Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
624 GS, LLC4630 Montgomery Ave., Suite 600, Bethesda, MD 20814State or country in which incorporated — District of ColumbiaACA Master Select Fund, LPc/o ACA Master Select Fund GP, LLC, 1500 Broadway, 11th Fl., New York, NY 10036Partnership — ACA Master Select Fund GP, LLCAltair European Real Estate Opportunities Fund (MB), Ltd.c/o Mourant Ozzanes Corporate Services (Cayman) Ltd., 94 Solaris Ave., Camana Bay, P.O. Box 1348, Grand Cayman KY1-1108State or country in which incorporated — Cayman IslandsAltus Beaumont Realty, L.P.11233 Shadow Creek Pkwy., Suite 313, Pearland, TX 77584Partnership — Altus Beaumont Realty GP, LLCAltus Radiation Oncology (Beaumont), L.P.11233 Shadow Creek Pkwy., Suite 313, Pearland, TX 77584Partnership — Altus Radiation Beaumont GP, LLCAmerican Independence Funds Trust II230 Park Ave., Suite 534, New York, NY 10169State or country in which incorporated — DelawareAmerican Sands Energy Corp.4760 S. Highland Dr., Suite 341, Salt Lake City, UT 84117Aracle SPF I, LLCOne Penn Plaza, Suite 2411, New York, NY 10119State or country in which incorporated — DelawareAscension Alpha Fund, LLC101 S. Hanley Rd., Suite 200, Clayton, MO 63105Audere Technology Fund, LP1794 Union St., San Francisco, CA 94123Partnership — Audere Investment Management, LLCBayRu, LLC8230 Austin Ave., Morton Grove, IL 60053State or country in which incorporated — IllinoisBig North Graphite Corp.350-885 Dunsmuir St., Vancouver, British Columbia V6C 1N5State or country in which incorporated — CanadaBranded Pictures Entertainment, L.P.13400 Riverside Dr., Suite 100, Sherman Oaks, CA 91423Partnership — BPE GP, LLC, general partnerBRG Petroleum, LLC7134 S. Yale, Tulsa, OK 74136State or country in which incorporated — DelawareBright Wine Fund 2 LLC100 Juan Bautista Circle, San Francisco, CA 94132State or country in which incorporated — CaliforniaCarlyle Select Trust520 Madison Ave., 38th Fl., New York, NY 10022State or country in which incorporated — DelawareChineseInvestors.com, Inc.13791 E. Rice Place, Aurora, CO 80015State or country in which incorporated — IndianaCity Finance Company III LLC1995 Broadway, 10th Fl., New York, NY 10023State or country in which incorporated — Delaware limited liability companyCohen & Steers Active Commodities Fund, Inc.280 Park Ave., New York, NY 10017State or country in which incorporated — MarylandCrawford Onshore Partners, LP410 Monmouth Ave., Suite 301, Lakewood, NJ 08701Partnership — Cambridge Asset Partners, LLCCredit Collective, LLC, The27972 Meadow Dr., Evergreen, CO 80439State or country in which incorporated — ColoradoCuba Baseball Initiative Limited Partnership25 Charter Oak Court, North Kingstown, RI 02852Partnership — Caribbean Baseball Initiative LLCDasu, LLC6115 Lincoln Dr., Edina, MN 55436Eco Frack, Inc.6607 S. Baymont St., Spokane, WA 99224State or country in which incorporated — NevadaEnCap Energy Capital Fund VIII Co-Investors, L.P.1100 Louisiana, Suite 4900, Houston, TX 77002Partnership — EnCap Equity Fund VIII GP, L.P.EnCap Energy Capital Fund VIII Co-Investors B, L.P.1100 Louisiana, Suite 4900, Houston, TX 77002Partnership — EnCap Equity Fund VIII Cayman GP, L.P.EnCap Energy Capital Fund VIII Co-Investors D, L.P.1100 Louisiana, Suite 4900, Houston, TX 77002Partnership — EnCap Equity Fund VIII GP, L.P.Endurance Exploration Group, Inc.15500 Roosevelt Blvd., Suite 301, Clearwater, FL 33760State or country in which incorporated — NevadaEngraving Masters, Inc., The1350 Independence St., Lakewood, CO 80215State or country in which incorporated — NevadaFilling Machines & Systems, Inc.2200 Ross Ave., Suite 4050, Dallas, TX 75201State or country in which incorporated — DelawareFLI Fairhome Partners, LPOne Jericho Plaza, Suite 201, New York, NY 11753Partnership — FLI Management CorporationFLI Growth Fund, L.P.One Jericho Plaza, Suite 201, New York, NY 11753Partnership — FLI Funds Management Co. V, L.P.FLI Partners Fund, L.P.One Jericho Plaza, Suite 201, New York, NY 11753Partnership — FLI Funds Management Co. III, L.P.FLI Select Equity Fund, L.P.One Jericho Plaza, Suite 201, New York, NY 11753Partnership — FLI Funds