Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
141 Capital, Inc.29 S. LaSalle St., Suite 1250, Chicago, IL 60603State or country in which incorporated — FloridaABD E&W Fund, L.P.1200 N. Federal Hwy., Suite 400, Boca Raton, FL 33432Partnership — ABD Capital Management, LLCABRY Advanced Securities Fund, L.P.c/o ABRY Partners, LLC, 111 Huntington Ave., 30th Fl., Boston, MA 02199Partnership — ABRY ASF Investors, L.P.ABRY Advanced Securities Investments, L.P.c/o ABRY Partners, LLC, 111 Huntington Ave., 30th Fl., Boston, MA 02199Partnership — ABRY ASF Investors, L.P.AFG-UPL, LLC811 Camp Horne Rd., Stone Quarry Crossing, Suite 100, Pittsburgh, PA 15237Akrion, Inc.6330 Hedgewood Dr., Suite 150, Allentown, PA 18106State or country in which incorporated — DelawareAMFEL Oil & Gas 2007 Program, LLCc/o AMFEL Petroleum, LLC, 46 Baldwin Farms N, Greenwich, CT 16831Partnership — AMFEL Petroleum, LLCAricent Inc.3460 Hillview Ave., Palo Alto, CA 94025State or country in which incorporated — Cayman Islands, B.W.I.Associates 900, LLCc/o Rock Properties, 17 Academy St., Penthouse, Newark, NJ 07102ATW Venture Corp.2007-1177 W. Hastings St., Vancouver, BC V6E 2K3State or country in which incorporated — CanadaBeach Bay Residences USA, LLC20 Crossways Park N, Suite 412, Woodbury, NY 11797Berthel Fisher & Company Financial Services, Inc.701 Tama St., Bldg. B, Marion, IA 52302State or country in which incorporated — IowaBessemer World Equities Fund LLCc/o Bessemer Trust Company N/A, 630 Fifth Ave., New York, NY 10111BHC Interim Funding III, L.P.263 Tresser Blvd., Stamford, CT 06901Partnership — BHC Interim Funding Management III, L.P.CE Webster LLCc/o Essex Hotel Management, Inc., 1250 Scottsville Rd., Suite 20, Rochester, NY 14624Celebrity, Inc.345 N. Canon Dr., Los Angeles, CA 90210State or country in which incorporated — DelawareClear Skies Group, Inc.5020 Sunrise Hwy., Suite 227, Massapequa Park, NY 11762State or country in which incorporated — New YorkContainer Store, Inc., The500 Freeport Pkwy., Coppell, TX 75019State or country in which incorporated — TexasCostello Partnership, LPc/o Costello Investment Management, LLC, 42 Anderson Rd., Apartment A, Katonah, NY 10536Partnership — Costello Investment Management, LLCDigital Music Group, Inc.100 Park Ave., 17th Fl., New York, NY 10017State or country in which incorporated — DelawareDreman Pure Contrarian Fund, L.P.20 E. Cooper Ave., Suite 230-4, Aspen, CO 81611Partnership — Dreman Contrarian Hedge Fund Management, LLCEagle Geophysical, Inc.908 Town & Country Blvd., Suite 400, Houston, TX 77024State or country in which incorporated — DelawareEden Global Fund, LP1818 Market St., Suite 3205, Philadelphia, PA 19103Partnership — Eden Regeneris Partners, LP; Eden Regeneris Partners, LLCEden Global Offshore Fund, Ltd.1818 Market St., Suite 3205, Philadelphia, PA 19103State or country in which incorporated — Cayman IslandsErawan Capital Fund LP153 E. 53rd St., 51st Fl., New York, NY 10022Partnership — Erawan Capital GP LLCEvident Technologies, Inc.216 River St., Suite 200, Troy, NY 12180State or country in which incorporated — DelawareEvolve Securities, Inc.11300 N. Central Expwy., Suite 60, Dallas, TX 75243State or country in which incorporated — DelawareFifth Avenue Atlas Long/Short Fund LLCc/o Bessemer Trust Company N/A, 630 Fifth Ave., New York, NY 10111Fifth Avenue Diversified Strategies Fund LLCc/o Bessemer Trust Company N/A, 630 Fifth Ave., New York, NY 10111Fifth Avenue Global Equity Fund LLCc/o Bessemer Trust Company N/A, 630 Fifth Ave., New York, NY 10111Fifth Avenue Global Equity Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town,Grand Cayman, Cayman IslandsFifth Avenue Global Equity IRA Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town, Grand Cayman, Cayman IslandsFifth Avenue Special Situations Fund LLCc/o Bessemer Trust Company N/A, 630 Fifth Ave., New York, NY 10111Fifth Avenue Special Situations IRA Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town, Grand Cayman, Cayman IslandsFifth Avenue Special Situations Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town, Grand Cayman, Cayman IslandsFifth Avenue Technology Growth Fund LLCc/o Bessemer Trust Company N/A, 630 Fifth Ave., New York, NY 10111Fifth Avenue Technology Growth IRA Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town, Grand Cayman, Cayman IslandsFifth Avenue Technology Growth Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town, Grand Cayman, Cayman IslandsFifth Avenue Value Creation Fund LLCc/o Bessemer Trust Company N/A, 630 Fifth Ave., New York, NY 10111Fifth Avenue Value Creation