Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
13 Include/Nancy G., LLC800 Arbor Dr. N, Louisville, KY 40223184 East 64th Street Holding LLC12 Water St., Suite 204, White Plains, NY 10601State or country in which incorporated — DelawareAG Energy Credit Opportunities Fund, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG Energy Credit Opportunities Fund GP LLCAG Energy Credit Opportunities Holdings, L.P.c/o Angelo, Gordon & Co., L.P., 245 Park Ave., New York, NY 10167Partnership — AG Energy Credit Opportunities Fund GP LLCAll Island Credit Corp.80 Skyline Dr., P.O. Box 830, Suite 100, Plainview, NY 11803State or country in which incorporated — New YorkAlta Park Opportunities Fund I, LPOne Market St., Spear Tower, Suite 3750, San Francisco, CA 94105Partnership — Alta Park Partners, LLC, general partnerAltus ER Holdco, L.P.11233 Shadow Creek Pkwy., Suite 313, Pearland, TX 77584Partnership — Altus Management, LLCAqua-Spark Cooperatieve U.A.Achter Sint Pieter 5, Utrecht, Netherlands 3512 HPAxiom Capital Management, Ltd.780 3rd Ave., 43rd Fl., New York, NY 10017BackBoard Inc.168 Beechwood Rd., Summit, NJ 07901State or country in which incorporated — DelawareBAE Energy Management, LLC100 Crossways Park Dr. W, Suite 405, Woodbury, NY 11797BBH Wealth Strategies, LLC – Oaktree Opportunities Series140 Broadway, New York, NY 10005Bitcoin Shop, Inc.1901 N. Fort Myer Dr., Arlington, VA 22209State or country in which incorporated — NevadaBlack Flag Brewing Company, LLC9101 Gracious End Court, T#2, Columbia, MD 21046State or country in which incorporated — MarylandBlue Jay Health Sciences Fund, Ltd.c/o Deutsche International Corporate Services (Ireland) Ltd., 5 Harbourmaster Place, IFSC, Dublin 1, IrelandState or country in which incorporated — Cayman IslandsCallingMed LLC1451 W. Cypress Creek Rd., Suite 300, Fort Lauderdale, FL 33309State or country in which incorporated — Delaware limited liability companyCCDJ Fund, LP819 Van Nuys, San Diego, CA 92109State or country in which incorporated — DelawareCity Line Hospitality Holdings, LP4991 New Design Rd., Suite 109, Frederick, MD 21703Partnership — Plamondon Altoona Holdings, LLCColchester Global Bond Fund - 130/30 Currency Hedged, The885 Third Ave., 24th Fl., New York, NY 10022ColSpace Corporation41 E. 11th St., New York, NY 10003State or country in which incorporated — DelawareConstruction Robotics, LLC7385 Willowbrook Rd., Victor, NY 14564State or country in which incorporated — New YorkCP Security, Inc.4723 Goodnight Trail, Amarillo, TX 79109State or country in which incorporated — DelawareCulinary Agents Inc.79 Madison Ave., 2nd Fl., New York, NY 10016State or country in which incorporated — DelawareDCM Uptown, LP1400 McKinney St., Suite 2904, Houston, TX 77010Partnership — DCM Uptown GP, LLC, general partnerDos Toros Holdings LLC41 Union Sq. W, Suite 820, New York, NY 10003State or country in which incorporated — New YorkDraper Associates V, L.P.2882 Sand Hill Rd., Suite 150, Menlo Park, CA 94025Partnership — Draper Associates V, LLC, general partnerEquine Forces Limited Partnershipc/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104Partnership — Equine Forces LimitedFelix Management GP LP50 Lothian Rd., Festival Sq., Edinburgh EH3 9WJ, United KingdomPartnership — Felix Management GP I LLPFirst Floor Fund, LLC, The1205 Freedom Blvd., Suite 2, Watsonville, CA 95076State or country in which incorporated — California limited liability companyFlick USA LLCc/o RudinPlay, Inc., c/o Kate Morrow, Barrow Street Theater, 27 Barrow St., New York, NY 10014State or country in which incorporated — Delaware limited liability companyFonu2, Inc.135 Goshen Rd. Extension, Suite 205, Rincon, GA 31326State or country in which incorporated — NevadaFreeport First Lien Loan Fund III LPc/o Freeport Financial, 300 N. LaSalle St., Suite 5300, Chicago, IL 60654Partnership — Freeport GP III LLCGracian Short Alpha I LLCc/o Gracian Capital LLC, 16236 San Dieguito Rd., Suite 3-23, Rancho Santa Fe, CA 92067GulfShore Bancshares, Inc.41 S. Florida Ave., Suite 101, Tampa, FL 33602State or country in which incorporated — FloridaHome Bistro, Inc.500 Bi-County Blvd., Suite 400, Farmingdale, NY 11735State or country in which incorporated — DelawareHunters Price, LP4125 Centurion Way, #200, Addison, TX 75001Partnership — Hunters Price Operating GP, LLCICRE Feeder Fund, L.P.2001 Ross Ave., Suite 3400, Dallas, TX 75201Partnership — IRI Core I, L.P.Imagen Biopharma, Inc.401 Wilshire Blvd., Suite 1020, Santa Monica, CA 90401State or country in which