Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
1861 Capital Cal Eureka Fund LP630 Fifth Ave., 27th Fl., New York, NY 10111Partnership — 1861 Capital Partners California LLC1861 Capital Cal Redwood Fund LP630 Fifth Ave., 27th Fl., New York, NY 10111Partnership — 1861 Capital Partners California LLC1861 Capital Discovery Domestic Fund LP630 Fifth Ave., 27th Fl., New York, NY 10111Partnership — 1861 Capital Partners II LLC1861 Capital Municipal Enterprise Domestic Fund LP630 Fifth Ave., 27th Fl., New York, NY 10111Partnership — 1861 Capital Partners II LLCAdvanced Drilling Services, LLC10600 N. De Anza Blvd., Suite 250, Cupertino, CA 95014State or country in which incorporated — DelawareAdvanced Financial Appplications Limitedc/o 545 Fifth Ave., Suite 900, New York, NY 10017AEPG Growth Fund LLC775 Mountain Blvd., Suite 102, Watchung, NJ 07069Partnership — AEPG Capital Management LLCAlpha Pacific Qualified Partners, L.P.c/o Ogier Fiduciary Services (Cayman) Limited, Queensgate House, 113 S. Church St., P.O. Box 1234, George Town, Grand Cayman, Cayman IslandsPartnership — Alpha Pacific Qualified GP, Ltd., general partnerAlumni Capital Network Fund I, L.P.51 E. 42nd St., Suite 1100, New York, NY 10128Partnership — Alumni Capital Network Fund I GP, LLCAmerican Energy Resources Corporation731 N. Weber St., Suite 200, Colorado Springs, CO 80903State or country in which incorporated — DelawareAmerican Independence Funds — Financial Services Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — DelawareAmerican Performance Funds — American Performance U.S. Treasury Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — MassachusettsAmida Partners, LP767 Third Ave., New York, NY 10017Partnership — Amida Advisors II, LLCArden Strategic Advisers, L.P.375 Park Ave., 32nd Fl., New York, NY 10152Partnership — Arden Capital Management, L.L.C.Bain Capital Asia Fund, L.P.111 Huntington Ave., Boston, MA 02199Partnership — Bain Capital Partners Asia, L.P.Battery Park High Yield Opportunity Strategic Fund, Ltdc/o Citco Fund Services (Cayman Islands) Limited, Winward One, Regatta Office Park, W. Bay Rd., P.O. Box 31106, Grand Cayman KY1-1205, Cayman Islands, British West IndiesState or country in which incorporated — Cayman IslandsBayou Bend Petroleum Ltd.925 W. Georgia St., Suite 1910, Vancouver, British Columbia, Canada V6C 3L2State or country in which incorporated — British Columbia, CanadaBCC HSW, LPc/o Brompton Capital HSW GP, LLC, 780 Third Ave., 45th Fl., New York, NY 10017Partnership — Brompton Capital HSW GP, LLC, general partnerBCC HSW, Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, Queensgate House, S. Church St., P.O. Box 1234, Grand Cayman, Cayman Islands, B.W.I.State or country in which incorporated — Cayman IslandsBehavioral Fund I, LP116 Pleasant St., Suite 350, Easthampton, MA 01027Partnership — Behavioral Fund I, LPBiodiesel Technologies, Inc.6125 E. 106th St., Tulsa, OK 74137State or country in which incorporated — DelawareBiosecurity Technologies, Inc.800 E. Leigh St., Richmond, VA 23219State or country in which incorporated — NevadaCabot East Town Acquisition LLC100 Summer St., 23rd Fl., Boston, MA 02110State or country in which incorporated — DelawareCapital Partners Value Opportunity Fund, LLC350 E. Las Olas Blvd., Suite 1600, Fort Lauderdale, FL 33301State or country in which incorporated — DelawareChina Discovery Acquisition Corp.2666 E. Bayshore Rd., Suite B, Palo Alto, California 95303State or country in which incorporated — Cayman IslandsChurchill Ventures Ltd.50 Revolutionary Rd. Scarborough, NY 10510State or country in which incorporated — DelawareCIC