Partnership — Financial Junk, L.L.C.Storage Partners-Fayetteville, NC, LLC1905 Woodstock Rd., Suite 9100, Roswell, GA 30075State or country in which incorporated — North CarolinaSunstone Income Apartments, LLC3243 Calle de Debesa, Camarillo, CA 93010State or country in which incorporated — DelawareTexlark Exploration Company, Inc.801 E. Plano Pkwy., Suite 230, Plano, TX 75074State or country in which incorporated — TexasTyree & D’Angelo Partners Fund I LP233 N. Michigan Ave., Suite 2420, Chicago, IL 60601Partnership — Tyree & D’Angelo Partners GP I LLCUS Coastal Holdings LLC301 NW 138th Terrace, Jonesville, FL 32669State or country in which incorporated — Delaware limited liability companyWindSail Credit Fund, L.P.c/o WindSail Capital Group, LLC, 133 Federal St., Suite 1201, Boston, MA 02110Partnership — WindSail
