Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
AEB Capital Partners, LP1001 19th St. N, Suite 1200, Arlington, VA 22209Partnership — Brillembourg & Company, LLCAmerican Debt Purchasing 0811, LLC2653 W. Oxford Loop, Suite 108, Oxford, MS 38655State or country in which incorporated — MississippiAndina Acquisition CorporationCarrera 10 No. 28-49, Torre A. Oficina 20-05, Bogota, ColumbiaState or country in which incorporated — Cayman IslandsAperimus Partners, L.P.4640 Admiralty Way, 5th Fl., Marina Del Rey, CA 90292Partnership — Aperimus Capital, LLCArtis Partners Ltd.c/o Goldman Sachs (Cayman) Trust, Limited, P.O. Box 896, Harbour Centre, 2nd Fl., N. Church St., George Town, Cayman Islands KY1-1108State or country in which incorporated — Cayman IslandsAssociated Renewable Inc.1370 Broadway, Fifth Fl., New York, NY 10018State or country in which incorporated — Delaware corporationATEL Growth Capital Fund 8, LLC600 California St., Sixth Fl., San Francisco, CA 94108State or country in which incorporated — California limited liability companyAXA Secondary Fund V B. L.P.50 Lothian Rd., Festival Sq., Edinburgh, Scotland EH3 9WJPartnership — AXA Private Equity Secondary Funds LimitedBasswood Financial Enhanced Fund, L.P.645 Madison Ave., 10th Fl., New York, NY 10022Partnership — Basswood Partners, L.L.C.Birrbit, Inc.1010 Sir Francis Drake Blvd., Suite 205, Kentfield, CA 94904State or country in which incorporated — DelawareBitzio, Inc.548 Market St., Suite 18224, San Francisco, CA 94104State or country in which incorporated — NevadaBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaBradford Drilling Associates XXXI, L.P.1990 Main St., Suite 750, Sarasota, FL 34236Partnership — Bradford Energy, LLC, managing general partnerCapital Partners Private Equity Income Fund II, L.P.Eight Greenwich Office Park, Greenwich, CT 06831Partnership — Capital Partners Private Equity Income Fund II, LLCCapricor, Inc.8700 Beverly Blvd., Davis Bldg., Rm. D-1099, Los Angeles, CA 90048State or country in which incorporated — DelawareCarbon Natural Gas Company1700 Broadway, Suite 1170, Denver, CO 80290State or country in which incorporated — DelawareCarnegie Speech Company, Inc.437 Grant St., Suite 918, Pittsburgh, PA 15219State or country in which incorporated — DelawareCello Fixed Income Domestic Fund, L.P.909 Third Ave., Fifth Fl., New York, NY 10022Partnership — Cello Capital GP, LLCCentripetal Management, LLCOne Landmark Sq., Suite 620, Stamford, CT 06901State or country in which incorporated — DelawareChalak Growth Capital Fund, LLC18900 Dallas Pkwy., Suite 125, Dallas, TX 75287State or country in which incorporated — Texas limited liability companyChenavari Multi-Strategy Credit Fund Limitedc/o Chenavari Investment Managers, One Grosvenor Place, London, United Kingdom SW1X 7JHCongruent Credit Opportunity Fund II, LP3131 McKinney Ave., Suite 850, Dallas, TX 75204Partnership — Congruent Credit Strategies GP II, LLCConsector Partners Offshore, Ltd.c/o Consector Capital, LP, 1120 Avenue of the Americas, Suite 1802, New York, NY 10036State or country in which incorporated — Cayman IslandsCPC Brush Mountain, LP500 Victory Plaza E., 3030 Olive St., Dallas, TX 75219Partnership — CPC Brush Mountain GP, LPCV Green Tech FSK II, LPc/o Vista Venture Group, LLC, 100 William St., 18th Fl., New York, NY 10038Partnership — Vista Venture Group, LLCDiamond Hill Funds Diamond Hill Research Opportunities Fund325 John H. McConnell Blvd., Suite 200, Columbus, OH 43215State or country in which incorporated — OhioDW Hess Bakken #1, LP909 Lake Carolyn Pkwy., Suite 1925, Irving, TX 75035Partnership — DW Energy Group, LLCEndownment Institutional TEI Fund, L.P., The4265 San Felipe, Suite 800, Houston, TX 77027Partnership — The Endownment Fund GP, L.P.Envoy Belmont Partners, LLC2171 Jericho Tpke., Suite 110, Commack, NY 11725FMR LLC82 Devonshire St., Boston, MA 02109State or country in which incorporated — Delaware limited liability companyFoundation Capital Partners (U.S.) L.P.100 W. Putnam Ave., Greenwich, CT 06830Partnership — Foundation