Management Co., L.P.FLI Select Equity Fund II, L.P.One Jericho Plaza, Suite 201, New York, NY 11753Partnership — FLI Funds Management Co. II, L.P.FLI Value Fund, L.P.One Jericho Plaza, Suite 201, New York, NY 11753Partnership — FLI Funds Management Co. VI, L.P.H.L. James, LLC4314 Pablo Oaks Court, Jacksonville, FL 32224Highland Capital Funds Distributor, Inc.200 Crescent Court, Suite 700, Dallas, TX 75201State or country in which incorporated — DelawareKinderhook Capital Fund IV, L.P.521 Fifth Ave., 34th Fl., New York, NY 10175Partnership — Kinderhook Capital Fund IV GP, LLCLandmark Real Estate Partners VII, L.P.10 Mill Pond Lane, Simsbury, CT 06070Partnership — Landmark Real Estate Fund VII-GP, L.P.Landmark Real Estate Partners VII Global, L.P.10 Mill Pond Lane, Simsbury, CT 06070Partnership — Landmark Real Estate Fund VII-GP, L.P.Landmark Real Estate Partners VII Offshore, L.P.10 Mill Pond Lane, Simsbury, CT 06070Partnership — Landmark Real Estate GP VII Offshore LimitedLinden Phull Growth Partners, LPc/o Linden Phull Capital Management I, LLC, 5109 N. Ocean Blvd., Unit C, Ocean Ridge, FL 33435Partnership — Linden Phull Capital Management I, LLCLivingston Capital Fund, L.P.750 Third Ave., Suite 3330, New York, NY 10017Partnership — Livingston Capital Management, LLC Livingston Capital Advisors, LLCLovell Minnick Equity IV LP150 N. Radnor Chester Rd., Suite A200, Radnor, PA 19087Partnership — Lovell Minnick Advisors IV LPLovell Minnick Equity IV-A LP150 N. Radnor Chester Rd., Suite A200, Radnor, PA 19087Partnership — Lovell Minnick Advisors IV LPM3 Real Estate LP411 N. Kenter Ave., Los Angeles, CA 90049Partnership — Kenter Canyon Capital, LLCMammoth Valley Mining LLC510 S. Congress Ave., Suite 108, Austin, TX 78704Marlin Heritage, L.P.338 Pier Ave., Hermosa Beach, CA 90254Partnership — Marlin Heritage Partners, L.P.Matchless 1791, LLC1200 17th St., Suite 1100, Denver, CO 80202State or country in which incorporated — Colorado limited liability companyMateria, Inc.60 N. San Gabriel Blvd., Pasadena, CA 91107State or country in which incorporated — DelawareMetaStat, Inc.Eight Hillside Ave., Suite 207, Montclair, NJ 07042State or country in which incorporated — NevadaMewbourne Energy Partners 14-A, L.P.3901 S. Broadway, Tyler, TX 75201Partnership — Mewbourne Development CorporationMobileReactor, LLC1650 Arch St., Suite 1810, Philadelphia, PA 19103State or country in which incorporated — PennsylvaniaMoms On The Rocks, Inc.20 Raymond Ave., San Anselmo, CA 94060State or country in which incorporated — CaliforniaMRV Capital Partners, LLC15622 Hayden Lake Place, San Diego, CA 92127State or country in which incorporated — DelawareMyak USA Inc.c/o Reinhardt LLP, 44 Wall St., 10th Fl., New York, NY 10005State or country in which incorporated — New YorkNanoPharmaceuticals LLCOne Discovery Dr., Rensselaer, NY 12144State or country in which incorporated — DelawareNJ Carter 20 Well LP402 W. Davis St., Luling, TX 78648State or country in which incorporated — TexasNobis Technology Group LLC6930 E. Chauncey Lane, Suite 150, Phoenix, AZ 85054Northstar/RXR New York Metro Income, Inc.399 Park Ave., 18th Fl., New York, NY 10022State or country in which incorporated — MarylandOcean Breeze Holdings, LLCThree Williams Ave., Mystic, CT 06355OptimizeRx Corporation400 Water St., Suite 200, Rochester, MI 48307Oral Hygenix, Inc.60 Strawberry Hill Ave., Stamford, CT 06902State or country in which incorporated — DelawareOxford City Football Club, Inc.10 Fairway Dr., Suite 302, Deerfield Beach, FL 33441State or country in which incorporated — FloridaPacific Global Fund, Inc.101 N. Brand Blvd., Suite 1950, Glendale, CA 91203State or country in which incorporated — MarylandPacific West Real Estate Income Fund, LLC403 Madison Ave. N, Suite 230, Bainbridge Island, WA 98110State or country in which incorporated — DelawarePharmagen, Inc.9937 Fraser Ave., Silver Spring, MD 20910State or country in which incorporated — NevadaPlus Eight Equity Fund LP214 E. 24th St., Apt. PHG, New York, NY 10010Partnership — Plus Eight GP LPPMF Fund, L.P.4265 San Felipe, Suite 800, Houston, TX 77027Partnership — Endowment Fund GP, L.P., ThePreserve, LLCc/o