Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
3950 HG Realty LP575 Pierce St., Suite 507, Kingston, PA 18704
Partnership — 3950 HG Management LLCArden Securities LLC375 Park Ave., Third Fl., New York, NY 10152Arno Therapeutics, Inc.200 Rte. 31 N, Suite 104, Flemington, NJ 08822
State or country in which incorporated — DelawareBotanic Springs, LLC45 Saw Mill Rd., Edison, NJ 08817
State or country in which incorporated — DelawareChicago Growth Partners III, LP303 W. Madison St., 25th Fl., Chicago, IL 60606
Partnership — Chicago Growth Management III, LPDW MultiOp Bakken #7, LP909 Lake Carolyn Pkwy., Suite 1925, Irving, TX 75039
Partnership — DW Energy Group, LLCEthical Electric Benefit Co.Two Wisconsin Circle, Suite 700, Bethesda, MD 20815
State or country in which incorporated — MarylandFBR Capital Markets & Co.1001 19th St. N, Arlington, VA 22209
State or country in which incorporated — DelawareFluoroPharma Medical, Inc.Eight Hillside Ave., Suite 207, Montclair, NJ 07042
State or country in which incorporated — NevadaForward Asymmetry Global Healthcare Fund, L.P.101 California St., Suite 1600, San Francisco, CA 94111
Partnership — divitiae divitie, LLCGeneration IM Credit Feeder Fund II L.P.P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1–1104
Partnership — Generation Investment Management I GP L.P.Marengo Mining Canada Limited77 King St. W, Suite 400, Toronto, Ontario, Canada
State or country in which incorporated — CanadaMCW Enterprises Ltd.344 Mira Loma Ave., Glendale, CA 91204
State or country in which incorporated — CanadaMontaj, Inc.244 W. 54th St., 9th Fl., New York, NY 10019
State or country in which incorporated — DelawareMRC Holdings IV, LLC230 Park Ave. S, Suite 1000, New York, NY 10169
State or country in which incorporated — Delaware limited liability companyOld Westbury Global Real Estate Fund II LLC630 Fifth Ave., New York, NY 10111
State or country in which incorporated — Delaware limited liability companyPrivate Equity Secondary Opportunities Fund, L.P.300 Atlantic St., Stamford, CT 06901
Partnership — Northern Trust Company of Connecticut, TheSberbank CIB USA, Inc.Carnegie Hall Tower, 152 W. 57th St., 44th Fl., New York, NY 10019
State or country in which incorporated — DelawareSententia Group, LP131 Varick St., Suite 1008, New York, NY 10013
Partnership — Sententia Capital Management, LLCWindmill Multi Strategy Fund, LP555 Madison Ave., 25th Fl., New York, NY 10022
Partnership — Further Lane Asset Management, LLC