Managing Member LLCFranklin Templeton Fund Allocator Series Franklin Templeton Multi-Asset Real Returnc/o Legal-Blue Sky Dept., One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareFrontegra Strategies, LLC400 N. Skokie Blvd., Northbrook, IL 60062State or country in which incorporated — MarylandGreenwave Foods, Inc.P.O. Box 12027, Berkeley, CA 94704State or country in which incorporated — DelawareH4 Engineering Inc.1103 Bobcat Creek, San Antonio, TX 78251State or country in which incorporated — DelawareHPI Apartment Opportunity Fund II Institutional, LLCc/o Hamilton Point Investments LLC, Seven Vista Dr., Old Lyme, CT 06371HudCo Real Estate II (Americas), L.P.2711 N. Haskell Ave., Suite 1800, Dallas, TX 75204Partnership — HudCo GenPar RE II (Americas), LLCHudCo VII (Americas), L.P.2711 N. Haskell Ave., Suite 1800, Dallas, TX 75204Partnership — HudCo GenPar VII (Americas), LLCInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareKhronos Liquid Opportunities Fund Ltd.c/o Walkers Corporate Services Limited, Walker House, 87 Mary St., George Town, Grand Cayman, Cayman Islands KY1-9005State or country in which incorporated — Cayman IslandsLC - FCO III, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLee & Associates NYC Venture Capital, LLC12 E. 46th St., Sixth Fl., New York, NY 10017State or country in which incorporated — New YorkMarshall Funds, Inc.111 E. Kilbourn Ave., Suite 200, Milwaukee, WI 53202State or country in which incorporated — WisconsinMetropolitan EIH15, LP70 E. 55th St., 15th Fl., New York, NY 10022Partnership — Series MEIH15 of Metropolitan GP Holdings, LLC, general partnerMezzVest III, L.P.100 Pall Mall, London, United Kingdom SW1Y 5NQPartnership — MezzVest Partners III, LimitedMich Industrial Holdings LLC1181 Sussex Rd., Teaneck, NJ 07666State or country in which incorporated — DelawareNationwide Mutual Funds Nationwide Small Company Growth Fundc/o J.P. Morgan Investor Services Co., 70 Fargo St., Suite 3, W. Boston, MA 02210State or country in which incorporated — DelawareNehemiah Energy, LP6142 Campbell Rd., Dallas, TX 75248State or country in which incorporated — TexasNMC Acquisition Corp.100 Providence Pike, N. Smithfield, RI 02896State or country in which incorporated — Rhode IslandNorthern Trust Buyout (Non-U.S.) Fund V, L.P.300 Atlantic St., Stamford, CT 06901Partnership — The Northern Trust Company of ConnecticutNorthern Trust Buyout (U.S.) Fund V, L.P.300 Atlantic St., Stamford, CT 06901Partnership — The Northern Trust Company of ConnecticutNorthern Trust Global Venture Capital Fund V, L.P.300 Atlantic St., Stamford, CT 06901Partnership — The Northern Trust Company of ConnecticutNorthern Trust Private Equity Fund (QP) V, L.P.300 Atlantic St., Stamford, CT 06901Partnership — The Northern Trust Company of ConnecticutNorthern Trust Private Equity Fund V, L.P.300 Atlantic St., Stamford, CT 06901Partnership — The Northern Trust Company of ConnecticutNY Art Residences Holdings LLCc/o Tavros Capital Partners, 524 Broadway, 3rd Fl., New York, NY 10012State or country in which incorporated — DelawareOak Knoll Apartments LLC907 Oak St., Winnetka, IL 60092State or country in which incorporated — Illinois limited liability companyOn-Demand Childcare LLC20373 Donegal Lane, Strongsville, OH 44149State or country in which incorporated — Ohio limited liability companyOur MicroLending, LLC1790 SW. 22nd St., Suite 201, Miami, FL 33145State or country in which incorporated — FloridaPacific Energy Development Corp.4125 Blackhawk Plaza Circle, Suite 201A, Danville, CA 94506State or country in which incorporated — NevadaPacific Monument Acquisition Corporation601 13th St., NW, Suite 1050 N, Washington, D.C. 20005State or country in which incorporated — DelawarePalatine Private Equity Fund II LP11th Fl., Lowry House, 17 Marble St., Manchester, United Kingdom M2 3AWPartnership — Palatine Private Equity LLPPentwater Merger Arbitrage Fund LLC227 W. Monroe St., Suite 4000, Chicago, IL 60606State or country in which incorporated — DelawarePFS Funds1939 Friendship Dr., Suite