Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
05 Hold That Tiger/Tojur, LLC800 Arbor Dr. N, Louisville, KY 4022305 Macho Uno/Go Donna Go, LLC800 Arbor Dr. N, Louisville, KY 40223Aegis Industries, Inc.104 S. Second St., Bellevue, ID 83313State or country in which incorporated — DelawareAFG-UPL II, LLC811 Camp Horne Rd., Stone Quarry Crossing, Suite 100, Pittsburgh, PA 15237State or country in which incorporated — PennsylvaniaAladdin Investment Holdings, LLC405 Lexington Ave., 51st Fl., New York, NY 10174Allegheny Investments Limited811 Camp Horne Rd., Stone Quarry Crossing, Suite 100, Pittsburgh, PA 15237State or country in which incorporated — PennsylvaniaAsset Alliance Specialized Finance Fund, Ltd.c/o Walkers SPV Limited, P.O. Box 908GT, Walker House, Mary St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsBC Asia Private Investors, LLC111 Huntington Ave., Boston, MA 02199Billingsley-Walborn-Gould Oil & Gas, LLCP.O. Box 130, Bull Shoals, AR 72619Partnership — William F. Elder and Dennis W. Stutes, managing membersState or country in which incorporated —Biofuels Investment Fund I, LLC1415 28th St., Suite 200, West DesMoines, IA 50266State or country in which incorporated — DelawareBridge Harbor Municipal Income Fund, LPc/o Bridge Harbor Partners, LLC, 42 Prescott Ave., Bronxville, NY 10708Partnership — Bridge Harbor Partners, LLCCampfire Investments, LPc/o DeRaimo Advisors, LLC, 511 E. 20th St., #11D, New York, NY 10010Partnership — DeRaimo Investors, LLCCharter Oak AE Acquisition, LLC10 Wright St., Suite 210, Westport, CT 06880China Precision Steel, Inc.8th Fl., Teda Bldg., 87 Wing Lok St., Sheung Wan, Hong KongState or country in which incorporated — ColoradoCollins Capital Diversified Fund I, LPc/o Collins Capital Investments, LLC, South Tower, 806 Douglas Rd., Suite 570, Coral Gables, FL 33134Partnership — Collins Capital Investments, LLCCollins Capital Long/Short Equity Fund II, LPc/o Collins Capital Investments, LLC, South Tower, 806 Douglas Rd., Suite 570, Coral Gables, FL 33134Partnership — Collins Capital Investments, LLCCollins Capital Low Volatility Performance Fund I, LPc/o Collins Capital Investments, LLC, South Tower, 806 Douglas Rd., Suite 570, Coral Gables, FL 33134Partnership — Collins Capital Investments, LLCCopper Resources Corporation210 George St., Level 9, Sydney, NSW 2000, AustraliaState or country in which incorporated — British Virgin IslandsCornell Capital Partners (U.S.), LP101 Hudson St., Suite 3700, Jersey City, NJ 07302Partnership — Yorkville Advisors GP, LLCCroft Funds Corporation300 Water St., Baltimore, MD 21202State or country in which incorporated — MarylandCrossroads Group International, LLC12261 S. County Rd. 600 W, Middletown, IN 47356State or country in which incorporated — IndianaCWC Cottonwood S, LLC6364 S. Highland Dr., Suite 100, Salt Lake City, UT 84117Direct Invest — 1 Clarks Hill, LLC211 Congress St., 8th Fl., Boston, MA 02110State or country in which incorporated — DelawareElectric Sheep Company, Inc., The1016 16 St. NW, 2nd Fl., Washington DC 20036Empire Financial Holding Company2170 W. State Rd. 434, Longwood, FL 32779State or country in which incorporated — FloridaEquicap 529 Settlers, LP3050 Post Oak Blvd., Suite 550, Houston, TX 77056Partnership — Equicap 529 Settlers GP, LLCFortelus Special Situations Fund LPc/o Fortelus GP Ltd., Maples and Calder, P.O. Box 309GT, Ugland House, S. Church St., George Town, Grand Cayman, Cayman Islands B.W.I.Partnership — Fortelus GP Ltd.GAH ERP I, LLC225 S. Sixth St., 46th Fl., Minneapolis, MN 55402Gemini Brandon S, LLC175 Fifth Ave., Suite 715, New York, NY 10010Gilford Securities Incorporated777 Third Ave., 17th Fl., New York, NY 10017State or country in which incorporated — New YorkGR Technology I, LLCOne Resonance Way, Havre de Grace, MD 21078Granite City Food and Brewery Ltd.5402 Parkdale Dr., Suite 101, Minneapolis, MN 55416State or country in which incorporated — MinnesotaHealth Enhancement Products, Inc.7740 E. Evans Rd., Suite A101, Scottsdale, AZ 85260State or country in which incorporated — NevadaHighbury Financial Inc.999 Eighteenth St., Suite 3000, CO 80202State or country in which incorporated — DelawareHilton Capital Management Private Equity I, LLC59 Hilton Ave., Garden City, NY 11530Partnership — Hilton Capital Management, managing memberHorizon Core Value Fund, LP470 Park Ave. S, 4th Fl., New York, NY 10022Partnership — Horizon Core Value GP, LLCIHP Arlington Heights LLC55 E. Jackson Blvd., 21st Fl., Chicago, IL 60604International Management Resources Corporation244 Madison Ave., Suite 381, New York, NY 10016State or country in which incorporated — New YorkIron Mount Corporation6200 E.J. Oliver Blvd., Suite 151, Fairfield, AL 35064State or country in which incorporated — DelawareITB Capital Income Fund I, Ltd.311 S. Florida Ave., Lakeland, FL 33801Partnership — ITB Capital Management, LLCJohn L. KenneyP.O. Box 864, Providence, RI 02901State