Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Actionview International, Inc.4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94506
State or country in which incorporated — NevadaAequitas Commercial Finance LLC5300 Meadows Rd., Suite 400, Lake Oswego, OR 97035AlphaOne Redstone Fund, LPOne Tower Bridge, 100 Front St., Suite 1250, West Conshohocken, PA 19428
Partnership — AlphaOne Redstone Management, LLCBackcountry Investment Partnership, LPc/o Lind Capital Partners, L.L.C., One Northfield Plaza, Suite 222, Northfield, IL 60093
Partnership — Lind Capital Partners, L.L.C.Catamount Hospitality, LLC19 Brigham Hill Rd., Essex, VT 05452
State or country in which incorporated — VermontChauner Securities, Inc.666 Dundee Rd., Suite 903, Northbrook, IL 60062
State or country in which incorporated — IllinoisCredit Agricole Securities (USA) Inc.1301 Avenue of the Americas, New York, NY 10019
State or country in which incorporated — New YorkElliott Associates, L.P.712 Fifth Ave., 36th Fl., New York, NY 10019
Partnership — Paul Singer, Elliott Capital Advisors, L.P. and Elliott Special GP, LLCForge Financial Group, Inc.7682 N. Federal Hwy., Suite 1, Boca Raton, FL 33487
State or country in which incorporated — FloridaGoldman, Sachs & Co.200 West St., New York, NY 10282
Partnership — The Goldman, Sachs & Co. L.L.C.GoTV Investment Fund (C-1), LLC3015 Main St., Suite 403, Santa Monica, CA 90405GoTV Investment Fund (C-7), LLC3015 Main St., Suite 403, Santa Monica, CA 90405hour.ly llc160 Varrick St., 12th Fl., New York, NY 10013
State or country in which incorporated — DelawareImage Metrics, Inc.1918 Main St., 2nd Fl., Santa Monica, CA 90405
State or country in which incorporated — NevadaJohn Burness137 Park Ave., Glasgow, KY 42142
State or country in which incorporated — KentuckyLaidlaw & Company (UK) Ltd.90 Park Ave., 31st Fl., New York, NY 10016
State or country in which incorporated — United KingdomLuminous Capital - Tradewinds Global Long/Short Fund, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067
Partnership — Luminous Capital GP LLCMabvax Therapeutics, Inc.11588 Sorrento Valley Rd., Suite 20, San Diego, CA 92121
State or country in which incorporated — DelawareMaxim Energy Corporation1201 Road to Six Flags, Suite 105, Arlington, TX 76011
State or country in which incorporated — TexasMDK Burwood LLC11299 Owings Mills Blvd., Owings Mills, MD 21117Mezmeriz, Inc.95 Brown Rd., Suite 184, Ithaca, NY 14850
State or country in which incorporated — DelawareMSR III SBIC, L.P.120 Post Rd. W, Suite 101, Westport, CT 06880
Partnership — MSR III SBIC GP, LLCReachCapital European Equity Fund, L.P.500 Mamaroneck Ave., Harrison, NY 10528
Partnership — ReachCapital GP, LPSPI Irving, LP600 Hermitage Rd., Charlotte, NC 28207
Partnership — SALUS Irving, LLCSURevolution LLC197 Grand St., New York, NY 10013Tactical Wealth Advisors, LLP8226 Village Harbor Dr., Cornelius, NC 28031
State or country in which incorporated — North CarolinaVitaMedMD, LLC951 Broken Sound Pkwy., Suite 320, Boca Raton, FL 33487
State or country in which incorporated — Delaware