Jessica Kelly, ML Management Associates, Inc., 250 W. 57th St., 26th Fl. Penthouse, New York, NY 10107State or country in which incorporated — Delaware limited liability companyPro - Mech Learning Systems, LLC999 Lehigh Station Rd., Henrietta, NY 14467State or country in which incorporated — New York limited liability companyRidgewood Energy Bluewater Oil Fund II, LLC14 Philips Pkwy., Montvale, NJ 07645State or country in which incorporated — DelawareRoadmap Fund, LP1345 Avenue of the Americas, Third Fl., New York, NY 10105Partnership — Roadmap Partners, LLCRomantique Ltd.64 W. 48th St., Suite 1107, New York, NY 10036State or country in which incorporated — New YorkRootBanyan Global Macro Fund, L.P.501 Fifth Ave., Suite 376, New York, NY 10017Partnership — RootBanyan Partners LLCShopoff Securities, Inc.Two Park Plaza, Suite 700, Irvine, CA 92614State or country in which incorporated — DelawareShort Hills Investment Partners LP515 Valley St., Suite 200, Maplewood, NJ 07040Partnership — Short Hills Capital Partners LLCSilverado Fund I LP444 Townsend St., Suite 5, San Francisco, CA 94107Partnership — Silverado Capital LLCSomo Audience Corp.35 Beechwood Rd., Summit, NJ 07901State or country in which incorporated — DelawareSonasoft Corp.2150 Trade Zone Blvd., Suite 203, San Jose, CA 95131State or country in which incorporated — CaliforniaSonen Investment Management Private Access Platform, LLCc/o Sonen Capital LLC, 50 Osgood Place, Suite 320, San Francisco, CA 94133State or country in which incorporated — DelawareSPIN Global Holdings LLC48 E. 23rd St., New York, NY 10010State or country in which incorporated — DelawareT. Rowe Price Credit Opportunities Fund, Inc.100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandT. Rowe Price Institutional Income Funds, Inc. T. Rowe Price Institutional Credit Opportunities Fund100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandTaglich Brothers, Inc.275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — New YorkTexas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010State or country in which incorporated — TexasThoma Bravo Fund XI, L.P.300 N. LaSalle St., Suite 4350, Chicago, IL 60654Partnership — Thoma Bravo Partners XI, L.P.Thoma Bravo Fund XI-A, L.P.300 N. LaSalle St., Suite 4350, Chicago, IL 60654Partnership — Thoma Bravo Partners XI, L.P.Trexquant Offshore Fund Ltd.Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsTrexquant Onshore Fund LP300 First Stamford Place, Third Fl. E, Stamford, CT 06902Partnership — Trexquant Management LLCTrue Value Company8600 W. Bryn Mawr Ave., Chicago, IL 60631-3505State or country in which incorporated — DelawareU.S. Bancorp Investments, Inc.60 Livingston Ave., Saint Paul, MN 55107State or country in which incorporated — DelawareUnited Security Investors II, LLC301 N. Canon Dr., Suite 207, Beverly Hills, CA 90210State or country in which incorporated — Nevada limited liability companyVision Knight Capital (China) Entrepreneur Fund II, L.P.Mourant Ozannes Corporate Services (Cayman) Ltd., 94 Solaris Ave., P.O. Box 1348, Camana Bay, Grand Cayman, Cayman Islands KY1-1108Partnership — Vision Knight Capital (China) GP II, L.P.Vista Equity Partners Fund V, L.P.c/o Vista Equity Partners, 150 California St., 19th Fl., San Francisco, CA 94111Partnership — Vista Equity Partners Fund V GP, LLCVista Equity Partners Fund V-A, L.P.c/o Vista Equity Partners, 150 California St., 19th Fl., San Francisco, CA 94111Partnership — Vista Equity Partners Fund V GP, LLCVO Partners III LLC521 Madison Ave., Suite 600, New York, NY 10022State or country in which incorporated — Delaware limited liability companyVP Distributors, LLC100 Pearl St., Hartford, CT 06103State or country in which incorporated — DelawareWestmoreland Capital Corporation2350 N. French Rd., Suite 12A, Getzville, NY 14068State or country in which incorporated — New YorkWillow Tree Capital, LLC23 Robert Pitt Dr., Suite 102F, Monsey, NY 10952WPCM Birmingham Block 121, LLCOne Grant Ave., Old Greenwich, CT 06870Z Capital Special Situations Fund II-B, L.P.Two Conway Park, 150 Field Dr., Suite 300, Lake Forest, IL 60045Partnership — Z Capital Special Situations GP II, L.P.
