Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Accel-KKR Structured Capital Partners II, LP2500 Sand Hill Rd., Suite 300, Menlo Park, CA 94025Partnership — AKKR Structured Capital Management Company II, LPAmerican Halal Company, Inc.1177 Summer St., Third Fl., Stamford, CT 06905State or country in which incorporated — DelawareAMP Holding Inc.100 Commerce Blvd., Loveland, OH 45140State or country in which incorporated — NevadaAPI Systems, Inc.301 Gibraltar Dr., Suite 3D, Morris Plains, NJ 07950State or country in which incorporated — New JerseyAristides Fund QP, LPc/o Aristides Capital LLC, 3499 Brookside Rd., Ottawa Hills, OH 43606Partnership — Aristides Capital LLCAvighna Capital Partners LP415 Madison Ave., Suite 1415, New York, NY 10017Partnership — Avighna Advisors LLCBasswood Tarp Fund, LP - Series 16c/o Basswood Partners, L.L.C., 645 Madison Ave., 10th Fl., New York, NY 10022Partnership — Basswood Partners, L.L.C.BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Series140 Broadway, New York, NY 10005BioPharma d’Azur, Inc.1410 Broadway, 23rd Fl., New York, NY 10018State or country in which incorporated — DelawareBling Marketing, Inc.150 W. 46th St., Suite 5R, New York, NY 10036State or country in which incorporated — NevadaBlueprint Capital REIT, Inc.4130 California Ave. NW, Seattle, WA 98116State or country in which incorporated — MarylandBuckingham Net Leased Properties Group, Inc.259 Alexander St., Rochester, NY 14607State or country in which incorporated — MarylandCaravan Global Opportunities Fund, L.P.1901 Avenue of the Stars, Suite 200, Los Angeles, CA 90067Partnership — Caravan Global GP, LLCCCM Optimal Fund, LLC3100 West End Ave., Suite 1090, Nashville, TN 37203Clamour LLC800 Third Ave., 10th Fl., New York, NY 10022State or country in which incorporated — DelawareColchis/Marlette Income Fund, Ltd.c/o Opus Fund Services (Bermuda) Ltd., 12 Church St., Fourth Fl., P.O. Box HM 2022, Hamilton, Bermuda HM 11State or country in which incorporated — Cayman IslandsCriterion Horizons Offshore, Ltd.c/o Northern Trust Global Fund Services Cayman Limited, 94 Solaris Ave., P.O. Box 1348, Camana Bay, Grand Cayman, KY1-1108 Cayman IslandsState or country in which incorporated — Cayman IslandsDominion Capital, LLC252 Seventh Ave., Apt. 16F, New York, NY 10001State or country in which incorporated — New YorkDuval County T. Guerro No. 1 L.P.188 Cal Batsel Rd., Suite 3, Bowling Green, KY 42104Partnership — Seth SprouseFairways Owner LLC303 E. 17th Ave., Suite 10, Denver, CO 80210FEG Absolute Access TEI Fund LLC201 E. Fifth St., Suite 1600, Cincinnati, OH 45202State or country in which incorporated — DelawareFidessa Group PlcDukes Court, Duke St., Woking, Surrey GU21 5BH, United KingdomState or country in which incorporated — EnglandFlint Ridge Partners L.P.16 School St., Second Fl., Rye, NY 10580Partnership — Flint Ridge Capital LLC, general partnerGAM Services Inc.One Rockefeller Plaza, 21st Fl, New York, NY 10020State or country in which incorporated — New YorkGoodie Goodie App, LLC6501 Olympic Place, Los Angeles, CA 90035State or country in which incorporated — CaliforniaGTCR Investors (Crown) LP300 N. LaSalle St., Suite 5600, Chicago, IL 60604Partnership — GTCR Partners X/A&C AIV LPGuidewave Analytics Corp.445 Central Ave., Suite 366, Cedarhurst, NY 11516State or country in which incorporated — DelawareHarspring Capital, LP1350 Avenue of the Americas, Second Fl., New York, NY 10019Partnership — Harspring Capital Advisors, LLCHGGC Fund II-B, L.P.1950 University Ave., Suite 350, Palo Alto, CA 94303Partnership — HGGC Fund II GP, L.P.Idaho North Resources Corp.2555 W. Palais Dr., Coeur d’Alene, ID 83815State or country in which incorporated — IdahoInfinity Hall Hartford, LLC525 New Britain Ave., Unionville, CT 06085State or country in which incorporated — ConnecticutIngress Capital Incorporated1140 Broadway, Suite 501, New York, NY 10001State or country in which incorporated — DelawareIR&M Tax Efficient Crossover Bond Fund LLC100 Federal St., 30th Fl., Boston, MA 02110State or country in which incorporated — Delaware limited liability companyIsland Park Pizza Partners Inc.110 Roosevelt Blvd., Long Beach, NY 11561State or country in which incorporated — NevadaJak Native, Inc.3341 N. Mountain View, San Diego, CA 92116State or country in which incorporated — CaliforniaJPMorgan Distribution Services, Inc.460 Polaris Pkwy., Waterville, OH 43082State or country in which incorporated — DelawareKeefe, Bruyette & Woods, Inc.787 Seventh Ave., Fourth Fl., New York, NY 10019State or country in which incorporated — DelawareKeystone TriState Opportunity Fund, LPOne Presidential Blvd., Suite 300, Bala Cynwyd, PA 19004Partnership — Tri-State Fawkes, LLCLendingHome Funding Corporation201 Post St., Suite 700, San Francisco, CA 94108State or country in which incorporated — DelawareMarcus Capital Partners Fund II, L.P.c/o MCPFII GP, LLC 260 Franklin St., #620, Boston, MA 02110Partnership — MCPFII GP, LLCMarcus Capital Partners Fund IIA, L.P.c/o MCPFII GP, LLC 260 Franklin St., #620, Boston, MA 02110Partnership — MCPFII GP, LLCMassRoots, Inc.6525 Gunpark Dr., Suite 370, #150, Boulder, CO 80301State or country in which incorporated — DelawareMissionOG Fund, L.P.30 S. 17th St., 9th Fl., 9-127, Philadelphia, PA 19103Partnership — MissionOG Capital, LLCNascent Asset Capital LLC1001 Avenue of the Americas, Suite 1204, New York, NY 10016State or country in which incorporated — DelawareNascent Asset Capital II LLC1001 Avenue of the Americas, Suite 1204, New York, NY 10016State or country in which incorporated — DelawareNikko AM WB Green Bond Fund, LLC535 Madison Ave., Suite 2500, New York, NY 10022Northsight Capital, Inc.7740 E. Evans Rd., Scottsdale, AZ 85261State or country in which incorporated — NevadaOppenheimer & Company Inc.85 Broad St., New York, NY 10004State or country in which incorporated — New YorkPalantir Insider Stock Acquisitions, LLC6040 S. Durango Dr., Suite 105, Las Vegas, NV 89113State or country in which incorporated — NevadaParthenon Capital Partners Fund II, LPOne Federal St., 21st Fl., Boston, MA 02110Partnership — PCP Managers, LLCPassport Potash Inc.608-1199 W. Pender St., Vancouver, British Columbia V6E 2R1State or country in which incorporated — CanadaPaulson Capital (Delaware) Corp.1331 NW Lovejoy St., Suite 720, Portland, OR 97209State or country in which incorporated — DelawarePinemont Advisors, LLC100-25 Queens Blvd., Apt. 7C, Forest Hills, NY 11375PFM Healthcare Offshore Fund A.I., Ltd.c/o HedgeServ Limited, 75 St. Stephen’s Green, Dublin 2, IrelandState or country in which incorporated — Cayman IslandsPTAM Dynamic Fixed Income Fund (US), LLC500 W. Madison, Suite 450, Chicago, IL 60661State or country in which incorporated — DelawareRama Capital Advisors, Inc.26901 Agoura Rd., #250, Calabasas, CA 91301State or country in which incorporated — CaliforniaRelay Investments I, LP800 Boylston St., 16th Fl., Boston, MA 02199Partnership — Relay Investments, LLCSafety Quick Lighting & Fans Corp.3060 Peachtree Rd., Suite 390, Atlanta, GA 30305State or country in which incorporated — FloridaSandlapper Securities, LLC800 E. North St., Second Fl., Greenville, SC 29601State or country in which incorporated — South CarolinaSeamless Medical Systems, LLC1600 Lena St., Suite A3, Santa Fe, New Mexico 87505State or country in which incorporated — DelawareShip of Dreams LLCc/o National Artists Management Company, Inc., 165 W. 46th St., Suite 1202, New York, NY 10036State or country in which incorporated — Delaware limited liability companySolamere Portfolio Company Investments II, LLC137 Newbury St., 7th Fl., Boston, MA 02116Partnership — Solamere Capital, LLCSRQ Diagnostic Ventures LLC7227 Delainey Court, Sarasota, FL 34202State or country in which incorporated — DelawareStrategic Marketing Solutions Ltd., LLC410 North St., Sausalito, CA 94965T. Rowe Price Investment Services, Inc.100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandTapiture, Inc.701 Ocean Front Walk #3, Venice, CA 90291State or country in which incorporated — DelawareTelligent Greater China Value Fund, LPc/o Telligent Advisors, LLC, 89 Queensway, Tower 1 Lippo Centre, Suite 3403, Admiralty, Hong KongPartnership — Telligent Advisors, LLCThinking Capital Group LP40 Annandale Rd., Commack, NY 11725Partnership — KA&AK Partners LLCTPSI 1A LLCP.O. Box 284, New York, NY 10163Upstart Network Trust2345 Yale St., Palo Alto, CA 94306State or country in which incorporated — DelawareVerdad Leveraged Company Fund, L.P.1256 Main St., Suite 256, Southlake, TX 76092Partnership — Verdad GP, L.P., general partnerVital Motion, Inc.70 Van Voorhis Rd., Pittsford, NY 14534State or country in which incorporated — DelawareWampanoag Capital Partners Fund LP233 Seapine Rd., North Chatham, MA 02650Partnership — Wampanoag Capital GP LLCWilliston Holding Company, Inc.9531 W. 78th St., Suite 340, Eden Prairie, MN 55344State or country in which incorporated — Nevada
