Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
300 North Capital Global Macro Fund, LLC300 North Lake Ave., Pasadena, CA 91101Partnership — 300 North Capital Partners, LLCAegis Capital Corp.810 7th Ave., 11th Fl., New York, NY 10019State or country in which incorporated — New YorkAEP Capital Advisors, LPc/o AEP Capital Advisors GP, LLC, 445 Park Ave., Suite 1029, New York, NY 10022Partnership — AEP Capital Advisors GP, LLCAmerican Funds Distributor, Inc.333 S. Hope St., Los Angeles, CA 90071State or country in which incorporated — CaliforniaARC 245 10th Ave LLC900 Broadway, Suite 801, New York, NY 10003Arctaris Income Fund, L.P.Emerging Enterprise Center, Suite 4000, 1000 Winter St. N, Waltham, MA 02451-1436Partnership — Arctaris SBIC Partners, LLCAsian Financial Corporation913 Arch St., 3rd Fl., Philadelphia, PA 19107State or country in which incorporated — PennsylvaniaAVIX Technologies, Inc.100 King St. W, Suite 5700, Toronto, Ontario, Canada M5X-1C7State or country in which incorporated — NevadaBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaBocage Global Resources Offshore Fundc/o Citco Fund Services (Cayman Islands) Limited, 89 Nexus Way, Camana Bay, P.O. Box 31106SMB, Grand Cayman, Cayman Islands KY1-1205State or country in which incorporated — Cayman IslandsBrownstone Partners Catalyst Fund, LLCc/o Brownstone Investment Partners, LLC, 100 Park Ave., 32nd Fl., New York, NY 10017Championship Broadway Company, LLC, The234 W. 44th St., Suite 1003, New York, NY 10036CityMaps, Inc.575 Madison Ave., Suite 1006, New York, NY 10022State or country in which incorporated — DelawareClifton Commodities Fund, L.P.3600 Minnesota Dr., Suite 325, Minneapolis, MN 55435Comanche Ranch #2 Joint Venture1848 Norwood Plaza, Suite 109, Hurst, TX 76054Partnership — EnerMax, Inc.Context Partners Fund, L.P.2223 Avenida de la Playa, Suite 104, La Jolla, CA 92037Partnership — Context Capital Management, LLCCriterion Capital Partners, L.P.Four Embarcadero Center, 34th Fl., San Francisco, CA 94111Partnership — Criterion Capital Management, LLCDuggan Overseas Partners, Ltd.Walkers Corporate Services Limited, Walker House, George Town, Grand Cayman, Cayman Islands KY1-9005State or country in which incorporated — Cayman Islandse3holdings, Inc.346 E. King St., Malvern, PA 19355State or country in which incorporated — Commonwealth of PennsylvaniaEurasian Minerals Inc.Suite 300, 570 Granville St., Vancouver, BC V6C 3P1State or country in which incorporated — CanadaFashism, Inc.c/o General Assembly, 902 Broadway, 4th Fl., New York, NY 10010State or country in which incorporated — DelawareFocus Fund, LPFour London Ave., Suite 100, New Windsor, NY 12553Partnership — Russell O. Vernon, Ross P. BarrettForex International Trading Corp.1061 1/2 N. Spaulding Ave., West Hollywood, CA 90046State or country in which incorporated — NevadaForos Securities LLC461 Fifth Ave., New York, NY 10017State or country in which incorporated — Delaware limited liability companyFusion Tech, Inc.No. 26 Gaoneng St., High Tech Zone, Dalian, Liaoning Province, China 116025State or country in which incorporated — NevadaGlobal Tin CorporationABM Chambers, P.O. Box 2283, Road Town, Tortola, British Virgin Islands VG 1110State or country in which incorporated — British Virgin IslandsGood Health Media, Inc.257 Madison Ave., Suite 800, New York, NY 10016State or country in which incorporated — DelawareGulfStar Energy Corp.3410 Embassy Dr., West Palm Beach, FL 33401State or country in which incorporated — ColoradoHudson Housing Tax Credit Fund XLVII LP630 Fifth Ave., 28th Fl., New York, NY 10111Partnership — Hudson GP XLVII LLCiCardiac Technologies, Inc.150 Allens Creek Rd., Rochester, NY 14618State or country in which incorporated — DelawareIsrael G-Tek, LLC169 E. Flagler St., Suite 1600, Miami, FL 33131State or country in which incorporated — Florida limited liability companyJAF-NH, LLC445 Old Academy Rd., Fairfield, CT 06824JDM Capital Funding-525 Park Avenue, LLC641 Lexington Ave., New York, NY 10022JPMorgan Distribution Services, Inc.1111 Polaris Pkwy., Columbus, OH 43240LC Life Settlements Fund, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLEM Real Estate High-Yield Debt Fund III, L.P.Cira Centre, 2929 Arch St., Philadelphia, PA 19104-2868Partnership — LEM Partners III, L.P.Life Medical Technologies, Inc.B/320 21A-1 2070 Rte. 52, Hopewell Junction, NY 12533State or country in which incorporated — DelawareLightwave Logic, Inc.121 Continental Dr., Suite 110, Newark, DE 19713State or country in which incorporated — NevadaLoch Lomond Members Golf Club Limitedc/o Appleby Trust (Cayman) Ltd, Clifton House, 75 Fort St., George Town, Cayman Islands KY1-1108State or country in which incorporated — Cayman IslandsLone Star Real Estate Fund II (U.S.), L.P.2711 N. Haskell Ave., Suite 1700, Dallas, TX 