Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
2009 Yearling Venture, LLC800 Arbor Dr. N, Louisville, KY 40223Acrisure, LLC5664 Prairie Creek Dr. SE, Caledonia, MI 49316Allied Energy, Inc.2800 Griffin Dr., Bowling Green, KY 42103State or country in which incorporated — KentuckyApex Stables International, Inc.14 Shade Lane, White House Station, NJ 08889State or country in which incorporated — DelawareAthyrium Partners, LPc/o Athyrium GP, LLC, 126 E. 56th St., Fl. 4, New York, NY 10022Partnership — Athyrium GP, LLCBarclays Capital Inc.745 7th Ave., New York, NY 10019State or country in which incorporated — ConnecticutBeaconLight Domestic Fund, LPc/o BeaconLight GP LLC, 1330 Avenue of the Americas, 6th Fl., New York, NY 10019Partnership — BeaconLight GP LLC, general partnerBeaconLight Offshore Fund, Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, 89 Nexus Way, Camana Bay Grand Cayman, Cayman Islands KY1-9007State or country in which incorporated — Cayman IslandsBell Fund III, LLC300 N. Greene St., Suite 1000, Greensboro, NC 27401State or country in which incorporated — North CarolinaBrookfield Financial US, LLCThree World Financial Center, New York, NY 10281-1021State or country in which incorporated — DelawareBrown Advisory Counterbalance Equity Fund, LLC901 S. Bond St., Suite 400, Baltimore, MD 21231State or country in which incorporated — DelawareChina Intelligent Lighting and Electronics, Inc.29 & 31 Huanzhen Rd., Shuikou Town, Huizhou Guangdong China 516500State or country in which incorporated — DelawareCibus Global, Ltd.4025 Sorrento Valley Blvd., San Diego, CA 92121State or country in which incorporated — British Virgin IslandsDJH Captial Partners, LP485 Underhill Blvd., Syosset, NY 11791Partnership — B&D Capital GP, LLCDouglas Scott Securities, Inc.101 W. Renner Rd., Suite 480, Richardson, TX 75082State or country in which incorporated — TexasEndowment Institutional Fund, L.P., The4625 San Felipe, Suite 800, Houston, TX 77027Partnership — Endowment Fund, GP, L.P., TheEstekene Domestic Fund LPc/o Estekene Capital Management LLC, 156 W. 56th St., Suite 1203, New York, NY 10019Partnership — Estekene Capital GP LLC, general partnerEstekene Offshore Fund Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman KY1-9007, Cayman IslandsState or country in which incorporated — Cayman IslandsFinem Respice Fund, L.P.P.O. Box 1837, New York, NY 10113Partnership — Chad Edward Capital, LLCHouse of Eternity, LLC66 Peconic St., Selden, NY 11784State or country in which incorporated — New YorkInner City Ventures, Inc.5553 Rising Sun Ave., Philadelphia, PA 19120State or country in which incorporated — DelawareJWM Securities LLC4150 Grand Ave., Western Springs, IL 60602State or country in which incorporated — DelawareLaSalle Capital Group II-A, L.P.5710 Three First National Plaza, Chicago, IL 60602Partnership — LaSalle Capital Group II-A, L.P.Mitsubishi Electric Corporation2-7-3, Marunouchi, Chiyoda-ku, Tokyo 100-8310, JapanState or country in which incorporated — JapanPFM Healthcare Fund, L.P.One Market St., Suite 2200, Steuart Tower, San Francisco, CA 94105Partnership — Partner Asset Management, LLC, general partnerPFM Healthcare Offshore Fund, Ltd.c/o Goldman Sachs (Cayman) Trust, Limited, Gardenia Court, Suite 3307, 45 Market St., Camana Bay, P.O. Box 896, Cayman Islands KY1-1103State or country in which incorporated — Cayman IslandsPFM Technology Offshore Fund, Ltd.c/o Goldman Sachs (Cayman) Trust, Limited, Gardenia Court, Suite 3307, 45 Market St., Camana Bay, P.O. Box 896, Cayman Islands KY1-1103State or country in which incorporated — Cayman IslandsPoint Defiance Microcap Fund, LP1201 Pacific Ave., Suite 1702, Tacoma, WA 98402Partnership — Point Defiance Capital Management LLCPremium Point Erisa Offshore Mortgage Credit Fund, Ltd.712 Fifth Ave., 45th Fl., New York, NY 10019Priority Capital Investments, LLC5857 Owensa Ave., Suite 100, Carlsbad, CA 92008-5507RIM Securities LLC570 Lexington Ave., New York, NY 10022State or country in which incorporated — DelawareRemotemdx, Inc.150 W. Civic Center Dr., Suite 400, Sandy, UT 84070State or country in which incorporated — UtahRMC Tax Lien Investment Fund II, LLLP1733 W. Fletcher Ave., Tampa, FL 33612Partnership — RMCTLIF II, LLCShire Capital Multi-Strategy Fund, L.P.83 Mercer St., Fl. 4, New York, NY 10012Partnership — Shire Capital Partners, LLCSolamere Founders Fund I-B, LP80 Hayben Ave., Lexington, MA 02421Partnership — Solamere Founders Fund I GP, LPSpartan Fund, LP1520 South Blvd., Suite 200, Charlotte, NC 28203Partnership — Spartan Capital Advisors, LLCSphera Fund – Global L.P.c/o Sphera Funds Management Ltd., Platinum House, 21 Ha'arba'ah St., 4th Fl., Tel Aviv, Israel 64739Partnership — Sphera GP L.P.Standard Chartered Securities (North America) Inc.One Madison Ave., New York, NY 10010State or country in which incorporated — DelawareTemagami Offshore Fund, Ltd.825 Third Ave., 2nd Fl., New York, NY 10022State or country in which incorporated — Cayman IslandsTexas Securities, Inc.4024 Nazarene Dr., Suite #B, Carrollton, TX 75010State or country in which incorporated — TexasTora Opportunity Fund LP154 East Ave., Suite 301, Norwalk, CT 06851Partnership — Tora Capital, LLCTrim Tabs Admiral Fund, LPc/o Trim Tabs Asset Management, LLC, 1505 Bridgeway, Suite 121, Sausalito, CA 94965Partnership — Trim Tabs Asset Management, LLCVictory Absolute Return Credit II Fund, LLC127 Public Sq., 20th Fl., Cleveland, OH 44114VillageVines LLC145 W. 67th St., Apt. 20E, New York, NY 10023Waveland Capital Partners LLC19800 MacArthur Blvd., Suite 650, Irvine, CA 92612Winslow Green Large Cap Fund, LLC901 S. Bond St., Suite 400, Baltimore, MD 21231State or country in which incorporated — DelawareWoodstock Financial Group, Inc.117 Townelake Pkwy., Suite 200, Woodstock, GA 30188State or country in which incorporated — GeorgiaZephyr Peacock India Fund II, Ltd.c/o International Financial Services Limited, IFS Court twenty-eight, Cybercity, MauritiusState or country in which incorporated — Mauritius