C, El Cajon, CA 92020State or country in which incorporated — MassachusettsPrana Current Yield Fund I, L.P.665 Third St., Suite 450, San Francisco, CA 94107Partnership — Prana Capital, LLCPRG Fund Investors IV LLC645 Madison Ave., Fifth Fl., New York, NY 10022Private Advisors Small Co. Buyout Fund V, LP1800 Bayberry Court, Suite 300, Richmond, VA 23226Partnership — PASCBF V GP, LLCQuasar Distributors, LLC615 E. Michigan St., LC-2, Milwaukee, WI 53202State or country in which incorporated — WisconsinRandolph Street Investment Partners, L.P. - 2012 PEF300 N. LaSalle, Chicago, IL 60654Partnership — Randolph Street Investment Management, LLCRaptor Consumer Partners Fund I, LP50 Rowes Wharf, Sixth Fl., Boston, MA 02110State or country in which incorporated — DelawareRed Swan Ventures 1N, L.P.45 W. 25th St., New York, NY 10010Partnership — Red Swan Ventures, LLCRent4Sure Ltd.The Glenmore Centre, Unit 1 Honeywood Pkwy., White Cliff Business Park, Whitfield, UK CT16 3FHState or country in which incorporated — United KingdomRevH2O, LLC750 Lexington Ave., 22nd Fl., New York, NY 10022State or country in which incorporated — Delaware limited liability companyRMK Global Timberland Resources Fund69 route d'Esch, L-1470, Luxembourg, Grand Duchy of LuxembourgState or country in which incorporated — LuxembourgRMK Global Timberland Resources Fund (U.S.), LLC260 Peachtree St., Suite 1800, Atlanta, GA 30303State or country in which incorporated — DelawareRobotti Global Fund, LLCSix E. 43rd St., 23rd Fl., New York, NY 10017Root Global Opportunities I, LP500 W. Putnam Ave., Suite 400, Greenwich, CT 06831Partnership — Root Capital Management, LLCRunthrough, LLC, The155 W. 68th St., #1712, New York, NY 10023Sahale Snacks, Inc.3411 S. 120th Place, Suite 100, Seattle, WA 98166State or country in which incorporated — DelawareSciens Aviation Special Opportunities Investment Fund II, L.P.848 Brickell Ave., Suite 500, Miami, FL 33131Partnership — Apollo Aviation Services II, L.P.SGP Navy Cybercom LP600 Hermitage Rd., Charlotte, NC 28207Partnership — Salus Government Properties, LLCShawndra Acquisitions, Inc.1514 Rochester St., Lima, NY 14485State or country in which incorporated — New YorkThermoEnergy Corporation124 W. Capitol Ave., Suite 880, Little Rock, AR 72201State or country in which incorporated — DelawareTouchstone Securities, Inc.70 Fargo St., Boston, MA 02210TroopSwap, Inc.7927 Jones Branch Dr., Suite 3350, McLean, VA 22102State or country in which incorporated — DelawareTudor McLeod Global Real Estate Fund, Ltd.1230 Peachtree St. NE, Suite 1900, Atlanta, GA 30309State or country in which incorporated — Virgin IslandsVerdis Energy and Resources Partners III, LPc/o Verdis Investment Management, LLC, 200 Four Falls Corporate Center, Suite 201, W. Conshohocken, PA 19428Partnership — VRAF III GP, LLCVerdis Real Estate Partners III, LPc/o Verdis Investment Management, LLC, 200 Four Falls Corporate Center, Suite 201, W. Conshohocken, PA 19428Partnership — VRAF III GP, LLCViewCast.com, Inc.3701 W. Plano Pkwy., Suite 300, Plano, TX 75075State or country in which incorporated — DelawareVolution Capital Fund I, LLC130 S. First St., Suite 201, Ann Arbor, MI 48104W2MS, LPc/o W2MS Capital Partners, LLC, 546 Fifth Avenue, 14th Fl., New York, NY 10017Partnership — W2MS Capital Partners, LPWalton Street Real Estate Fund Investors VII, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VII, L.P.Walton Street Real Estate Fund Partners VII, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VII, L.P.Walton Street Real Estate Fund VII, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VII, L.P.Walton Street Real Estate Fund VII-E, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VII, L.P.Walton Street Real Estate Fund VII-Q, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VII, L.P.West African Minerals Corporationc/o Viking House, Nelson St., Douglas, Isle of Man IM12AHState or country in which incorporated — British Virgin IslandsWSC Capital Holdings VII, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VII, L.P.
