Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Actera Partners II L.P.22 Grenville St., Helier, Jersey, JE4 8PX, Channel IslandsPartnership — Actera Partners II (G.P.) LimitedAkahi Fund II, L.P.One Market Plaza, Spear Street Tower, Suite 3740, San Francisco, CA 94105Partnership — Akahi Capital Management, LLCAllied Energy, Inc.2427 Russellville Rd., Bowling Green, KY 42101State or country in which incorporated — KentuckyAlphaCredit Debt Fund, LLCc/o Corporation Service Company, 2711 Centerville Rd., Suite 400, Wilmington, DE 19808Partnership — Clarum Management, LLCAmerican Independence Funds Trust230 Park Ave., Suite 534, New York, NY 10169State or country in which incorporated — DelawareBalmoral Resources Ltd.1177 W. Hastings St., Suite 2300, Vancouver, British Columbia V6E2K3State or country in which incorporated — British ColumbiaBiogenic Reagents, LLC4500 Ball Rd. NE, Circle Pines, MN 55014State or country in which incorporated — DelawareBroadcast International, Inc.7050 Union Park Ave., #600, Salt Lake City, UT 84047State or country in which incorporated — UtahBrown Advisory Investors 2012 - CRC III, LLLPc/o Brown Advisory Investors, 901 S. Bond St., Suite 400, Baltimore, MD 21231Partnership — Brown Advisory LLCChineseInvestors.com, Inc.13791 E. Rice Place, Aurora, CO 80015State or country in which incorporated — IndianaCity Club L.P., TheFour Washington St., Tenafly, NJ 07670Partnership — City Club On-Stage LLCCMI Phase 2, LLCOne Regency Place, Weehawken, NJ 07086State or country in which incorporated — DelawareDean Bradley Osborne Partners LLCOne Embarcadero Center, Suite 3700, San Francisco, CA 94111State or country in which incorporated — Delaware limited liability companyDirectional Research & Trading Partners LP777 S. Flagler Dr., Suite 800, West Tower, West Palm Beach, FL 33401Partnership — DRT Advisors LLCDouglas Scott Securities, Inc.101 W. Renner Rd., Suite 480, Richardson, TX 75082State or country in which incorporated — TexasEcoArk, Inc.3333 Pinnacle Pkwy., Suite 220, Rogers, AR 72758State or country in which incorporated — DelawareEnergy Mezzanine Fund (Q.P.), L.P.150 S. US Hwy. 1, Suite 300, Jupiter, FL 33477Partnership — Private Investments General Partner, LLCEspial Capital Partners, L.P.c/o Espial Capital Partners GP, LLC, 767 Third Ave., 15th Fl., New York, NY 10017Partnership — Espial Capital Partners GP, LLCEspial Capital Partners Offshore, Ltd.c/o Espial Capital Management, LLC, 767 Third Ave., 15th Fl., New York, NY 10017Fenimore Asset Management Trust384 N. Grand St., Cobleskill, NY 12043State or country in which incorporated — New YorkFirst Analysis Private Equity Fund V-A, L.P.One S. Wacker Dr., Suite 3900, Chicago, IL 60606Partnership — First Analysis Private Equity Management V-B, L.L.C.G Value Partners, L.P.546 Fifth Ave., 14th Fl., New York, NY 10036Partnership — G Value Management, LLCGargoyle Market-Neutral Value Fund L.P.285 Grand Ave., Bldg. One, Englewood, NJ 07631Partnership — Gargoyle Asset Management L.L.C.GGI Consumer Catalyst Fund LP140 Watchung Ave., Montclair, NJ 07043Partnership — GGI Consumer Catalyst Fund Partners LLCGlyeco, Inc.4802 E. Ray Rd., Suite 23-196, Phoenix, AZ 85044State or country in which incorporated — DelawareGVC Capital LLC5350 S. Roslyn St., #400, Greenwood Village, CO 80111State or country in which incorporated — ColoradoHigh Desert Gold Corporation580 Hornby St., Suite 880, Vancouver, BC V6C 3B6, CanadaState or country in which incorporated — CanadaHighView Healthcare Partners, LLC119 W. Tupper St., Buffalo, NY 14201State or country in which incorporated — Delaware limited liability companyInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareKellbenx Inc.3500 Sunrise Hwy., Bldg. 200, Suite 111A, Great River, NY 11739State or country in which incorporated — New YorkMedVue Holdings, LLC222 Lakeview Ave., Suite 200, West Palm Beach, FL 33401Myca Health Inc.2800, Louis-Lumiere St., Suite 200, Quebec G1P 0A4State or country in which incorporated — CanadaNaples National Golf Club, Inc.9325 Collier Blvd., Naples, FL 34114State or country in which incorporated — FloridaNational Automation Services, Inc.2470 St. Rose Pkwy., Suite 311, Henderson, NV 89074State or country in which incorporated — NevadaNew York Life Trust Company Master Fixed Maturity Trust51 Madison Ave., New York, NY 10010New York Life Trust Company Vanguard Synthetic GIC Collective Investment Trust51 Madison Ave., New York, NY 10010Ocean Cross Capital Markets LLCOne Gorham Island, Suite 303, Westport, CT 06880State or country in which incorporated — DelawarePhoenix Distressed Opportunities Fund (Cayman) Ltd.c/o Maples Corporate Services Limited, Boundary Hall, Cricket Sq., Grand Cayman KY1-1102, Cayman IslandsState or country in which incorporated — Cayman IslandsPhorcys Opportunities I, LLC1720 Windward Concourse, Suite 115, Alpharetta, GA 30009State or country in which incorporated — Delaware limited liability companyPrologue Feeder Fund, Ltd.c/o Mourant Cayman Corporate Services, Harbour Centre, 42 N. Church St., P.O. Box 1348, Grand Cayman, Cayman Islands KY1-1108State or country in which incorporated — Cayman IslandsRiskowitz Value Fund LP708 Third Ave., 6th Fl., New York, NY 10017Partnership — Riskowitz Capital Management LLCRubicon Media LLC2211 26th St., Suite 302, San Francisco, CA 94107State or country in which incorporated — DelawareSamba Coral Gables, LLC37 W. 17th St., Suite 7E, New York, NY 10011State or country in which incorporated — Delaware limited liability companySomerset Multifamily Investors Fund I, LLC450 Park Ave., 25th Fl., New York, NY 10022Southlake Energy Inc.777 Main St., Suite 3100, Fort Worth, TX 76102State or country in which incorporated — DelawareStadium Place Investors, LLC2401 Utah Ave. S, Suite 305, Seattle, WA 98134State or country in which incorporated — WashingtonTexas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010State or country in which incorporated — TexasTraders Circle, Inc.Empire State Bldg., 350 Fifth Ave., 59th Fl., New York, NY 10118State or country in which incorporated — New YorkVital Financial 2012A, LLC5406 Blackistone Rd., Bethesda, MD 20816Walton U.S. Land Fund 2, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — WUSF 2 GP, LLCWGI Emerging Markets Smaller Companies Fund, LLC99 Summer St., Suite 1130, Boston, MA 02110Partnership — Westwood Global Investments, LLCWindjammer Senior Equity Fund IV Feeder, L.P.610 Newport Center Dr., Suite 1100, Newport Beach, CA 92660Partnership — Windjammer Capital Partners, LLCWoodgreen Rocky Hill LLC6515 Main St., Suite 12, Trumbull, CT 06611Workers Diner, Inc.244 Fifth Ave., Suite C230, New York, NY 10001State or country in which incorporated — New York
