Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
06 Indian Charlie/ Rising Tide, LLC800 Arbor Dr. N, Louisville, KY 4022306 Seattle Fitz/ Light Line, LLC800 Arbor Dr. N, Louisville, KY 4022306 Silver/ Deputy/ Daisy Dukes, LLC800 Arbor Dr. N, Louisville, KY 40223ABP Holdco, Inc.c/o LNK Partners, 81 Main St., White Plains, NY 10601State or country in which incorporated — DelawareAIP-Ath, LLC2000 Morris Ave., Suite 1200, Birmingham, AL 35203State or country in which incorporated — Alabama limited liability companyAmerican Realty Capital Trust, Inc.1725 The Fairway, Jenkintown, PA 19046State or country in which incorporated — MarylandAmerivest Partners, LLC40 Wall St., 45th Fl., New York, NY 10005State or country in which incorporated — New York limited liability companyAppian Fund I, L.P.900 Larkspur Landing Circle, Suite 100, Larkspur, CA 94939Partnership — Appian Fund I GP, LLCArcher Gunsight LLCc/o AG Management Partners LLC, P.O. Box 619, Monsey, NY 10952State or country in which incorporated — Delaware limited liability companyARMGO Pharma, Inc.3960 Broadway, New York, NY 10032State or country in which incorporated — DelawareAscio Pharmaceuticals, Inc.2475 Northwinds Pkwy., Suite 200, Alpharetta, GA 30004State or country in which incorporated — DelawareAtomic Brands, Inc.311 W. Superior St., Suite 315B, Chicago, IL 60610State or country in which incorporated — DelawareAWJ Offshore Fund, Ltd.c/o Woodfield Fund Administration, LLC, 3601 Algonquin Rd., Suite 900, Rolling Meadows, IL 60008State or country in which incorporated — Cayman IslandsBBR Private Investment Fund- Series E, L.P.Two Grand Central Tower, 140 E. 45th St., 26th Fl., New York, NY 10017Partnership — BBR Investment Management, L.L.C.Black Mountain Systems, LLC11622 El Camino Real, Suite 100, San Diego, CA 92130State or country in which incorporated — California limited liability companyBryant & Stratton College, Inc.2350 N. Forest Rd., Suite 12A, Getzville, NY 14068State or country in which incorporated — New YorkCabezon Capital Markets, LLC220 Halleck St., Suite 230, San Francisco, CA 94129Calvert Distributors, Inc.4550 Montgomery Ave., Suite 1000N, Bethesda, MD 20814State or country in which incorporated — DelawareCAM Industrial Value Fund 2 LLC1900 Avenue of the Stars, Fifth Fl., Los Angeles, CA 90067China Direct, Inc.5301 N. Federal Highway, Suite 120, Boca Raton, FL 33487State or country in which incorporated — FloridaChina Sky One Medical, Inc.Gan Shui Rd., No. 30 Di Wang Bldg., Rm. 1706, Nandang District, Harbin, People's Republic of China 150001State or country in which incorporated — NevadaControl Group, Inc.233 Broadway, 21st Fl., New York, NY 10279State or country in which incorporated — DelawareCORE Hunters Chase S, LLC1600 Dove St., Suite 450, Newport Beach, CA 92660CPA Directed Investments Fund, LP13700 Six Mile Cypress Pkwy., Suite Two, Fort Myers, FL 33912Partnership — CPA Directed Investments, LLCCrimson Hexagon, Inc.Six Athens St., Suite B, Cambridge, MA 02138State or country in which incorporated — DelawareCroisdale Commercial Properties, LLC27214 Trenton Place, Valencia, CA 91354State or country in which incorporated — Delaware limited liability companyCrown Reserve Value Fund I, LLC560 Village Blvd., Suite 150, W. Palm Beach, FL 33409State or country in which incorporated — Florida limited liability companyCSP Securities, LP13355 Noel Rd., Suite 1050, Dallas, TX 75240Partnership — Capstone Partners, GP LLCDATAART Enterprises, Inc.475 Park Ave. S, 9th Fl., New York, NY 10016State or country in which incorporated — New YorkDavisons Downtown, LLC180 Peachtree St. NW, Atlanta, GA 30303Partnership — Asher Benator and Jeffrey Cohen, managersDaytonabrands, Inc.7700 Irvine Center Dr., Suite 800, Irvine, CA 92618State or country in which incorporated — FloridaDelphi Corporation5725 Delphi Dr., Troy, MI 48098State or country in which incorporated — DelawareDiamond Peak Traders, LP774 Master Blvd., #10-463, Incline Village, NV 89451Partnership — Diamond Peak Capital, LLC, the general partnerDirect Invest- Heron Cove, LLC10 City Sq., Suite 200, Boston, MA 02129State or country in which incorporated — Delaware limited liability companyDorchester Capital Partners Select Opportunities, L.P.11111 Santa Monica Blvd., Suite 1250, Los Angeles, CA 90025State or country in which incorporated — DelawareDouglas Scott Securities, Inc.101 W. Renner Rd., Suite 480, Richardson, TX 75082State or country in which incorporated — TexasDynamis Partners Fund, LPc/o Armodios N. Papagianakis, 169-04 32nd Ave., Flushing, NY 11358Partnership — Dynamis Capital Management LLCEco Products, L.P., The1025 Connecticut Ave. NW, Suite 1206, Washington, DC 20036Partnership — The Eco Products Fund GP, LLCEcosol Solar Technologies Inc.200-1306 Wellington St. W, Ottawa, Ontario, Canada K1Y 