Securities_Offerings Securities Offerings  

  • 3/11/15 N.Y. St. Reg. Securities Offerings
    NEW YORK STATE REGISTER
    VOLUME XXXVII, ISSUE 10
    March 11, 2015
    SECURITIES OFFERINGS
    STATE NOTICES
     
    Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
    DEALERS; BROKERS
    9750 Windwater Apartments LLC7545 Irvine Center Dr., Suite 200, Irvine, CA 92618State or country in which incorporated — Texas limited liability companyArquitos Capital Management, LLC928 Fort Stockton Dr., Suite 207, San Diego, CA 92103Audax Mezzanine Fund IV-A, L.P.101 Huntington Ave., Boston, MA 02199Partnership — Audax Mezzanine Business IV, L.P.Audax Mezzanine Fund IV-B, L.P.101 Huntington Ave., Boston, MA 02199Partnership — Audax Mezzanine Business IV, L.P.BawldGuy Note Fund, LLC3748 W. Chester Pike, Suite 103, Newtown Square, PA 19073Beacon Annuity Fund II, LPc/o Beacon Annuity Fund II GP, LLC, One Sound Shore Dr., Suite 104, Greenwich, CT 06830Partnership — Beacon Annuity Fund II, GP, LLCBlue Opportunity Fund, LP11150 Santa Monica Blvd., Suite 460, Los Angeles, CA 90025Partnership — Maze Investments, LLCBW Members, LLC870 N. Point St., Suite A, San Francisco, CA 94109State or country in which incorporated — Ohio limited liability companyCAP VIII Accredited Investors Fund, LLC275 Battery St., Suite 500, San Francisco, CA 94111Partnership — Reliant Group Management, LLCCAP VIII Institutional Investors Fund, LLC275 Battery St., Suite 500, San Francisco, CA 94111Partnership — Reliant Group Management, LLCCAP VIII Qualified Investors Fund, LLC275 Battery St., Suite 500, San Francisco, CA 94111Partnership — Reliant Group Management, LLCClearette International,LLC2180 5th Ave., Unit #2, Ronkonkoma, NY 11779State or country in which incorporated — DelawareFAM Legacy Solutions LLC681 Andersen Dr., Pittsburgh, PA 15220State or country in which incorporated — PennsylvaniaFreedom Investors Corp.333 Bishops Way, Suite 122, Brookfield, WI 53005State or country in which incorporated — WisconsinInvestment Managers Series Trust II235 W. Galena St., Milwaukee, WI 53212State or country in which incorporated — DelawareKAABOO-Del Mar Investment, LLC5619 DTC Parkway, Suite 800, Greenwood Village, CO 80111Legion Partners, LP. II9401 Wilshire Blvd., Beverly Hills, CA 90212Partnership — Legion Partners, LP. IIMKM Holdings, LLC300 First Stamford Pl., 4th Fl. E, Stamford, CT 06902NAV Fund, L.P.11911 Freedom Dr., Suite 1080, Reston, VA 20190Partnership — NAV GP, LLC, general partnerPfingsten Partners Fund V, L.P.300 N. LaSalle St., Suite 5400, Chicago, IL 60654Partnership — Pfingsten Partners V, L.P.Pfingsten Partners Fund V-A, L.P.300 N. LaSalle St., Suite 5400, Chicago, IL 60654Partnership — Pfingsten Partners V, L.P.RTL US Holding, Inc.1745 Broadway, New York, NY 10019State or country in which incorporated — DelawareSE Holiday (New Orleans), LLC350 N. LaSalle St., Suite 800, Chicago, IL 60654State or country in which incorporated — Delaware limited liability companyShopoff Securities, Inc.Two Park Plaza, Suite 770, Irvine, CA 92614State or country in which incorporated — DelawareSymphony Credit Opportunities Fund L.P.555 California St., Suite 3100, San Francisco, CA 94104Partnership — Symphony Asset Management LLCValiant JM India Opportunities Offshore Fund, L.P.c/o State Street Bank and Trust Company, State Street Financial Center, One Lincoln St., Boston, MA 02111-2900Partnership — Valiant India GP, LLCVO Partners IV LLC521 Madison Ave., Suite 600, New York, NY 10022State or country in which incorporated — Delaware limited liability company

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