Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
11 East 1st St. LLC139 W. 14th St., Suite 404, New York, NY 10011State or country in which incorporated — DelawareAdvion, Inc.19 Brown Rd., Ithaca, NY 14850State or country in which incorporated — DelawareAEA Asia Fund LP55 E. 52nd St., 35th Fl., New York, NY 10055Partnership — AEA Partners Asia LPAEA Europe Fund II LP55 E. 52nd St., 35th Fl., New York, NY 10055Partnership — AEA Investors Partners EF II LPASP Unifrax Holdings, Inc.299 Park Ave., 34th Fl., New York, NY 10171State or country in which incorporated — DelawareAuto Insurance Marketplace, Inc.530 Molino St., Suite 202, Los Angeles, CA 90013State or country in which incorporated — CaliforniaBayru, LLC3415 Howard St., Skokie, IL 60076State or country in which incorporated — IllinoisBirchtree Financial Services, LLC801 Nicollet Ave., Suite 1100 West Tower, Minneapolis, MN 55402State or country in which incorporated — OklahomaBrown Advisory Investors 2011 - SLK, LLLPc/o Brown Advisory Investors, 901 S. Bond St., Suite 400, Baltimore, MD 21231Partnership — BAT Commingled Fund Manager, Inc.Cayden Resources Inc.700-1199 W. Hastings St., Vancouver, British Columbia, V6E 3T5 CanadaState or country in which incorporated — CanadaCentara Alternative Investments, LP4747 Executive Dr., Suite 450, San Diego, CA 92121Partnership — Centara Alternative Advisors, LLCCharles River Institutional Fund II, L.P.c/o CRRF GP II LLC, 2310 Washington St., Newton Lower Falls, MA 02462Partnership — CRRF GP II LLCCharles River Realty Fund II, L.P.c/o CRRF GP II LLC, 2310 Washington St., Newton Lower Falls, MA 02462Partnership — CRRF GP II LLCCharles River Realty Fund II-A, L.P.c/o CRRF GP II LLC, 2310 Washington St., Newton Lower Falls, MA 02462Partnership — CRRF GP II LLCDomestic Financial Services, Inc.5220 Hollywood Ave., Shreveport, LA 71109State or country in which incorporated — LouisianaEGCP III Investors Group LLC900 N. Michigan Ave., Suite 1800, Chicago, IL 60611State or country in which incorporated — DelawareEnhanced Surface Dynamics, Inc.42 Richland Rd., Wellesley, MA 02481State or country in which incorporated — DelawareFinesilver Manufacturing LLC8401 Datapoint Dr., Suite 100, San Antonio, TX 78229State or country in which incorporated — Delaware limited liability companyFirefly Partners LPOne Ferry Bldg., Suite 255, San Francisco, CA 94111Partnership — Firestorm Capital, LLC, general partnerFirst Trust Portfolios L.P.120 E. Liberty Dr., Suite 400, Wheaton, IL 60187State or country in which incorporated — IllinoisGerritsen Capital Management, LLC99 Hudson St., 5th Fl., New York, NY 10013State or country in which incorporated — DelawareGlendale Bell 101, LLC8120 E. Cactus Rd., Suite 300, Scottsdale, AZ 85260Gordon Core Alternatives I, LLC114 W. 7th St., Suite 1250, Austin, TX 78710GTS Investment Partners, LLCc/o GTS Management Company, LLC, 545 Madison Ave., 15th Fl., New York, NY 10022State or country in which incorporated — DelawareGVC Capital, LLC5350 S. Roslyn St., #400, Greenwood Village, CO 80111State or country in which incorporated — ColoradoHeritage Mint, Ltd.16641 N. 91st St., Suite 103, Scottsdale, AZ 85260State or country in which incorporated — ArizonaHornet Corporation130 Maple Dr. N, 2nd Fl., Hendersonville, TN 37075State or country in which incorporated — TennesseeIFLI Acquisition Corp.1500 Gateway Blvd., Suite 220, Boynton Beach, FL 33426State or country in which incorporated — DelawareIndia Equity Growth Fund (Investors) Limitedc/o Deutsche International Trust Corporation (Mauritius) Limited, Suite 450, 4th Fl., Barkly Wharf E, Le Caudan Waterfront, Port Louis, MauritiusState or country in which incorporated — MauritiusioSemantics LLC10822 W. Toller Dr., Suite 140, Littleton, CO 80127Partnership — ioSemantics LLCKP Utica LLCc/o Katz Properties LLC, 247 W. 30th St., 11th Fl., New York, NY 10001State or country in which incorporated — DelawareLevel One Bancorp, Inc.30201 Orchard Lake Rd., Suite 250, Farmington Hills, MI 48334State or country in which incorporated — MichiganLim Asia Multi-Strategy Fund Inc.c/o Walkers Chambers, 171 Main St., Road Town, Tortola, BVI, VG1 110State or country in which incorporated — British Virgin IslandsMagna Resources BD #49 - Frietsch #14 Joint Venture5422 Alpha Rd., Dallas, TX 75240State or country in which incorporated — TexasMy Web Software, LLC20 Lynacres Blvd., Fayetteville, NY 13066NXTARROW Business Development, LLC535 Washington St., Buffalo, NY 14203State or country in which incorporated — New York limited liability companyOn Demand Real Time LLCTwo Stamford Plaza, 281 Tresser Blvd., Stamford, CT 06901Perosphere Inc.24 Old Wagon Rd., Mt. Kisco, NY 10549State or country in which incorporated — DelawarePre-Game Partners, LLC90 Park Ave., 31st Fl., New York, NY 10016State or country in which incorporated — DelawarePuma Biotechnology, Inc.10940 Wilshire Blvd., Suite 600, Los Angeles, CA 90024State or country in which incorporated — DelawareRand Strategic Active Global Value LP77 Park Ave., Apt. #131, Hoboken, NJ 07030Partnership — Rand Strategic Partners LLCRaptor Consumer Unreal SPV, LP50 Rowes Wharf, 6th Fl., Boston, MA 02110State or country in which incorporated — DelawareRed Rabbit, LLC168 Second Ave., Suite 282, New York, NY 10003State or country in which incorporated — New York limited liability companySamuel Municipal Total Return Fund, LP800 Westchester Ave., Suite N317, Rye Brook, NY 10573Partnership — Samuel GP, LLCSansone Partners, LPSix E. 43rd St., 23rd Fl., New York, NY 10017Partnership — Sansone Capital Management, LLCSwarm Technologies Inc.301-1665 Ellis St., Kelowna, British Columbia, Canada, V1Y 2B3State or country in which incorporated — CanadaThomas Bravo Fund X-A, L.P.300 N. LaSalle St., Suite 4350, Chicago, IL 60654Partnership — Thomas Bravo Partners X, L.P.Totem Technologies, Inc.1420 Oak Industrial Lane, Cumming, GA 30041State or country in which incorporated — GeorgiaTriad Opportunity I, LLCP.O. Box 9147, Greensboro, NC 27429Tri Point Global Equities, LLC17 State St., Suite 2000, New York, NY 10004State or country in which incorporated — MarylandTudor McLeod Global Real Estate Fund, L.P.1230 Peachtree St. NE, Suite 1900, Atlanta, GA 30309Partnership — Tudor McLeod Asset Management, LLCVista Drilling Program 2011-2 Limited Partnership61 McMurray Rd., Suite 300, Pittsburgh, PA 15241Partnership — Vista Energy Resources, Inc., general partner
