Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Abattis Bioceuticals Corp.Suite 1040 - 885 W. Georgia St., Vancouver, British Columbia V6C 3E8State or country in which incorporated — CanadaAeroGenics, LLC12776 Oakview Heights Dr., Story City, IA 50248AG Capital Recovery Partners Europe VIII, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG Capital Recovery VIII, LLCAG Direct Lending Fund, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG Direct Lending Fund GP, LLCAG DLI, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG Direct Lending Fund GP, LLCAG Opportunistic Whole Loan Select, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG Owl Select GP LLCALJ Capital I, L.P.6300 Wilshire Blvd., Suite 700, Los Angeles, CA 90048Partnership — ALJ Capital Partners, LLCALJ Capital II, L.P.6300 Wilshire Blvd., Suite 700, Los Angeles, CA 90048Partnership — ALJ Capital Partners, LLCAllen & Company LLC711 Fifth Ave., New York, NY 10022Alpine Creek, Inc.500 N. Northeast Loop 323, Tyler, TX 75708State or country in which incorporated — TexasBalance Point Capital Partners II, L.P.Eight Church Lane, Suite 200, Westport, CT 06880Partnership — Balance Point Capital Managers II, LLCBasswood Direct, Ltd.c/o Elian Fiduciary Services (Cayman) Limited, 89 Nexus Way, Grand Cayman, Cayman Islands KY1-9007Partnership — Cayman IslandsBasswood Direct Master, Ltd.c/o Elian Fiduciary Services (Cayman) Limited, 89 Nexus Way, Grand Cayman, Cayman Islands KY1-9007State or country in which incorporated — Cayman IslandsBBH Wealth Strategies, LLC - AltaRock Partners Series140 Broadway, New York, NY 10005Belmar HH Owner, LLC1400 16th St., Suite 320, Denver, CO 80202BHS GP, L.L.C.4540 Center Blvd., Suite 2010, Long Island City, NY 11109Burbank Harbor Capital Management, LLC1415 W. Boston Post Rd., Suite 414, Mamaroneck, NY 10543Calvert Investment Distributors, Inc.4550 Montgomery Ave., Suite 1000N, Bethesda, MD 20814State or country in which incorporated — DelawareChineseInvestors.com, Inc.13791 E. Rice Place, Aurora, CO 80015State or country in which incorporated — IndianaCitrine Value Fund LLC980 N. Michigan Ave., Suite 1235, Chicago, IL 60611Clerio Vision, Inc.312 Susquehanna Rd., Rochester, NY 14618State or country in which incorporated — DelawaredeCervo, LLCc/o Columbia Startup Lab, 69 Charlton St., New York, NY 10014State or country in which incorporated — DelawareDeep Field Opportunities Fund, L.P.2049 Century Park E, Suite 2660, Los Angeles, CA 90067Partnership — Deep Field Asset Management, LLCDICO, Inc.901 W. Main St., Auburn, WA 98001State or country in which incorporated — NevadaDiversified Real Estate Fund Limited Partnership1660 W. Second St., Suite 450, Cleveland, OH 44113Partnership — Key West Saxon Group, LLC, Theecholocation electronics, inc.575 5th St., #2, New York, NY 11215State or country in which incorporated — DelawareElmhurst Summit, LPOne Bigelow Sq., Suite 630, Pittsburgh, PA 15219Partnership — Elmhurst Summit GP Corp.Equity Estates Fund II, LLCFive Concourse Pkwy. NE, Suite 2950, Atlanta, GA 30328First Liberties Securities, Inc.369 Lexington Ave., Suite 311, New York, NY 10017State or country in which incorporated — New YorkFunding Circle Diversified Income Fund, LP747 Front St., Fl. 4, San Francisco, CA 94111Partnership — FC Partners, LLCGreywolf Strategic Fund SPC Ltd.c/o Greywolf Capital Management LP, 4 Manhattanville Rd., Suite 201, Purchase, NY 10577State or country in which incorporated — Cayman IslandsHornet Corporation315 W. Main St., Suite 203, Hendersonville, TN 37075State or country in which incorporated — TennesseeHot Creek Investors, L.P.600 University St., Suite 2003, Seattle, WA 98101Partnership — Hot Creek Capital, L.L.C.HudCo IX (Americas), L.P.2711 N. Haskell Ave., Suite 1800, Dallas, TX 75204Partnership — HudCo GenPar