Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Asset Enhancement Opportunities, LP6227 Medora Rd., Linthicum, MD 21090Partnership — Friel Asset Management, LLCATEL 15, LLC600 Montgomery St., 9th Fl., San Francisco, CA 94111State or country in which incorporated — California limited liability companyATEL Growth Capital Fund 8, LLC600 Montgomery St., 9th Fl., San Francisco, CA 94111State or country in which incorporated — California limited liability companyBaker Street Capital, L.P.12400 Wilshire Blvd., Suite 940, Los Angeles, CA 90025Partnership — Baker Street Capital Management LLCBaker Street Capital Ltd.c/o Stuarts Corporate Service Ltd., P.O. Box 2510, Grand Cayman KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsBlue Bridge Financial, LLC5500 Main St., Suite 260, Buffalo, NY 14221Brain Sentry, Inc.7211 Exfair Rd., Bethesda, MD 20814State or country in which incorporated — DelawareComfort Holding, LLC187 Rte. 36, Suite 101, West Long Branch, NJ 07764Court Square Capital Partners (Executive) III, L.P.55 E. 52nd St., 34th Fl., New York, NY 10055Partnership — Court Square Capital GP III, LLCFGI Opportunity Fund II, L.P.80 Broad St., 22nd Fl., New York, NY 10004Partnership — FGI Fund II GP, LLCFNBH Bancorp, Inc.101 E. Grand River, Howell, MI 48844State or country in which incorporated — MichiganFrontaura Global Frontier Fund LLC180 N. Stetson Ave., Suite 1935, Chicago, IL 60601State or country in which incorporated — DelawareGryphon Partners 3.5-A, L.P.One Market Plaza, Steuart Tower, 24th Fl., San Francisco, CA 94105Partnership — Gryphon GenPar 3.5, L.P.GlobalMojo, Inc.181 Freemont St., 3rd Fl., San Francisco, CA 94105State or country in which incorporated — CaliforniaGriffin Fund LP, The555 Montgomery St., Suite 650, San Francisco, CA 94111Partnership — Griffin Fund Management LLCInternational Stem Cell Corporation5950 Priestly Dr., Carlsbad, CA 92008State or country in which incorporated — DelawareInvesco Capital Markets, IncOne Parkview Plaza, Oakbrook, IL 60181-5555State or country in which incorporated — DelawareInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareIPC Coinvestment Holdings-It’Sugar, LLC745 Fifth Ave., 7th Fl., New York, NY 10151ipCreate Inc.426 Industrial Ave., Suite 150, Williston, VT 05495State or country in which incorporated — DelawareMetaStat, Inc.Eight Hillside Ave., Suite 207, Montclair, NJ 07042Partnership — Rockwell Global Capital, LLCNelson Energy Programs, Inc.2200 MacNaughton Lane, Lake Stevens, WA 98258State or country in which incorporated — WashingtonNew Amsterdam Coffee & Tea Co., LLC29 W. 46th St., 6th Fl., New York, NY 10036State or country in which incorporated — DelawareNext Door Partners, LPc/o Next Door Partners GP, LLC, 523 W. Third St., Lexington, KY 40508Partnership — Next Door Partners GP, LLCNittany Lion Fund, LLCSmeal College of Business Administration, Business Administration I, University Park, PA 16802-3003State or country in which incorporated — DelawareNorth Shore Residential Fund I, LLC500 Lake Cook Rd., Suite 280, Deerfield, IL 60015State or country in which incorporated — DelawareOther Half Brewing Company, Inc.576 Franklin Ave., Apt. 2, Brooklyn, NY 11238State or country in which incorporated — New YorkPhiladelphia Investment Partners New Generation Fund1233 Haddonfield – Berlin Rd., Suite 7, Voorhees, NJ 08043State or country in which incorporated — DelawareQuantik Fund LimitedWalkers Corporate Services Limited, Walker House, 87 Mary St., George Town, Grand Cayman, Cayman Islands KY1-9001State or country in which incorporated — Cayman IslandsRomulus Capital II, L.P.104 Hancock St., #6, Cambridge, MA 02139Partnership — Romulus Capital Partners II, LLCTGG Ultimate Holdings, Inc.c/o Warburg Pincus, 450 Lexington Ave., New York, NY 10017State or country in which incorporated — DelawareTrend Discovery, LP369 7th St., No. 3, Brooklyn, NY 11215Partnership — Trend Discovery Capital Management, LLCUSFRT Kinston Partners II-A, LP1291 U.S. Hwy. 258 N, Kinston, NC 28504Partnership — USFRT Kinston Partners GP2-A, LLCValley Meadows Associates, L.P.One Wynnewood Rd., Wynnewood, PA 19096Partnership — Valley Meadow GP, LLCWhiteHorse Finance, Inc.1450 Brickell Ave., 31st Fl., Miami, FL 33131State or country in which incorporated — Delaware