IRA Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town, Grand Cayman, Cayman IslandsFifth Avenue Value Creation Offshore Fund Ltd.c/o Bessemer Trust Company (Cayman) N/A, P.O. Box 694 GT, 11 Dr. Roys Dr., George Town, Grand Cayman, Cayman IslandsFunky Munky Stable, LLC90 Gold St., Apt. 25F, New York, NY 10038Galleon Partners, SPC L.P. Galleon Admiral's Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Admiral's Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGalleon Partners, SPC L.P./Galleon Buccaneer's Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Buccaneer's Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGalleon Partners, SPC L.P./Galleon Diversified Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Diversified Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGalleon Partners, SPC L.P./Galleon Emerging Technology Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Emerging Technology Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGalleon Partners, SPC L.P./Galleon Explorers Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Explorers Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGalleon Partners, SPC L.P./Galleon Health Sciences Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Health Sciences Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGalleon Partners, SPC L.P./Galleon Healthcare Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Healthcare Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGalleon Partners, SPC L.P./Galleon Technology Portfolio590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon Management, L.L.C.Galleon Offshore, SPC Ltd./Galleon Technology Segregated Portfolioc/o Morgan Stanley Fund Services (Cayman) Ltd., 2nd Fl., Boundary Hall, Cricket Sq., Hutchins Dr., P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands, British West IndiesState or country in which incorporated — Cayman Islands, British West IndiesGenesis Pharmaceuticals Enterprises, Inc.Longmao St., Area A, Laiyang Waixiangxing Indstrl Prk, Laiyang City, PRC 710075State or country in which incorporated — FloridaGlobal Emerging Energy Fund, LP143 E. 34th St., Suite 10N, New York, NY 10016Partnership — New Frontier Capital Management, LLCGrunion Fund, LPc/o Grunion Capital Management, LLC, 11468 Nantucket Pkwy., San Diego, CA 92130Partnership — Grunion Capital Management, LLCGunnAllen Financial, Inc.5002 W. Waters, Tampa, FL 33634H Offshore Fund, Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, Queensgate House, S. Church St., P.O. Box 1234, Grand Cayman, KY1-1108 Cayman IslandsState or country in which incorporated — Cayman IslandsHickey Freihofner Capital152 W. 57th St., New York, NY 10019State or country in which incorporated — New York.HLS Systems International LTD.c/o Chardan N. China Acquisition Corporation, 625 Broadway, Suite 1111, San Diego, CA 92101State or country in which incorporated — British Virgin IslandsHome Depo, Inc., The2455 Paces Ferry Rd. NW, Atlanta, GA 30339State or country in which incorporated — DelawareHyperion Commodity Partners, LLCc/o Hyperion Manager I, LLC, 1044 Northern Blvd., Suite 302, Roslyn, NY 11576iCRETE, LLC9355 Wilshire Blvd., 4th Fl., Beverly Hills, CA 90210-5421State or country in which incorporated — Delaware limited liability companyI-Level Media Group IncorporatedSuite 5B-98 Liu He Rd., Shanghai, PRC 200001State or country in which incorporated — NevadaInterOil Corporation25025 I-45 N, Suite 420, The Woodlands, TX 77380JDH Absolute Return Fund, LP1776 S. Jackson St., Suite 901, Denver, CO 80210Partnership — JDH Capital Management, LLC, general partnerKarasel, L.P.17686 Boniello Dr., Boca Raton, FL 33496Partnership — Karasel Asset Management, LLCKeefe, Bruyette & Woods, Inc.787 Seventh Ave., New York, NY 10019State or country in which incorporated — New YorkLahde Capital Management, LLC2400 Broadway, Suite 220, Santa Monica, CA 90404State or country in which incorporated — CaliforniaLake Hill Fund, L.P.c/o Lake Hill Capital Management, LLC, 150 E. 58th St., Suite 2501, New York, NY 10155Partnership — Lake Hill Capital Partners, LLCLevel One Bancorp, Inc.30201 Orchard Lake Rd., Farmington Hills, MI 48334State or country in which incorporated — MichiganMCP Opportunity I LLC500 W. Madison St., Suite 3890, Chicago, IL 60661Meteoric, L.P.12400 Wilshire Blvd., Suite 1080, Los Angeles, CA 90025Partnership — Guild Investment Management, Inc.MFR Partners VI, LLC735 Lake St. E, Wayzata, MN 55391Mystique Brands, LLC350 Broadway, Suite 308, New York, NY 10013Partnership — Delaware limited liability companyNelson Energy Programs, Inc.2220 