Securities_Offerings Securities Offerings

2/3/10 N.Y. St. Reg. Securities Offerings

NEW YORK STATE REGISTER

VOLUME XXXII, ISSUE 5

February 03, 2010

SECURITIES OFFERINGS

STATE NOTICES

 

Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]

DEALERS; BROKERS

AACP India Growth Investors A, L.P.One Maritime Plaza, Suite 1000, San Francisco, CA 94111Partnership — Asia Alternatives GP Sidecar, LLCAdenios, Inc.950 Danby Rd., Suite 310, Ithaca, NY 14850State or country in which incorporated — DelawareBarakett Holdings LPc/o Barakett Capital, LLC, 600 Fifth Ave. S, Suite 205, Naples, FL 34102Partnership — Barakett Capital, LLC, general partnerBridge Private Lending, LP100 W. Pennsylvania Ave., Suite 4, Towson, MD 21204Partnership — Bridge GP, LLCIthan Creek Investors (Cayman) II, Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman KY1-9007, Cayman IslandsState or country in which incorporated — Cayman IslandsKitty Hawk Offshore Fund Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman KY1-9007, Cayman IslandsState or country in which incorporated — Cayman IslandsKMG QP2, LLCc/o KMG Partners LLC, 437 Madison Ave., Suite 36A, New York, NY 10022Koko Ltd.6411 S. Auer St., Spokane, WA 99223State or country in which incorporated — NevadaLongmeadow Capital Limited PartnershipP.O. Box 426, E. Longmeadow, MA 01028Partnership — Longmeadow Capital Management, Inc., general partnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFour World Financial Center, New York, NY 10080State or country in which incorporated — DelawareNorthern Lights Fund Trustc/o Gemini Fund Services, LLC, 450 Wireless Blvd., Hauppauge, NY 11788State or country in which incorporated — DelawareOrchard Brokerage, Inc.150 W. Civic Center Dr., Suite 103, Sandy, UT 84070State or country in which incorporated — UtahPalo Alto Small Cap Fund, L.P.470 University Ave., Palo Alto, CA 94301Partnership — Palo Alto Investors, LLCPCM Long/Short Equity L.P.4801 Main St., Suite 520, Kansas City, MO 64112Partnership — PCM LLCPrincipal Funds, Inc. - Bond Market Index FundThe Principal Financial Group, Des Moines, IO 50392State or country in which incorporated — MarylandPrincipal Funds, Inc. - International Equity Index FundThe Principal Financial Group, Des Moines, IO 50392State or country in which incorporated — MarylandSeafire Fund LP483 10th Ave., Suite 420, New York, NY 10018Partnership — Seafire Investors LLCSouthport Opportunity Fund, L.P.c/o Southport Opportunity Management, LLC, 354 Pequot Ave., Southport, CT 06890Partnership — Southport Opportunity Management, LLCSteuben Trust CorporationOne Steuben Sq., Hornell, NY 14843State or country in which incorporated — New YorkStrategic Resource Capital Fund LPc/o Sasserath & Zoraian LLP, 514 Larkfield Rd., Suite 6, E. Northport, NY 11731Partnership — Strategic Resource Capital LLCTaglich Brothers, Inc.275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — DelawareZetaRx LLC149 S. Barrington Ave., # 655, Los Angeles, CA 90049