Published pursuant to provisions of General Business Law [Art. 23-A § 359-e(2)]
DEALERS; BROKERS
107 West 26th Street LLC21 Spencer Rd., Glenford, NY 12433Acacia Conservation Fund, L.P.c/o Conifer Capital Management, L.L.C., 767 Fifth Ave., Suite 4701, New York, NY 10153-4798Partnership — Conifer Capital Management, L.L.C., general partnerAlerian Opportunity Partners V LP2215 Cedar Springs Rd., #1513, Dallas, TX 75201Alpha Nutra, Inc.2038 Corte Del Nogal, Suite 110, Carlsbad, CA 92011State or country in which incorporated — NevadaAlphadyne Investment Strategies Fund, Ltd.c/o dms Management Ltd., Ansbacher House, 20 Genesis Close, P.O. Box 31910, Grand Cayman, Cayman IslandsPartnership — Alphadyne Asset Management, Pte. Ltd., investment managerAlphadyne Investment Strategies Partners, LPc/o Alphadyne Capital, LLC, 17 State St., 20th Fl., New York, NY 10004Partnership — Alphadyne Capital, LLC, general partnerAMA Quantitative Equity Fund (QP), L.P.3801 PGA Blvd., Suite 555, Palm Beach Gardens, FL 33410Partnership — Asset Management Advisors, L.L.C., general partnerArgyle Energy, Inc.632 Adams St., Bowling Green, KY 42101State or country in which incorporated — NevadaArpeggio Capital Partners LP417 Denison St., Highland Park, NJ 08904Partnership — Arpeggio Capital Partners GP LLCASC Greater China Fund, LLC78 Forest Ave., Locust Valley, NY 11560Partnership — AsiaSource Capital, LLC, managing memberASC Greater China, Ltd.c/o Ogler Fiduciary Services (Cayman) Limited, Queensgate House,S. Church St., P.O. Box 1234GT, Grand Cayman KY1-1108, Cayman Islands, BWIState or country in which incorporated — Cayman IslandsAviva plcSt. Helen's, 1 Undershaft, London, EC3P 3D0, EnglandState or country in which incorporated — England and WalesBella Pictures, Inc.580 Market St., Suite 300, San Francisco, CA 94104State or country in which incorporated — DelawareBerkano Investment Partners, L.P.1536 Holmes St., Bldg. D, Livermore, CA 94550Partnership — Berkano Investment Partners GP, LLCBond Capital Investors II, LLC350 W. Hubbard St., Suite 450, Chicago, IL 60610; 1317 Fifth St., Third Fl., Santa Monica, CA 90401Bozrock, LLC72 Madison Ave., New York, NY 10016Partnership — Patrick W. Resk; William C. ReskBreen Investors International Fund LPc/o Breen Investors LP, 4400 Post Oak Pkwy., Suite 2200, Houston, TX 77027Partnership — Breen Investors LP, general partnerBreen Investors Turnaround Fund LPc/o Breen Investors LP, 4400 Post Oak Pkwy., Suite 2200, Houston, TX 77027Partnership — Breen Investors LP, general partnerBrencourt Credit Opportunities, L.P.c/o Brencourt CO, LLC, 600 Lexington Ave., 8th Fl., New York, NY 10022Partnership — Brencourt CO, LLCBrencourt Enhanced Multi-Strategy, L.P.c/o Brencourt Associates, LLC, 600 Lexington Ave., 8th Fl., New York, NY 10022Partnership — Brencourt Associates, LLCCapitol Q Restaurants LLC1718 M St. NW, #238, Washington, DC 20036-4504Castle Royalties LLC15601 N. Dallas Pkwy., Suite 900, Addison, TX 75001CBRE Capital Corporation2001 Ross Ave., Suite 3400, Dallas, TX 75201State or country in which incorporated — DelawareChieh Capital Partners, LP601 W. 57th St., 3C, New York, NY 10019Charles Schwab & Co., Inc.101 Montgomery St., San Francisco, CA 94104State or country in which incorporated — MassachusettsCIMB-GK Securities (USA), Inc.439 Lafayette St., Suite 3B, New York, NY 10003State or country in which incorporated — DelawareClarus Capital LLC237 Park Ave., Suite 900, New York, NY 10017CMS Bancorp, Inc.123 Main St., Suite 750, White Plains, NY 10601State or country in which incorporated — DelawareCopper River U.S. Short Fund, L.P.374 Millburn Ave., Suite 205E, Millburn, NJ 07041Partnership — CR U.S. Short GP, LLCCrossfields Offshore Fund I, Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, Queensgate House, S. Church St., P.O. Box 1234, Grand Cayman, KY1-1108, Cayman Islands B.W.I.State or country in which incorporated — Cayman IslandsCutanea Life Sciences, Inc.Five Great Valley Pkwy., Malvern, PA 19355State or country in which incorporated — DelawareDBP Holding Corp.1001 Washington St., Conshohocken, PA 19428State or country in which incorporated — DelawareDern's Market Neutral Fund, L.P.7777 Glades Rd., Suite 207A, Boca Raton, FL 33434Partnership — Valley Management, L.P.Dern's Market Opportunity Fund, L.P.7777 Glades Rd., Suite 207A, Boca Raton, FL 33434Partnership — Valley Management, L.P.Eagle Bancorp, Inc.7815 Woodmont Ave., Bethesda, MD 20814State or country in which incorporated — MarylandEckhardt Futures Limited Partnership—Global Financial Program1314 N. Dearborn Pkwy., The Carriage House, Chicago, IL 60610Partnership — Eckhardt Trading Company and Gale Fund ManagementEmpire Financial Holding Company2170 W. State Rd. 434, Longwood, FL 32779State or country in which incorporated — FloridaFamzam.com, LLC92 Dogwood Dr., Oakland, NJ 07463State or country in which incorporated — New Jersey limited liability companyFW2, LPc/o Flatbush Watermill, L.L.C., 1325 Avenue of the Americas, 27th Fl., New York, NY 10019Partnership — Flatbush Watermill, L.L.C.Gartmore UK Small Cap Best Ideas Fund Ltd.c/o BISYS Hedge Fund Services (Ireland) Limited, 4th Fl., One George's Quay Plaza, George's Quay, Dublin 2, IrelandState or country in which incorporated — Cayman IslandsGlacier Bay Offshore Fund Ltd.c/o Ogler Fiduciary Services (Cayman) Limited, P.O. Box 1234, Queensgate House, S. Church St., George Town, Grand Cayman KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsGlenville Bank Holding Company, Inc.201 Mohawk Ave., Scotia, NY 12302State or country in which incorporated — New YorkGordian Capital, LLC244 Fifth Ave., Suite 2827, New York, NY 10001GraphWise, LLC853 Appaloosa Ct., Collegeville, PA 19426State or country in which incorporated — PennsylvaniaHireMeNow.com, LLC7570 S. Federal Hwy., Suite 8, Hypoluxo, FL 33462Hollow Brook Two, LLCc/o Hollow Brook Three, LLC, 61 Broadway, 31st Fl., New York, NY 10006Partnership — Hollow Brook Three, LLCHybrid Dynamics Corporation892 N. 340 E, American Fork, UT 84003State or country in which incorporated — NevadaIndus Global Strategies Fund, L.P.c/o Indus Partners, LLC, 152 W. 57th St., 28th Fl., New York, NY 10019Inuds Global Strategies Fund, Ltd.c/o Goldman Sachs (Cayman) Trust, Limited, P.O. Box 896, Harbour Centre, 2nd Fl., N. Church St., Grand Cayman, KY1-1103, Cayman IslandsState or country in which incorporated — Cayman IslandsIntegrated Pharmaceuticals, Inc.310 Authority Dr., Fitchburg, MA 01420State or country in which incorporated — IdahoIris