Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
10 Congrats/Ponderway, LLC800 Arbor Dr. N, Louisville, KY 4022310 Lawyer Ron/Jostle, LLC800 Arbor Dr. N, Louisville, KY 4022310 Sky Mesa/Flying Afleet, LLC800 Arbor Dr. N, Louisville, KY 4022310 Stormy Atlantic/Touchnow, LLC800 Arbor Dr. N, Louisville, KY 4022310 Tale of the Cat/I'm Beguiled Again, LLC800 Arbor Dr. N, Louisville, KY 40223AIT Investor Fund LLC576 Highland Ave., Montclair, NJ 07043State or country in which incorporated — DelawareAPX Drilling Partners 2012-A, LP119 W. Tupper St., Buffalo, NY 14201Partnership — APX Energy, LLCBBH Global Funds, LLC - Global Core Select140 Broadway, New York, NY 10005Beacon Annuity Fund, LPc/o Beacon Annuity Fund GP, LLC, 19 W. 44th St., Suite 812, New York, NY 10036Partnership — Beacon Annuity Fund GP, LLCBlackRock Investments, LLC40 E. 52nd St., New York, NY 10022State or country in which incorporated — DelawareBlackstone Advisory Partners L.P.345 Park Ave., New York, NY 10154Brand Passport, Inc., The250 W. 57th St., Suite 1360, New York, NY 10107State or country in which incorporated — DelawareChambers Street Global Fund, LP120 Fifth Ave., Suite 600, New York, NY 10011Partnership — Chambers Street Advisors, LLCEssential Learning Holdings, LLC401 Congress Ave., Suite 3100, Austin, TX 78701Firethorn Capital Value Fund LP143 First St., Suite 205, Batavia, IL 60510Partnership — Firethorn Capital Management, LLCGlobal Iron & Steel Services, LLC2151 Astoria Circle, Suite 403, Herndon, VA 20170Global Marine Exploration, Inc.1275 U.S. Hwy. 1, Vero Beach, FL 32960State or country in which incorporated — DelawareHemsworth Capital LP11 Talbot Ave., Rankin, PA 15104Partnership — Hemsworth Capital Management LLCHew-Tex/Bauer Ranch Joint Venture11222 Richmond Ave., Suite 190, Houston, TX 77082State or country in which incorporated — TexasHSBC Funds HSBC Total Return Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — MassachusettsHudson Housing Tax Credit Fund LV LP630 Fifth Ave., 28th Fl., New York, NY 10111Partnership — Hudson GP LV LLCIronwood Recovery Fund 2011 LLC1901 N. Akard, Dallas, TX 75201Ladenburg Opportunity Fund I, LLC520 Madison Ave., New York, NY 10022LC - Golub Capital VII, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCLife and Soul Pictures (International) Limited24 Thames Point, Imperial Wharf, London SW6 2SX, United KingdomState or country in which incorporated — United KingdomLuminous Capital Special Situations Fund II - A, L.P.2049 Century Park E, Suite 320, Los Angeles, CA 90067Partnership — Luminous Capital GP LLCMarinus Opportunities Offshore Fund Ltd.c/o Maples Corporate Services Ltd., P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsMaritime Broadband Inc.690 E. 18th St., Brooklyn, NY 11230State or country in which incorporated — DelawareMarret Fund Ltd.90 Fort St., Grand Cayman, Cayman Islands KY1-1208State or country in which incorporated — Cayman IslandsMicro Pipe Fund I, LLC301 Mission Ave., Suite 209, Oceanside, CA 92054MidOcean Absolute Return Credit Fund LPc/o MidOcean Partners, 320 Park Ave., 16th Fl., New York, NY 10022Partnership — MidOcean Absolute Return Credit Fund GP LPMidOcean Credit Opportunity Fund LPc/o MidOcean Partners, 320 Park Ave., 16th Fl., New York, NY 10022Partnership — MidOcean Credit Opportunity Fund GP LPMidOcean Credit Opportunity Offshore Fund, Ltd.c/o MidOcean Partners, 320 Park Ave., 16th Fl., New York, NY 10022State or country in which incorporated — Cayman IslandsMondrian Emerging Markets Debt Fund, L.P.1105 N. Market St., Suite 1118, Wilmington, DE 19801Partnership — Mondrian Investment Group (U.S.), Inc.PFS Funds1939 Friendship Dr., Suite C, El Cajon, CA 92020State or country in which incorporated — MassachusettsPomelo Domestic Fund LP717 Fifth Ave., Suite 1403, New York, NY 10022Partnership — Pomelo Advisors LLCRock Castle Drilling Fund, LP2710 Thomes Ave., #295, Cheyenne, WY 82001Partnership — Pacific-Northwestern Energy, LLCRussell Total Return Fund (Quarterly) Ltd.Ugland House, P.O. Box 309, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsSaturna Investment Trust1300 N. State St., Bellingham, WA 98225State or country in which incorporated — WashingtonSender One Climbing LLC2339 34th St., Unit 35, Santa Monica, CA 90405State or country in which incorporated — California limited liability companyShasta Gold Corp.P.O. Box 1945, Nevada City, CA 95945State or country in which incorporated — NevadaSustainable Waste Power Systems, Inc.307 Wilton Rd. E, Ridgefield, CT 06877State or country in which incorporated — DelawareTLB Investment, LLC3560 W. Market St., Suite 300, Akron, OH 44333State or country in which incorporated — OhioTNP Strategic Retail Operating Partnership, LP1900 Main St., Suite 700, Irvine, CA 92614Partnership — TNP Strategic Retail Trust, Inc.True 2 Beauty Inc.301 Yamato Rd., Suite 1240, Boca Raton, FL 33431State or country in which incorporated — NevadaUBID Holdings, Inc.740 Hilltop Dr., Itasca, IL 60143State or country in which incorporated — DelawareV2 Cores U.S. Enhanced Dividend Fund, LP2700 Patriot Blvd., Suite 420, Glenview, IL 60026Partnership — V2 Capital Partners, LLCWahooly, Inc.4626 Kaelin Ave. NE, St. Michael, MN 55376State or country in which incorporated — DelawareWhalehaven Capital LP560 Sylvan Ave., Suite 3170, Englewood Cliffs, NJ 07632Partnership — Whalehaven Capital GP LPXtelligent Media, LLC1001 Worcester St., 2nd Fl., Framingham, MA 01701State or country in which incorporated — Delaware limited liability companyZephyr Peacock India Fund III LimitedInternational Financial Services Limited, IFS Court Twenty-Eight Cybercity, Ebene, MauritiusState or country in which incorporated — Mauritius