II LP500 Crescent Court, Suite 250, Dallas, TX 75201Partnership — CIC II GP LLCCMS Educational Assests Fund, L.P.308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096-2145Partnership — CMS Edu Associates, L.P.; CMS 2007 Investment Partners RE, L.P.; and CMS 2007 Investment Partners RE-Q, L.P.CMS/GenNx360 Capital Fund, L.P.308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096-2145Partnership — CMS/GenNx Associates, L.P.Collins Capital Diversified Fund II, LPc/o Collins Capital Investments, LLC, South Tower, 806 Douglas Rd., Suite 570, Coral Gables, FL 33134Partnership — Collins Capital Investments, LLCCura Compass Fund, Ltd.c/o GlobeOp Financial Services (Cayman) Limited, West Wind Bldg., 70 Harbour Dr., George Town, Grand Cayman, Cayman Islands, B.W.I.State or country in which incorporated — Cayman IslandsDaCapo Holdings, LLCc/o Kaintuck Holdings LLC, 694 Soundview Rd., Oyster Bay, NY 11771Direct Invest — 246 Omni Way, LLC211 Congress St., 8th Fl., Boston, MA 02110State or country in which incorporated — DelawareDirect Invest — Delmar LLC211 Congress St., 8th Fl., Boston, MA 02110State or country in which incorporated — DelawareDistributed Capital Group, Inc.200 W. 60th St., #23G, New York, NY 10003State or country in which incorporated — DelawareE-Cane Fuel, LLC527 Madison Ave., Suite 920, New York, NY 10022State or country in which incorporated — DelawareEagle Pharmaceutical, Inc.10 Mountain View Rd., Upper Saddle River, NJ 07458State or country in which incorporated — DelawareEJ Financial Corp.5220 Spring Valley Rd., Suite 415, Dallas, TX 75254State or country in which incorporated — TexasEos Capital Partner IV, L.P.320 Park Ave., 22nd Fl., New York, NY 10022State or country in which incorporated — DelawareEquicap, Inc.5528 Westcott Circle, Frederick, MD 21703State or country in which incorporated — NevadaEuroConsult Capital, LLC230 Park Ave., Suite 2415, New York, NY 10169State or country in which incorporated — New YorkFizzy Fruit Company, The1001 SW. 5th Ave., Suite 1100, Portland, OR 97204-1127State or country in which incorporated — NevadaGalleon International Fund, Ltd.c/o Bank of Bermuda (Cayman) Limited, P.O. Box 513 GT, Strathvale House, N. Church St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsGalleon International Partners, L.P.c/o Galleon International Advisors, LLC, 590 Madison Ave., 34th Fl., New York, NY 10022Partnership — Galleon International Advisors, LLC, general partnerGateway Capital Real Estate Fund II, L.P.1808-11 Great Eagle Center, 23 Harbor Rd., Wanchai, Hong KongPartnership — Gateway II GP Ltd.Griffin Capital (Westwood) Investors, LLC2121 Rosecrans Ave., Suite 3321, El Segundo, CA 90245State or country in which incorporated — DelawareHealthSport Inc.495 Commerce Dr., #1-A, Amherst, NY 14228State or country in which incorporated — DelawareHelix Pacific Fund I LPc/o Helix Funds LLC, Two N. Riverside Plaza, Suite 1400, Chicago, IL 60606Partnership — Helix Pacific GP I LLCHorizon Multi-Strategy Offshore Fund, Ltd.c/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman KY1-9002, Cayman IslandsState or country in which incorporated — Cayman IslandsHyde Park Asset Management, LLC1529 Jericho Tpke., New Hyde Park, NY 11040Partnership — Abid Mansoor, Farida Mogul, Frank Cannarozzo, Robert McGrathImageWare Systems, Inc.10883 Thornmint Rd., San Diego, CA 92127State or country in which incorporated — DelawareInternational Furniture Industries, Inc.5786 US Hwy. 129 N, Suite N, Pendergrass, GA 30567State or country in which incorporated — NevadaInternational Small Cap Fund, LP1114 Avenue of the Americas, 28th Fl., New York, NY 