Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
1491277 Alberta Ltd.2985-23rd Ave. N.E., Suite 110, Calgary, Alberta T1Y 7L3State or country in which incorporated — Alberta10Gen, Inc.40 W. 20th St., 6th Fl., New York, NY 10011Arundel Capital Onshore I, LPc/o Arundel GP LLC, Two Sound View Dr., 3rd Fl., Greenwich, CT 06830Partnership — Arundel GP LLCBantam Networks, LLC155 Wooster St., Suite 3W, New York, NY 10012Blenheim Natural Resources Fund LLC300 Connell Dr., Suite 5200, Berkeley Heights, NJ 07922State or country in which incorporated — DelawareChart Capital Partners II-A, L.P.75 Rockefeller Plaza, 14th Fl., New York, NY 10019Partnership — Chart Capital Management, L.P.Chestnut Ridge Partners, L.P.10 Forest Ave., Suite 220, Paramus, NJ 07652Partnership — Chestnut Ridge Capital, LLCCICC US Securities, Inc.One Harbour View St., Central, One International Finance Centre, 29th Fl., Hong Kong, ChinaState or country in which incorporated — DelawareClear Momentum, Inc.5450 Campus Dr., Canadaigua, NY 14424State or country in which incorporated — DelawareCompass Island Investment Opportunities Fund A, L.P.712 Fifth Ave., 10th Fl., New York, NY 10019Partnership — Resource Financial Institutions Group, Inc.DCM DIP Opportunity Fund (onshore) LLC701 Brickell Ave., 8th Fl., Miami, FL 33131Partnership — Dimension Capital Management, LLCEnterologics Inc.657 Central Ave., Cedarhurst, NY 11516State or country in which incorporated — NevadaEQ Labs, Inc.6280 S. Valley View Blvd., #734, Las Vegas, NV 89118State or country in which incorporated — FloridaEvo Golden State Fund LPc/o Evolution Capital Management, LLC, 2425 Olympic Blvd., Suite 120E, Santa Monica, CA 90404Partnership — Evolution Capital Management, LLCFinancial Goal Securities35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270State or country in which incorporated — CaliforniaFISAM Offshore Fund, Ltd.c/o dms Corporate Services Ltd., P.O. Box 1344, dms House, 20 Genesis Close, Grand Cayman, Cayman Islands KY1-1103State or country in which incorporated — Cayman IslandsFISAM Partners Fund, L.P.c/o FISAM Capital, LLC, 515 Madison Ave., Suite 13C, New York, NY 10022Partnership — FISAM Capital, LLC, the general partnerGreen Energy Resources Inc.275 Madison Ave., 6th Fl., New York, NY 10016State or country in which incorporated — New YorkInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareLaidlaw Energy Group, Inc.90 John St., Suite 401, New York, NY 10038State or country in which incorporated — New YorkLake Shore Gold Corp.181 University Ave., Suite 2000, Toronto, ON, Canada M5H 3M7State or country in which incorporated — CanadaLionHedge SandRidge Capital Energy Fund, L.P.c/o LionHedge, LLC, 405 Park Ave., Suite 803, New York, NY 10022Partnership — LionHedge, LLCLTAM Titan Fund, LLC590 Madison Ave., 35th Fl., New York, NY 10022State or country in which incorporated — DelawareMarcato I LLC295 Madison Ave., 12th Fl., New York, NY 10017Partnership — Marcato Capital GP LLCMartin Ginsburg100 Summit Lake Dr., Valhalla, NY 10595MobileMD, Inc.626 Jacksonville Rd., Suite 101, Warminster, PA 18974State or country in which incorporated — DelawareNeiman Marcus, Inc.One Marcus Square, 1618 Main St., Dallas, TX 75201State or country in which incorporated — DelawareNelson Energy Programs, Inc.2220 Macnaughton Lane, Lake Stevens, WA 98258State or country in which incorporated — WashingtonNew Hope Financial Opportunity Fund, L.P.c/o JNS Capital Advisors LLC, 55 Railroad Ave., 1st Fl., Greenwich, CT 06830Partnership — New Hope FOF GP, LLCNew York City Distressed Real Estate Fund, LPc/o NYC Distressed RE Fund GP, LLC, 19 W. 21st St., Suite 902, New York, NY 10010Partnership — NYC Distressed RE Fund GP, LLCOld Mamaroneck-Doyer, LLCc/o Houlihan & O'Malley Real Estate, 141 Parkway Rd., Bronxville, NY 10708Persico Secor, LLC112 Mason St., Greenwich, CT 06830Persico Sherwood, LLC112 Mason St., Greenwich, CT 06830PM Manager Fund, SPC - Segregated Portfolio 18c/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsPM Manager Fund, SPC - Segregated Portfolio 19c/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsPure Earth, Inc.One Neshaminy Interplex, Suite 201, Trevose, PA 19053State or country in which incorporated — DelawareRama Drive Realty LLCP.O. Box 30051, Rochester, NY 14603State or country in which incorporated — New YorkRampart Qualified Fund, LP, Thec/o Freestone Investments LLC, 1191 Second Ave., Suite 2100, Seattle, WA 98101Partnership — Freestone Investments LLCRBC Capital Markets CorporationThree World Financial Center, 200 Vesey St., New York, NY 10281-8098State or country in which incorporated — DelawareRenee White Plains, LLC112 Mason St., Greenwich, CT 06830Sierra Gold Corporation192 Jarvis St., Suite 503, Toronto, ON M5B 2J9State or country in which incorporated — NevadaSKB Securities, LLC1211 SW Fifth Ave., Suite 2600, Portland, OR 97204State or country in which incorporated — OregonSSE Holdings, LLC24 Union Square E, New York, NY 10003Standard New York Securities, Inc.320 Park Ave., 22nd Fl., New York, NY 10022State or country in which incorporated — DelawareTellus Liquid Commodities Fund, LLC415 N. Wells St., Suite 501, Chicago, IL 60654TKO Alpha Fund, LP555 Bryant Ave. 711, Palo Alto, CA 94301Partnership — Tim Knight Organization LLCTurbulent Burners Inc.One Cranberry Hill, Suite 6, Lexington, MA 02421State or country in which incorporated — DelawareTurbulent Combustion LLCOne Cranberry Hill, Suite 6, Lexington, MA 02421State or country in which incorporated — DelawareTurbulent Energy Inc.One Cranberry Hill, Suite 6, Lexington, MA 02421State or country in which incorporated — DelawareUnilife Medical Solutions Limited633 Lowther Rd., Lewisberry, PA 17339State or country in which incorporated — AustraliaViewpoint Securities, LLC401 W. A St., Suite 325, San Diego, CA 92101State or country in which incorporated — DelawareVision Opportunity Master Fund, Ltd.c/o Citi Hedge Fund Services (Cayman) Ltd., P.O. Box 10293, Cayman Corporate Centre, 27 Hospital Rd., 5th Fl., Grand Cayman, KY1-1003, Cayman IslandsState or country in which incorporated — Cayman IslandsWestern Lithium Canada CorpSuite 1500 - 885 W. Georgia St., Vancouver, British Columbia, CanadaState or country in which incorporated — British Columbia, Canada