Macnaughton Lane, Lake Stevens, WA 98258State or country in which incorporated — WashingtonNew Stream Secured Capital Fund (U.S.), LLC38C Grove St., Ridgefield, CT 06877Nord Resources CorpOne W. Wetmore Rd., Suite 203, Tucson, AZ 85705State or country in which incorporated — United StatesNorthern Oil and Gas, Inc.130 Lake St. W, Suite 300, Wayzata, MN 55391State or country in which incorporated — NevadaOppenheimer Global Resource Offshore Fund, L.P.c/o Oppenheimer Alternative Investment Management, LLC, 125 Broad St., New York, NY 10004Partnership — Oppenheimer Alternative Investment Management, LLC, general partnerOppenheimer Global Resource Offshore Hedge Fund, Ltd.c/o Oppenheimer Alternative Investment Management, LLC, 125 Broad St., New York, NY 10004Partnership — Oppenheimer Alternative Investment Management, LLC, general partnerOppenheimer Global Resource Private Equity Offshore Fund I, L.P.c/o Oppenheimer Alternative Investment Management, LLC, 125 Broad St., New York, NY 10004Partnership — Oppenheimer Alternative Investment Management, LLC, general partnerOptionsXpress, Inc.311 W. Monroe St., Suite 1000, Chicago, IL 60606State or country in which incorporated — United StatesOracle Healthcare Acquisition Corp.200 Greenwich Ave., Greenwich, CT 06830State or country in which incorporated — DelawarePassco/Younan Opportunity Fund I, LLC96 Corporate Park, Suite 200, Irvine, CA 92606PBP Global Partners, L.P.One Maritime Plaza, Suite 1940, San Francisco, CA 94111Partnership — Pani Bekaert Pluim Capital LLCPrime Woodley, L.P.c/o Prime Group, 50 California St., Suite 3240, San Francisco, CA 94111Reality Gap, Inc.701 5th Ave., Suite 4200, Seattle, WA 98104State or country in which incorporated — WashingtonRidgewood Energy X Fund, LLC947 Linwood Ave., Ridgewood, NJ 07450State or country in which incorporated — DelawareRough Hustle LLC1178 N. Alexandria Ave., Los Angeles, CA 90029State or country in which incorporated — CaliforniaScott-Macon Asset Management Fund, LLC800 Third Ave., 16th Fl., New York, NY 10022State or country in which incorporated — DelawareScott-Macon Securities, Inc.800 Third Ave., 16th Fl., New York, NY 10022State or country in which incorporated — DelawareSelectinvest Portable Alpha Fund SPC Segregated Portfolio Four-Class Ic/o Citi Hedge Fund Services (Cayman) Limited, Cayman Corporate Center, 27 Hospital Rd., P.O. Box 1748, Grand Cayman, Cayman Islands KY1-1108 British West IndiesState or country in which incorporated — Cayman IslandsSemper Flowers, Inc.1040 First Ave., Suite 173, New York, NY 10021State or country in which incorporated — NevadaShort Vincent Partners II, L.P.1111 Superior Ave., Suite 970, Cleveland, OH 44114Partnership — CapitalWorks SVP II, LLC, general partnerSimplex Capital Partners, LP808 Polo Place, Great Falls, VA 22066State or country in which incorporated — Simplex Capital Advisors, LLCSpartan Capital Holdings, LLCc/o Ellenoff Grossmand & Schole, 370 Lexington Ave., New York, NY 10017State or country in which incorporated — New YorkSpring Point Contra Partners, L.P.101 California St., Suite 4350, San Francisco, CA 94111Partnership — Botti Brown Asset Management, LLCStonehaven Opportunities Fund, LP275 Madison Ave., Suite 2002, New York, NY 10016Partnership — Stonehaven Capital Partners, LLCTCS Holdings, Inc.500 Freeport Pkwy., Coppell, TX 75019State or country in which incorporated — DelawareTexas Securities, Inc.4024 Nazarene Dr., Suite #B, Carrollton, TX 75010State or country in which incorporated — TexasThornburg Investment Trust119 E. Marcy St., Suite 202, Santa Fe, NM 87501State or country in which incorporated — MassachusettsTitan Global Entertainment, Inc.11077 S. Biscayne, Miami, FL 33161State or country in which incorporated — ColoradoTrinity Prime Services, LLC99 Wall St., 12th Fl., New York, NY 10005UBS Financial Services, Inc.1285 Avenue of the Americas, New York, NY 10019State or country in which incorporated — DelawareUCM Mortgage Partners, LPc/o Utendahl Investment Partners, L.P., 30 Broad St., 21st Fl., New York, NY 10004Partnership — Utendahl Investment Partners, LLCUS Residential Real Estate Hedge V, L.P.2700 Nielson Way, Suite 1126, Santa Monica, CA 90405Partnership — Lahde Capital Management, LLCWalton Street Real Estate Sidecar VI, L.P.900 N. Michigan Ave., Suite 1900 Chicago, IL 60611Partnership — Walton Street Sidecar Managers VI, L.P.Washington Heights Holdings II, LLC552 Broadway, Suite 6N, New York, NY 10012Westbury Group LLC107 John St., Southport, CT 06890WJA Acorn Xc/o Williams, Jones & Associates, LLC, 717 Fifth Ave., 17th Fl., New York, NY 10022