75204Partnership — Lone Star Real Estate Partners II, L.P.Lucas Venture Group VII, LLC545 Middlefield Rd., Suite 220, Menlo Park, CA 94025Marshall Funds, Inc.111 E. Kilbourn Ave., Suite 200, Milwaukee, WI 53202State or country in which incorporated — WisconsinMarsico Investment Fund, The1200 17th St., Suite 1600, Denver, CO 80202State or country in which incorporated — DelawareMedina Singh Investment Partners, L.P.1030 4th St., Suite E, Santa Monica, CA 90403Partnership — Medina Singh Partners, LLCMega Precious Metals Inc.1113 Jade Court, Suite 401, Thunder Bay, Ontario P7B 6M7State or country in which incorporated — CanadaMesirow Financial Employee Real Estate Value Fund, L.P.353 N. Clark St., Chicago, IL 60654Partnership — Mesirow Financial REVF-GP, LLCMidtown SPHS Owner, LLC1065 Kane Concourse, Suite 201, Bay Harbor Islands, FL 33154Nelson Energy Programs, Inc.2220 MacNaughton Lane, Lake Stevens, WA 98258State or country in which incorporated — WashingtonNew England Bancorp, Inc.232 Main St., Hyannis, MA 02601State or country in which incorporated — MassachusettsNoxilizer, Inc.1450 Rolling Rd., Baltimore, MD 21227State or country in which incorporated — DelawareNZB Capital Partners, L.P.120 Broadway, Suite 2040-02, New York, NY 10005Partnership — NZB Capital Group, LLCOld Line Bancshares, Inc.1525 Pointer Ridge Place, Bowie, MD 20716State or country in which incorporated — MarylandOriginal Brooklyn Water Bagel Co., Inc., The14451 S. Military Trail, Delray Beach, FL 33484State or country in which incorporated — FloridaPFM Meritage Fund, L.P.One Market St., Suite 2200, Steuart Tower, San Francisco, CA 94105Partnership — Partner Asset Management, LLC, general partnerR & A Productions, Inc.146A Redwood Ave., Carlsbad, CA 92008State or country in which incorporated — NevadaReservoir Capital Corp.Suite 300, 570 Granville St., Vancouver, BC V6C 3P1State or country in which incorporated — CanadaRing Revenue, Inc.125 E. De La Guerra St., Suite 204, Santa Barbara, CA 93101State or country in which incorporated — DelawareRO Back Bay Associates, LLC20 Marshall St., Suite 104, South Norwalk, CT 06854Partnership — Stoneleigh Back Bay Associates, LLCRuMe Inc.7022 S. Revere Pkwy., Suite 240, Centennial, CO 80112State or country in which incorporated — DelawareSandler O'Neill & Partners, L.P.910 Third Ave., 6th Fl., New York, NY 10022Partnership — Sandler O'Neill & Partners, L.P.Sciens Aviation Special Opportunities Investment Fund, L.P.848 Brickell Ave., Suite 500, Miami, FL 33131State or country in which incorporated — DelawareSciens Aviation Special Opportunities Offshore Investment Fund, Ltd.c/o Walkers Corporate Services Limited, Walker House, 87 Mary St., George Town, Grand Cayman, KY1-9005, Cayman IslandsState or country in which incorporated — Cayman IslandsSlipstream Communications, LLC1140 Broadway, 14th Fl., New York, NY 10001State or country in which incorporated — AnguillaSocial Network Fund, LLCc/o Rockwell Global Capital LLC, 125 Baylis Rd., Suite 280, Melville, NY 11747State or country in which incorporated — New YorkStark Investments Limited Partnership3600 S. Lake Dr., St. Francis, WI 53235Partnership — Staro Asset Management, LLCStreet Spark, Inc.130 Madison Ave., 6th Fl., New York, NY 10016State or country in which incorporated — DelawareSun River Energy, Inc.5950 Berkshire Lane, Suite 1650, Dallas, TX 75225State or country in which incorporated — ColoradoSunshine Heart, Inc.7651 Anagram Dr., Eden Prairie, MN 55344State or country in which incorporated — DelawareTagnetics, Inc.2650 Indian Ripple Rd., Dayton, OH 45440State or country in which incorporated — DelawareTavros Soho LLC33 W. 19th St., 4th Fl., New York, NY 10011State or country in which incorporated — DelawareTech Valley Holdings, LLCc/o Riverside Partners, LLC, 699 Boylston St., 8th Fl., Boston, MA 02116State or country in which incorporated — DelawarePenn Distressed Fund, L.P.Three Crescent Dr., Suite 400, Philadelphia, PA 19112Partnership — Penn Capital Management Company, Inc., general partnerTotal Energy Resource, Inc.c/o Marino & Associates, P.C., 30 Glenn St., Suite 307, White Plains, NY 10603State or country in which incorporated — DelawareTWM Multi-Asset Fund, LP520 Madison Ave., 26th Fl., New York, NY 10022Partnership — Tiedemann Wealth Management Investments, LLCUBS Funds, The – UBS Fixed Income Opportunities Fundc/o J.P. Morgan Investor Services Co., 70 Fargo St., Suite 3, West Boston, MA 02210Walton Sherwood Acres, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — WSA GP, LLCWalton Sherwood Acres Development, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — WSA GP, LLCWestmoreland Capital Corporation2350 N. Forest Rd., Suite 12A, Getzville, NY 14068State or country in which incorporated — New YorkXzeres Wind Corp.9025 SW. Hillman, Suite 3126, Willsonville, OR 97070
