Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
AlphaOne Essentials Global Fund, LPOne Tower Bridge, 100 Front St., Suite 1250, West Conshohocken, PA 19428Partnership — AlphaOne Essentials Management, LLCAlphaOne Satori Fund I L.P.One Tower Bridge, 100 Front St., Suite 1250, West Conshohocken, PA 19428State or country in which incorporated — Partnership — AlphaOne Satori Management, LLCArgent, LLC570 Lexington Ave., 22nd Fl., New York, NY 10022Atlas Leveraged Fund, Ltd.Walkers Corporate Services Limited, Walker House, 87 Mary St., George Town, Grand Cayman, KY1 9005, Cayman IslandsPartnership — Balyasny Capital Management, LLCBlackArch Securities LLC121 W. Trade St., Suite 2800, Charlotte, NC 28202Black Sea Agriculture Fund, L.P.One Whitehall St., 15th Fl., New York, NY 10004Partnership — Black Sea Ag Management, LLCBlue Opportunity Fund, LP1103 S. Westgate Ave., Los Angeles, CA 90049Partnership — Maze Investments LLCBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaBNY Mellon Private Equity Fund VII, LPc/o Mellon Bank, N.A., One Mellon Center, 39th Fl., Pittsburgh, PA 15258Circle Bancorp1400A Grant Ave., Novato, CA 94945State or country in which incorporated — CaliforniaCOH Inc.6455 Nancy Ridge Dr., Suite 100, San Diego, CA 92121State or country in which incorporated — DelawareHarbert European Real Estate Fund III, L.P.2100 Third Ave. N, Suite 600, Birmingham, AL 35203Partnership — Harbert European Real Estate Fund GP, LLCJL Hedge Investments, LLCCira Centre, 2929 Arch St., Fl. 16, Philadelphia, PA 19104State or country in which incorporated — DelawareLexmain Realty Holdings LLC1181 Sussex Rd., Teaneck, NJ 07666State or country in which incorporated — DelawarePalo Alto Global Energy Offshore, Ltd.c/o Citco Fund Services (Bermuda) Limited, Mintflower Place, 4th Fl., 8 Par-La-Ville Rd., Hamilton HM 08, BermudaPartnership — Ronan Guilfoyle and Roger H. HansonPalo Alto Healthcare Offshore, Ltd.c/o Citco Fund Services (Bermuda) Limited, Mintflower Place, 4th Fl., 8 Par-La-Ville Rd., Hamilton HM 08, BermudaPartnership — Ronan Guilfoyle and Blair BrinkleyPalo Alto Small Cap Offshore, Ltd.c/o Citco Fund Services (Bermuda) Limited, Mintflower Place, 4th Fl., 8 Par-La-Ville Rd., Hamilton HM 08, BermudaPartnership — Ronan Guilfoyle and Roger H. HansonPFM Meritage Principals Fund, L.P.One Market St., Suite 2200, Steuart Tower, San Francisco, CA 94105Partnership — Partner Asset Management, LLC, general partnerPlato Fund, L.P., The111 Elm St., New Canaan, CT 06840Partnership — Alexander Capital Advisors, LLCRDG MLP Fund LPc/o RDG Capital LLC, 440 Post Oak Pkwy., Suite 1450, Houston, TX 77027Partnership — RDG MLP Fund GP LPRockville Financial New, Inc.1645 Ellington Rd., South Windsor, CT 06074State or country in which incorporated — ConnecticutRTL FF Secondary, LLC260 E. Brown St., Suite 380, Birmingham, MI 48009State or country in which incorporated — Delaware limited liability companyRTL Intermediate Secondary, LLC260 E. Brown St., Suite 380, Birmingham, MI 48009State or country in which incorporated — Delaware limited liability companySonic Foundry, Inc.222 W. Washington Ave., Madison, WI 53703State or country in which incorporated — MarylandSummit Financial Services Group, Inc.595 S. Federal Hwy., Suite 500, Boca Raton, FL 33432State or country in which incorporated — FloridaTexas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010Tocqueville Parallel Partners, L.P.40 W. 57th St., 19th Fl., New York, NY 10019Partnership — Tocqueville Partners LLCU.S. China Mining Group, Inc.17890 Castleton St., Suite 112, City of Industry, CA 91748ViewCast.com, Inc.3701 W. Plano Pkwy., Suite 300, Plano, TX 75075State or country in which incorporated — DelawareXL Hybrids, Inc.47 Webster Ave., Somerville, MA 02143State or country in which incorporated — Delaware