IX, LLCHudCo IX (Global), L.P.2711 N. Haskell Ave., Suite 1800, Dallas, TX 75204Partnership — HudCo GenPar IX, LLCIvanhoe (DE) Inc.11501 Mariposa St., Suite 312, San Francisco, CA 94107State or country in which incorporated — DelawareKabouter International Opportunities Offshore Fund II, Ltd.c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Cayman Islands, KY1-1104State or country in which incorporated — Cayman IslandsKenmore TPII LLC1816 11th Ave., Unit C, Seattle, WA 98122State or country in which incorporated — DelawareLee Arnold1121 E. Mullan Ave., Coeur D’Alene, ID 83814Little Harbor MultiStrategy Composite Fund30 Doaks Lane, Marblehead, MA 01945State or country in which incorporated — DelawareMadison Dearborn Capital Partners VII Executive-A, L.P.Three First National Plaza, Suite 3800, Chicago, IL 60602Partnership — Madison Dearborn Partners VII-A&C, L.P.Madison Dearborn Capital Partners VII Executive-B, L.P.Three First National Plaza, Suite 3800, Chicago, IL 60602Partnership — Madison Dearborn Partners VII-B, L.P.Magna Resources CC#1 - Lempa #1 Joint Venture5422 Alpha Rd., Dallas, TX 75240State or country in which incorporated — TexasMallku Americas Value Fund LP25 Broad St., Suite 6K, New York, NY 10004Partnership — Mallku Capital Management LLCMutoro Group Partners, LP808 Dean St., #3R, Brooklyn, NY 11238Partnership — Mutoro Group GP, LLCNAC Global Technologies, Inc.4720 Salisbury Rd., Jacksonville, FL 32256State or country in which incorporated — NevadaNoble Opportunity Fund II, LP100 S. 7th St., Akron, PA 17501Partnership — Noble Real Estate, LLC, general partnerOrchard Securities, LLC11650 S. State St., Draper, UT 84020Pacific Grove International Ltd.c/o HedgeServ Limited, 75 St. Stephen’s Green, Dublin 2, IrelandState or country in which incorporated — Cayman IslandsPennantPark Credit Opportunities Fund II, LP590 Madison Ave., 15th Fl., New York, NY 10022Partnership — PennantPark Capital, LLCPetroShare Corp.7200 S. Alton Way, Suite B-220, Centennial, CO 80112State or country in which incorporated — ColoradoPFM Healthcare Emerging Growth Fund, L.P.Four Embarcadero Center, Suite 3500, San Francisco, CA 94111Partnership — Partner Asset Management HCEG, LLC, general partnerPW Acquisition LP141 W. Jackson Blvd., Suite 300, Chicago, IL 60604Partnership — PW Partners Atlas Funds, LLCRidgewood Private Equity Partners Energy Opportunities Fund, LLC14 Philips Pkwy., Montvale, NJ 07645State or country in which incorporated — DelawareSaaS Capital Partners II, LP1540 Broadway, Suite 3610, New York, NY 10036Partnership — SCP GP II, LLCSpheryx, Inc.330 E. 38th St., #48J, New York, NY 10016State or country in which incorporated — New YorkSpyglass-Carlyle, LLC3800 One Kansas City Pl., 1200 Main St., Kansas City, MO 64105Sydney Harbour Marine Investments, LLC767 Bengall Amenia Rd., Amenia, NY 12501State or country in which incorporated — DelawareSyncurity Corporation410 S. Maple Ave., #518, Falls Church, VA 22046State or country in which incorporated — DelawareTamarack Select Fund, LP5050 Avenida Encinas, Suite 360, Carlsbad, CA 92008Partnership — Tamarack Capital Management, LLCTWG Securities, Inc.175 W. Jackson Blvd., 11th Fl., Chicago, IL 60604State or country in which incorporated — DelawareUtivity, Inc.14959 Harrison St., Brighton, CO 80602State or country in which incorporated — DelawareValor M33 L.P.875 N. Michigan Ave., Suite 3214, Chicago, IL 60611Partnership — Valor M33 Management, L.P.WC Partners Executive IV, L.P.6250 North River Rd., Suite 10-100, Rosemont, IL 60018Partnership — Wynnchurch Partners IV, L.P.Xycast, LLC574 Gramercy Dr., Marietta, GA 30068State or country in which incorporated — Georgia limited liability companyZenefits Investor Fund I LLC141B Hamshire St., San Francisco, CA 94103State or country in which incorporated — Delaware
