Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
235 East Second Street Partners, LLCc/o Oak Tree Management, Ltd., 264 Sixth Ave., Brooklyn, NY 11215State or country in which incorporated — New YorkA&Q Alternative Fixed-Income Strategies Fund LLC677 Washington Blvd., Stamford, CT 06901State or country in which incorporated — DelawareAlphaeon Corporation18191 Von Karman Ave., Suite 500. Irvine, CA 92612State or country in which incorporated — DelawareAsia Realty Fund III (SO), L.P.c/o Angelo, Gordon & Co., 245 Park Ave., New York, NY 10167Partnership — AG Asia III LLCBSP II LLC1129 Pennsylvania St., Denver, CO 80203CloudTalk LLC325 Pembroke Rd., Bala Cynwyd, PA, 19004State or country in which incorporated — Pennsylvania limited liability companyDashBid Venture, LLCOne Landmark Sq., Suite 620, Stamford CT 06901State or country in which incorporated — DelawareDOOFL MGMT, INC.1400 Key Blvd., Suite 100, Arlington, VA 22209State or country in which incorporated — VirginiaGlyEco, Inc.4802 E. Ray Rd., Suite 23-408, Phoenix, AZ 85044State or country in which incorporated — NevadaHudson Valley Property Group LLC277 Broadway, 13th Fl., New York, NY 10007State or country in which incorporated — New York limited liability companyIndio 3D Development, LP188 Cal Batsel Rd., Suite 2, Bowling Green, KY 42104Partnership — High Gravity Resources, LLCInvestec plcTwo Gresham St., London, England EC2V7QPState or country in which incorporated — United KingdomKensho Technologies Inc.17 Dunster St., Cambridge, MA 02138State or country in which incorporated — DelawareLa Salle Royalties LLC8214 Westchester Dr., Suite 740, Dallas, TX 75225Partnership — Resource Royalty, LLCLightspeed Technologies, Inc.11509 SW. Herman Rd., Tualatin, OR 97062State or country in which incorporated — OregonMentorcliQ, LLC1275 Kinnear Rd., Suite 212, Columbus, OH 43212 Metropolitan Partners Fund III, LP70 E. 55th St., New York, NY 10022Partnership — MPF III GP, LLCMontserrat Healthcare Fund, LPc/o Montserrat Healthcare GP LLC, 60 E. 42nd St., Suite 3730, New York, NY 10165Partnership — Montserrat Healthcare GP LLCMontserrat Healthcare Fund Offshore, Ltd.c/o Montserrat Global Advisers, LP, 60 E. 42nd St., Suite 3730, New York, NY 10165State or country in which incorporated — Cayman IslandsNew Highland Park Associates, L.P.308 E. Lancaster Ave., Suite 235, Wynnewood, PA 19096Partnership — New Highland Park GP, LLCPensato European Equity Fund LimitedP.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsPensato European Equity Fund LPc/o Corporation Service Company, 2711 Centerville Rd., Suite 400, Wilmington DE 19808Partnership — Pensato General Partner LimitedPresidium USA, Inc.100 First Stamford Place, Stamford, CT 06902State or country in which incorporated — DelawareQ Technologies Incorporated3200 Stuck River Dr., Auburn, WA 98092State or country in which incorporated — WashingtonRegal Resources Ltd.Ground Fl., 11 Ventnor Ave., Perth, Western Australia, Australia 6005State or country in which incorporated — AustraliaRiverview Bank200 Front St., Marysville, PA 17053SoftNAS, LLC9211 West Rd., Suite 143, Houston, TX 77064State or country in which incorporated — DelawareStakeholder Ventures, LP1877 Broadway, Suite 100, Boulder, CO 80302Partnership — Stakeholder Ventures Capital Management, LLCTDR Capital Lincoln Co-Investment L.P.20 Bentinck St., London, United Kingdom W1U 2EUPartnership — TDR Capital Lincoln Co-Investment L.P.Weathervane Capital Partners Fund VI, L.P.1055 Westlakes Dr., 3rd Fl., Berwyn, PA 19312Partnership — Weathervane Capital Partners, LLCWilliam Goldberg40 West St., Asheville, NC 28801