incorporated — DelawareInterval Offshore Fund, Ltd.c/o Maples Corporate Services Limited, Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsJohn Laing Group plcOne Kingsway, London, WC2B 6AN, United KingdomState or country in which incorporated — United KingdomJohnnie-O2712 Wilshire Blvd., Santa Monica, CA 90403State or country in which incorporated — CaliforniaLaidlaw & Company, Ltd.546 5th Ave., New York, NY 10036Lemont Inc.61-12 228th St., 1st Fl., Bayside, NY 11364State or country in which incorporated — New YorkM5 Real Estate LP411 N. Kenter Ave., Los Angeles, CA 90049Partnership — Kenter Canyon Capital, LLCMabVax Therapeutics Holdings, Inc.11588 Sorrento Valley Rd., Suite 20, San Diego, CA 92121State or country in which incorporated — DelawareMaxim Group LLC405 Lexington Ave., #2, New York, NY 10174State or country in which incorporated — New YorkMetropolitan Capital Bancorp, Inc.Nine E. Ontario St., Chicago, IL 60611State or country in which incorporated — IllinoisMidOcean Partners IV, L.P.c/o MidOcean Partners, 320 Park Ave., Suite 1600, New York, NY 10022Partnership — MidOcean Associates IV, L.P.Monarch Bay Securities, LLC5000 Birch St., Suite 4800, Newport Beach, CA 92660Muzik LLC404 Washington Ave., Suite 700, Miami Beach, FL 33139State or country in which incorporated — DelawareNetwork 1 Financial Securities, Inc.The Galleria, Penthouse, 2 Bridge Ave., Bldg. 2, Red Bank, NJ 07701State or country in which incorporated — TexasNorth Country Roots, Inc.64 Trafalgar Dr., Plattsburgh, NY 12901State or country in which incorporated — New YorkNorthern Uranium Corp.203-1634 Harvey Ave., Kelowna, British Columbia V1Y 6G2State or country in which incorporated — CanadaOffshore Brazil II Hotel Investors Fund LP45 Rockefeller Plaza, 31st Fl., New York, NY 10111State or country in which incorporated — Cayman IslandsOffshore Rio Hospitality Investments Fund LP45 Rockefeller Plaza, 31st Fl., New York, NY 10111State or country in which incorporated — Cayman IslandsOffshore Sao Paulo Hotel Enterprises Fund LP45 Rockefeller Plaza, 31st Fl., New York, NY 10111State or country in which incorporated — Cayman IslandsPalladium Capital Advisors, LLC230 Park Ave., Suite 539, New York, NY 10169Postx Api, Inc.33 W. 17th St., 5th Fl., New York, NY 10011State or country in which incorporated — DelawareRA Capital Healthcare International Fund Ltd.c/o Maples & Calder Ltd., P.O. Box 309, Ugland House, S. Church St., Georgetown, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsRevised Fundamentals LLCc/o Shedler & Cohen, LLP, 350 Fifth Ave., Suite 3505, New York, NY 10118State or country in which incorporated — New YorkRiverOak NYC I, LLCc/o MKRO 1A, LLC, One Atlantic St., Suite 703, Stamford, CT 06901State or country in which incorporated — Delaware limited liability companyRow Diversified Fund, L.P.450 Newport Center Dr., Suite 420, Newport Beach, CA 92660Partnership — Row Asset Management, LLCSEI Investments Distribution Co.One Freedom Valley Rd., Oaks, PA 19456State or country in which incorporated — PennsylvaniaSixpoint Partners LLC830 Third Ave., 8th Fl., New York, NY 10022SP100 Special Opportunity Fund, LLC1370 Willow Rd., Menlo Park, CA 94025State or country in which incorporated — DelawareSpring Fertility Management LLC329 Bay St., #304, San Francisco, CA 94133Stermax Merger Opportunities Fund, LP147 E. 48th St., New York, NY 10017Partnership — SMOF General Partner, LLCTemperPak Technologies Inc.8308 Osage Terrace, Adelphi, MD 20783State or country in which incorporated — DelawareTengWirth, Inc.349 Fifth Ave., Office #414, New York, NY 10016State or country in which incorporated — DelawareTiger Media, Inc.2650 N. Military Trail, Suite 300, Boca Raton, FL 33431State or country in which incorporated — DelawareTone Mobile LLC205 E. 42nd St., 17th Fl., New York, NY 10016State or country in which incorporated — DelawareTownsend Real Estate Alpha Fund II, L.P.1660 W. Second St., Suite 450, Cleveland, OH 44113Partnership — Townsend Alpha Manager II, LLCTulip Products, Inc.One Greene St., Apt. 810, Jersey City, NJ 07302State or country in which incorporated — DelawareUnion Square Park Partners, LP850 Third Ave., Suite 20B, New York, NY 10022Partnership — Union Square Park GP, LLCUniversa Black Swan Protection Protocol XVIII L.P.2601 S. Bayshore Dr., Suite 2030, Miami, FL 33133Partnership — Universa Black Swan GP XVIII LLC, general partnerWGI Emerging Markets Smaller Companies Fund, LLCOne Financial Center, Suite 1620, Boston, MA 02110Partnership — Westwood Global Investments, LLC