Venture, LLCFour Stamford Plaza, Suite 900, 107 Elm St., Stamford, CT 06902State or country in which incorporated — Delaware limited liability companyIvy Lightfoot MLP, L.P.One Jericho Plaza, Jericho, NU 11753Partnership — Ivy Lightfoot MLP Management, LLC, general partnerIvy Pass, LLC303 Twin Dolphin Dr., Suite 37, Redwood City, CA 94065State or country in which incorporated — Delaware limited liability companyJPMorgan Distribution Services, Inc.1111 Polaris Pkwy., Columbus, OH 43240Kotak Investment Opportunities Fund Limitedc/o International Management (Mauritius) Ltd., Les Cascades, Edith Cavell St., Port Louis, MauritiusLifePoint Solutions, Inc.737 Main St., Suite 200, Buffalo, NY 14203State or country in which incorporated — DelawareLime Energy Co.1280 Landmeier Rd., Elk Grove Village, IL 60007State or country in which incorporated — DelawareLouis Dreyfus Commodities Holding B.V.Westblaak 92, 3rd Fl., 3012 KM Rotterdam (Netherlands)State or country in which incorporated — The NetherlandsMagno Resources BD #32—Weido #1 Joint VentureCampbell Centre II, 8150 N. Central Expwy., #1700, Dallas, TX 75206New Luna Ventures, L.P.580 California St., Suite 500, San Francisco, CA 94104Partnership — New Luna Management, LLCOrca BICS Fund I LP75 Holly Hill Lane, Greenwich, CT 06830Old Field Fund, LDCc/o Marwood Alternative Asset Management, LLC, 232 Madison Ave., Suite 906, New York, NY 10016State or country in which incorporated — Cayman IslandsOld Field Fund, LDCc/o Marwood Alternative Asset Management, LLC, 232 Madison Ave., Suite 906, New York, NY 10016State or country in which incorporated — DelawareOld Field Master Fund, LLCc/o Marwood Alternative Asset Management, LLC, 232 Madison Ave., Suite 906, New York, NY 10016State or country in which incorporated — DelawarePage Opportunity Partners, LPc/o Page GP, LLC, 630 Third Ave., 6th Fl., New York, NY 10017Partnership — Paige GP, LLC, general partnerPaige Opportunity International, Ltd.c/o BNY Alternative Investment Services Ltd., 48 Par-La-Ville Rd., Suite 464, Hamilton, HM11, BermudaState or country in which incorporated — Cayman IslandsPassco Raveneaux S, LP96 Corporate Park, Suite 200, Irvine, CA 92606Partnership — Passco Raveneaux S GP, LLCPeconic Cyberracers LLC5939 Green Valley Circle, Suite 104, Culver City, CA 90230Partnership — Cyberracers Worldwide LLCProfiles in Concrete, LLC99 River Rd., Cos Cob, CT 06807Prudent Global Natural Resources Fund, LP, Thec/o David W. Tice & Associates, LLC, 43-46 Norre Gade, Suite 137, St. Thomas, USVI 00802State or country in which incorporated — Cayman IslandsPytho Capital, L.P.3090 N. Litchfield Rd., Goodyear, AZ 85338Partnership — Pytho Capital Partners, LLCQuasar Distributors, LLC615 E. Michigan St., Milwaukee, WI 53202State or country in which incorporated — OhioQuinnat Partners, L.P.3322 Washington St., San Francisco, CA 94118Partnership — Randall Capital, LLCReef Global Energy IX, LP1901 N. Central Expwy., Suite 300, Richardson, TX 75080Partnership — Reef Oil & Gas Partners, L.P.River's Edge NC Property, LLC3723 Fairview Industrial Dr. SE, Salem, OR 97302Rockbay Capital SI Onshore, LLCRockbay Capital LLC, 600 Fifth Ave., 24th Fl., New York, NY 10020Rodman & Renshaw, LLC1270 Avenue of the Americas, 16th Fl., New