10036Partnership — Trilogy Global Advisors, LLCJCJ Capital LP1101 14th St. NW, Suite 500, Washington, DC 20005Partnership — JCJ Capital Partners LLCJob Network, LLC, The1540 47th Ave., Moline, IL 61265State or country in which incorporated — Delaware limited liability companyJPMorgan Distribution Services, Inc.1111 Polaris Pkwy., Columbus, OH 43240KCM Alpha Only Fund, LPc/o Karsch Capital Management, LP, 110 E. 59th St., 22nd Fl., New York, NY 10022Partnership — Karsch Associates, LLCKCM Alpha Only Fund, Ltd.c/o Goldman Sachs (Cayman) Trust, Limited, P.O. Box 896, Harbour Centre, 2nd Fl., N. Church St., Grand Cayman KY1-1103, Cayman IslandsState or country in which incorporated — Cayman IslandsKelly Capital Real Estate Special Situations Fund, L.P.225 Broadway, 18th Fl., San Diego, CA 92102Partnership — Kelly Holdings, LLC and Kelly Capital, LLCLeap Tide Offshore, Ltd.℅ Goldman Sachs Administrative Services, Hardwicke House, 2nd Fl., Hatch St., Dublin 2, IrelandState or country in which incorporated — Cayman IslandsLionstone Urban Investments Two, L.P.Five Greenway Plaza, Suite 1300, Houston, TX 77046State or country in which incorporated — DelawareLuminus HC Opportunities, L.P.Two Tower Center, 20th Fl., East Brunswick, NJ 08816Partnership — Vega Energy GP, LLCMagnify Networks, Inc.153 W. 27th St., Suite 1105, New York, NY 10001State or country in which incorporated — DelawareMedPage Holdings, Inc.150 Clove Rd., Little Falls, NJ 07424State or country in which incorporated — DelawareMerriman Curhan Fund & Co.600 California St., 9th Fl., San Francisco, CA 94108State or country in which incorporated — CaliforniaMount Yale Securities, LLC8000 Norman Center Dr., Suite 630, Minneapolis, MN 55437Nagao Group Holdings Limited12B Lippo Leighton Tower, 103 Leighton Rd., Causeway Bay, Hong KongState or country in which incorporated — Cayman IslandsNeonode Inc.Biblioteksgatan 11, S111 46 Stockholm, SwedenState or country in which incorporated — DelawareNew Jersey Kidney Stone Center, LLC200 Park Ave., Manalapan, NJ 07726NexCen Brands, Inc.1330 Avenue of the Americas, 40th Fl., New York, NY 10019State or country in which incorporated — DelawareNote Investors Cash Express LLC14 Keltz St., New City, NY 10956OmniQuest I, LLC11111 Santa Monica Blvd., #1400, Los Angeles, CA 90025Orca BICS Offshore Fund I Limited℅ Ogier Fiduciary Services (Cayman) Limited, P.O. Box 1234, Queensgate House, S. Church St., George Town, Grand Cayman KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsPacific Capital Growth, LLC℅ Pacific Alternative Asset Management Company, LLC 19540 Jamboree Rd., Suite 400, Irvine, CA 92612State or country in which incorporated — DelawareParamount Management Group, LLC2406 Avenue V, New York, NY 11229State or country in which incorporated — New YorkPenton Central European Selected Opportunities Fund, L.P.475 Park Ave. S, Suite 3301, New York, NY 10016Partnership — Penton Capital Management LLCPFM Technology Fund, L.P.One Market Plaza, Steuart Tower, 22nd Fl., San Francisco, CA 94105State or country in which incorporated — Delaware limited partnershipPFM Technology Principals Fund, L.P.One Market Plaza, Steuart Tower, 22nd Fl., San Francisco, CA 94105State or country in which incorporated — Delaware limited partnershipPWG Prime, LP℅ PWG Partners, LLC, 3001 N. Rocky Point Dr. E, Suite 200, Tampa, FL 33607Partnership — PWG Partners, LLCRAHFCO Funds LP16423 400th Ave., Turton, SD 57477Partnership — RAHFCO Management Group, LLCReliance Bancshares, Inc.10401 Clayton Rd., Frontenac, MO 63131State or country in which incorporated — MissouriRidgewood Capital Fund IV-C, LLC947 Linwood Ave., Ridgewood, NJ 07450State or country in which incorporated — DelawareRidgewood Capital QP Fund IV-C, LLC947 Linwood Ave., Ridgewood, NJ 07450State or country in which incorporated — DelawareSaskatchewan Wheat Pool Inc.2625 Victoria Ave., Regina, Saskatchewan, Canada S4T 7T9State or country in which incorporated — CanadaSignature Holding Corp.