or country in which incorporated — New YorkK&E Investment Partners, L.P. — 2007 PEF200 E. Randolph Dr., Suite 5700, Chicago, IL 60601Partnership — K&E Investment Management, LLCKainos Partners Holding Company, LLC2560 Walden Ave., Suite 112, Cheektowaga, NY 14225State or country in which incorporated — Delaware limited liability companyKaZoom, Inc.45 Wall St., Apt. 1018, New York, NY 10005State or country in which incorporated — DelawareLife-Pack Technologies, Inc.1401 Comly Court, Maple Glen, PA 19002, Attention: Robert L. LeonState or country in which incorporated — DelawareLMS Medical Services Inc.2500-181 Bay St., BCE Place, Toronto, Ontario, Canada M5J 2T7State or country in which incorporated — CanadaMacro Thematic Fund, L.P.1875 Century Park E, Suite #600, Los Angeles, CA 90067Partnership — Macro Capital Management, LLCMary R. Newman184 S. Livingston Ave., Livingston, NJ 07039State or country in which incorporated — New YorkMidtown Partners & Co., LLC4902 Eisenhower Blvd., Suite 185, Tampa, FL 33634State or country in which incorporated — Florida limited liability companyMKW Macau Growth Fund, L.P.Alm Dr. Carlos D'Assumpcao, 181–187, Edf. Jardim Brilhantismo, 9 andar, (I) Macau, ChinaPartnership — MKW Capital Management, L.P.MLY Fund, LPc/o Yee Capital, LLC, 11 Broadway, Suite 762, New York, NY 10004Partnership — Yee Capital, LLCMomentive Performance Materials Holdings Inc.187 Danbury Rd., Wilton, CT 06897State or country in which incorporated — DelawareNagao Group Holdings Limited12B Lippo Leighton Tower, 103 Leighton Rd., Causeway Bay, Hong KongState or country in which incorporated — Cayman Islandsorganicgirl, LLC900 Work St., Salinas, CA 93901State or country in which incorporated — California limited liability companyPali Holdings, Inc.650 Fifth Ave., 6th Fl., New York, NY 10019State or country in which incorporated — New YorkPaul Capital Partners IX International, L.P.50 California St., Suite 3000, San Francisco, CA 94111Partnership — Paul Capital IX Management, L.P.Pembroke Financial Partners LLC712 Main Street, Suite 2150, Houston, TX 77002State or country in which incorporated — TexasPet Health Network, Inc.10 Forest Falls Dr., Suite 2B, Yarmouth, ME 04096State or country in which incorporated — MainePhoenix Southwest Lodging Investors I, LLCc/o The North Central Group, 1600 Aspen Commons, Suite 200, Middleton, WI 53562State or country in which incorporated — WisconsinPolar Capital Columbus Fund Limitedc/o BISYS Hedge Fund Services (Cayman) Limited, Cayman Corporate Centre, 5th Fl., 27 Hospital Rd., P.O. Box 1748, George Town, Grand Cayman, Cayman Islands, British West IndiesState or country in which incorporated — Cayman IslandsPotential Point, LLC60 Park Ave., Rochester, NY 14607State or country in which incorporated — New York limited liability companyPurgo-Terra Corporation2350 Hwy. 101 S, Greer, SC 29561State or country in which incorporated — NevadaPutney, Inc.120 Exchange St., Portland, ME 04101State or country in which incorporated — DelawareQuotidienne, LLC229 Chrystie St., # 314, New York, NY 10002State or country in which incorporated — Delaware limited liability companyRationalwave Onshore Equity Fund, L.P.230 Park Ave., Suite 928, New York, NY 10169Partnership — Rationalwave Capital Partners, LLCRockwell Global Capital, LLC525 Broadhollow Rd., Melville, NY 11747State or country in which incorporated — New YorkSC Realty Investors LP1181 Sussex Rd., Teaneck, NJ 07666Partnership — SC Realty Investors GP LLCSeat Exchange Corporation190 S. LaSalle St., Suite 850B, Chicago, IL 60603State or country in which incorporated — IllinoisSerengeti Resources Inc.#500 — 602 W. Hastings St., Vancouver, British Columbia, V6B 1P2State or country in which incorporated — CanadaSTEN Corporation10275 Wayzata Blvd., Suite 310, Minnesota, MN 55305State or country in which incorporated — MinnesotaSpineUniverse, LLC621 NW. 53rd St., Suite 240, Boca Raton, FL 33487Sui Generis Solutions, Inc.1200 Deerfield Pkwy., Suite 100, Alpharetta, GA 30004State or country in which incorporated — DelawareSymphony Alpha Extension Fund, L.P.555 California St., Suite 2975, San Francisco, CA 94104Partnership — Symphony Asset Management LLC, general partnerSymphony CLO Holdings, L.P.555 California St., Suite 2975, San Francisco, CA 94104Partnership — Symphony Asset Management LLC, general partnerTactical Allocation Fund, LP30 S. Wacker Dr., Suite 1208, Chicago, IL 60606Partnership — Emerald Strategies, LLC, general partnerTexas Securities, Inc.4024 Nazarene Dr., Suite # B, Carrollton, TX 75010State or country in which incorporated — TexasWilliams Jones & Associates Hedge Fund 12 Tranche 1c/o Williams Jones & Assoc., LLC, 717 Fifth Ave., 17th Fl., New York,NY 10022Xtreme Data, Inc.999 Plaza Dr., Suite 310, Schaumburg, IL 60173State or country in which incorporated — DelawareyRadiate, LLC1200 Broadway, 4G, New York, NY 10001State or country in which incorporated — Delaware