York, NY 10020State or country in which incorporated — Delaware limited liability companyRosa Mexicano Palm Beach LLC846 7th Ave., 4th Fl., New York, NY 10019Rusoro Mining Ltd.355 Burrard St., Suite 830, Vancouver, British Columbia, Canada V6C 2G8State or country in which incorporated — CanadaSelligman Spectrum Focus Fund LLC100 Park Ave., New York, NY 10017Sherman Real Estate Fund VI, LLCc/o Benj. E. Sherman & Sons, Inc., 500 Lake Cook Rd., Suite 280, Deerfield, IL 60015Silverthorne Partners, L.P.2451 McMullen Booth Rd., Suite 220, Clearwater, FL 33759Partnership — Silverthorne Management, L.P.Special Situations Fund II, L.P.One Northgate Park, Suite 205, Chattanooga, TN 37405Partnership — Morris Capital Management, LLC, a Tennessee limited liability companySR Global Fund Inc.Walker House, P.O. Box 908 GT, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsSR Global Fund L.P.Walker House, P.O. Box 908 GT, Grand Cayman, Cayman IslandsPartnership — SR Global General Partner LimitedSumma Holdings, Inc.6950 S. Edgarton Rd., Brecksville, OH 44141-3184State or country in which incorporated — DelawareSuper Luck, Inc.Lucky Bldg., 39 Wellington St., Rm. 1901-2, Central, Hong KongState or country in which incorporated — DelawareTexas Energy Holdings, Inc.10935 Estate Lane, Suite 325, Dallas, TX 75238State or country in which incorporated — TexasTFC Productions 2 LLC260 W. 10th St., #2W, New York, NY 10014-2589State or country in which incorporated — New York limited liability companyThackeray Partners Realty Fund II, L.P.c/o Thackeray Partners, 5956 Sherry Lane, Suite 600, Dallas, TX 75225Partnership — TPRF II GP, L.L.C., general partnerThomas Lloyd Funds427 Bedford Rd., Pleasantville, NY 10570State or country in which incorporated — MassachusettsTrade Service Holdings, Inc.c/o CF Capital Management, 75 Rockefeller Plaza, 9th Fl., New York, NY 10019State or country in which incorporated — DelawareTremont Arbitrage Fund, L.P.c/o Tremont Partners, Inc., 555 Theodore Fremd Ave., Suite C-300, Corporate Center at Rye, Rye, NY 10580Partnership — Tremont GP, Inc.Tremont Emerging Markets Fund, L.P.c/o Tremont Partners, Inc., 555 Theodore Fremd Ave., Suite C-300, Corporate Center at Rye, Rye, NY 10580Partnership — Tremont GP, Inc.Tremont Enhanced Market Neutral Fund, L.P.c/o Tremont Partners, Inc., 555 Theodore Fremd Ave., Suite C-300, Corporate Center at Rye, Rye, NY 10580Partnership — Tremont GP, Inc.Trilogy Special Situations Fund, L.P.c/o Trilogy Capital, LLC, Two Pickwick Place, Greenwich, CT 06830Partnership — Trilogy Management, LLCUnipac V, LLC10625 Techwoods Circle, Cincinnati, OH 45242Universal Bond Fund Limited, Thec/o MQ Services Ltd., Chancery Hall, 52 Reid St., Hamilton HM 12, BermudaState or country in which incorporated — BermudaVentana Partners, L.P.c/o Praesideo Fund Services, Ltd., Third Fl., Harbour Centre, P.O. Box 1348 GT, Grand Cayman, Cayman IslandsPartnership — ParVestAsset Management, Inc.Viziant Corporation2010 Corporate Ridge, Suite 500 A, McLean, VA 22102State or country in which incorporated — DelawareWheelhouse Partners I, LP66 Palmer Ave., Suite 320, Bronxville, NY 10708Zaxis Institutional Partners, L.P.25 Orinda Way, Suite 300, Orinda, CA 94563Partnership — Apex Capital, LLC, general partner