℅ Dubin Clark & Company, Inc., 485 W. Putnam Ave., Greenwich, CT 06830State or country in which incorporated — DelawareSkystar Bio-Pharmaceutical CompanyRm. 10601, Jiezuo Plaza, No. 4, Fenghui Rd. S, Gaoxin District, Xian Province, P.R. ChinaSongy Real Estate Investment Fund II, LLCTower Place 200, 3348 Peachtree Rd. NE, Suite 675, Atlanta, GA 30326Partnership — Songy MM, LLCSpectrum Select, L.P.3301 NW. Boca Raton Blvd., Suite 201, Boca Raton, FL 33431Partnership — Select Spectrum Partners LLCSPM Strategies, L.P., Series I-A℅ Structured Servicing Transactions Group, L.L.C., 2215 B Renaissance Dr., Suite 5, Las Vegas, NV 89119Partnership — Structured Servicing Transactions Group, L.L.C.SPM Strategies, L.P., Series I-B℅ Structured Servicing Transactions Group, L.L.C., 2215 B Renaissance Dr., Suite 5, Las Vegas, NV 89119Partnership — Structured Servicing Transactions Group, L.L.C.SPM Strategies, L.P., Series I-C℅ Structured Servicing Transactions Group, L.L.C., 2215 B Renaissance Dr., Suite 5, Las Vegas, NV 89119Partnership — Structured Servicing Transactions Group, L.L.C.SRS Partner, Ltd.℅ M&C Corporate Services Limited, P.O. Box 309 GT, Ugland House, S. Church St., George Town, Grand Cayman, Cayman IslandsSRS Partners US, LP℅ SRS Partners US GP, LLC, 461 Fifth Ave., 26th Fl., New York, NY 10017Partnership — SRS Partners US GP, LLCStage2 Capital Ventures, L.P.737 Constitution Dr., Exton, PA 19341Partnership — Stage 2 Capital Ventures Associates, L.P., general partnerStorage Elements, Inc.250 Marquette Ave., Minneapolis, MN 55401State or country in which incorporated — MinnesotaStrata Fund LP℅ Strata Capital Management LP, 9665 Wilshire Blvd., Suite 505, Beverly Hills, CA 90212Partnership — Strata Partners GP LPStrata Fund (QP) LP℅ Strata Capital Management LP, 9665 Wilshire Blvd., Suite 505, Beverly HILLS, CA 90212Partnership — Strata Partners GP LPTelkonet, Inc.20374 Seneca Meadows Pkwy., Germantown, MD 20876State or country in which incorporated — UtahThinkEquity Partners LLC600 Montgomery St., San Francisco, CA 94111State or country in which incorporated — DelawareUnited National Film CorporationCanglongdao Science Park of Wuhan East Lake Hi-Tech Development Zone Wuhan, Hubei 430200, ChinaState or country in which incorporated — NevadaUniversa Power Law Fund L.P.1414 Second St., Santa Monica, CA 90401State or country in which incorporated — Delaware limited partnershipUU Equities, Inc.4424 — 16th Ave., Brooklyn, NY 11210State or country in which incorporated — New YorkVapps, LLC80 River St., Fourth Fl., Hoboken, NJ 07030Waterton Fund IX Investors 2007, L.L.C.30 S. Wacker Dr., Suite 3600, Chicago, IL 60606Partnership — Waterton Associates, L.L.C.Westmoreland Capital Corporation2350 N. Forest Rd., Suite 12A, Getzville, NY 10468State or country in which incorporated — New YorkWingate Affiliates IV, L.P.750 N. St. Paul St., Suite 1200, Dallas, TX 75201Partnership — Wingate Management Limited IV, L.L.C.Woodgreen Cheshir LLC6515 Main St., Suite 12, Trumbull, CT 06611WP Real Estate Fund IV, L.P.940 Haverford Rd., Bryn Mawr, PA 19010Partnership — WP IV Developers, L.P.ZAP501 Fourth St., Santa Rosa, CA 95401State or country in which incorporated — CaliforniaZS VPSI, L.P.54 Morris Lane, Scarsdale, NY 10583Partnership — ZS VPSI, L.L.C.