3B2State or country in which incorporated — CanadaEnergy Maintenance Services Group I, LLC2000 Bering Dr., Suite 600, Houston, TX 77057State or country in which incorporated — Delaware limited liability companyEquity Opportunity Trust—Blue Chip Series 2008Ac/o UBS Financial Services, Inc., 1285 Avenue of the Americas, New York, NY 10019Equity Opportunity Trust— Dividend Income Value Strategy Series 2008Ac/o UBS Financial Services, Inc., 1285 Avenue of the Americas, New York, NY 10019First Investors Life Series Funds110 Wall St., Fourth Fl., New York, NY 10005-3830State or country in which incorporated — DelawareFM Worldwide Opportunities Fund, L.P.c/o Family Management Corporation, 485 Madison Ave., 19th Fl., New York, NY 10022Partnership — Family Management CorporationFranklin Custodian Funds, Inc.—Franklin Growth Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareFranklin Custodian Funds—Franklin Income Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareFranklin Custodian Funds—Franklin U.S. Government Securities Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareFranklin Custodian Funds—Franklin Utilities Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareFTL Ventures LLC44 E. 32nd St., New York, NY 10016Furniture.com, Inc.85 River St., Waltham, MA 02453State or country in which incorporated — DelawareGalante Partners, L.P.One Sansome St., Suite 3900, San Francisco, CA 94104Partnership — Miramar Asset Management, LLCGeorge Foreman Enterprises, Inc.100 N. Wilkes-Barre Blvd., Fourth Fl., Wilkes-Barre, PA 18702State or country in which incorporated — DelawareGlobal Holdings, Inc.P.O. Box 6053, East Brunswick, NJ 08816State or country in which incorporated — NevadaGlyGenix, Inc.15 Research Dr., Woodbridge, CT 06525State or country in which incorporated — DelawareGMI—ES 14, LP14785 Preston Rd., Suite 850, Dallas, TX 75254Partnership — GMI-ES 14 GP, LLCGunnAllen Financial, Inc.5002 W. Waters, Tampa, FL 33634Hanson Technologies, Inc.400 W. North St., Carlisle, PA 17013State or country in which incorporated — PennsylvaniaHCM Market Neutral Fund, LP81 Beach Rd., Belvedere, CA 94920Partnership — Hovan Capital Managment, LLCHeritage Oil LimitedOrdinance House, 31 Pier Rd., St. Helier, Jersey, Channel Islands JE4 8PWState or country in which incorporated — Jersey, Channel IslandsHighland Investors, L.P.P.O. Box 2250, Briarcliff Manor, NY 10510Partnership — Arthur D. Charpentier, general partnerHines Real Estate Investment Trust, Inc.2800 Post Oak Blvd., Suite 5000, Houston, TX 77056-6118State or country in which incorporated — MarylandHorizon Credit Opportunities Offshore Fund, Ltd.c/o Admiral Administration Ltd., 90 Fort St., P.O. Box 32021, Grand Cayman KY1-1208, Cayman Islands, BWIPartnership — Horizon Asset Management, Inc., Investment ManagerIcarus Qualified Partners, L.P.One Maritime Plaza, Suite 800, San Francisco, CA 94111Partnership — Osterweis Capital Management, LLCIdeeli, Inc.374 W. 11th St., #6, New York, NY 10014State or country in which incorporated — DelawareiFamily Inc.41 E. 60th St., Sixth Fl., New York, NY 10022State or country in which incorporated — DelawareInSite MediaCom 2, LLC1317 Beverly Estate Dr., Beverly Hills, CA 90210International Power plcc/o International Power America, Inc., Five Penn Plaza, Sixth Fl., New York, NY 10001State or country in which incorporated — England and WalesInternational Strategies Fund, LLC20820 Chagrin Blvd., Suite 300, Shaker Heights, OH 44122State or country in which incorporated — Ohio limited liability companyJako Partners, LP250 Paragon Dr., Suite 250, Montvale, NJ 07645Partnership — Harborside, LLCJayhawk Private Equity Fund II, L.P.5410 W. 61st Place, Suite 100, Mission, KS 66205Partnership — Jayhawk Private Equity GP II, L.P.Johns Creek Partners, LLC/ Johns Creek Holdings, Inc.5425 Peachtree Pkwy., Suite 120, Norcross, GA 30092State or country in which incorporated — DelawareJoost N.V.c/o Joost US Inc., 41 E. 11th St., 11th Fl., New York, NY 10003State or country in which incorporated — Netherlands AntillesJPMorgan Distribution Services, Inc.1111 Polaris Pkwy., Columbus, OH 43240Julius Baer Financial Markets, LLCOne Rockefeller Plaza, 17th Fl., New York, NY 10020K2 Diversified Portable Alpha Fund II, Ltd.c/o K2/D&S Management Company, L.L.C., 300 Atlantic St., 12th Fl., Stamford, CT 06901State or country in which incorporated — Cayman IslandsK3 Capital Ltd.65 Chulia St., #48-01, OCBC Centre, Singapore 049513State or country in which incorporated — Cayman IslandsKeefe, Bruyette & Woods, Inc.787 Seventh Ave., New York, NY 10019State or country in which incorporated — New YorkKingdom Ridge Capital Partners, LPc/o Kingdom Ridge Capital Partners GP, LLC, 81 Main St., Suite 209, White Plains, NY 10601Partnership — Kingdom Ridge Capital Partners GP, LLC, general partnerLaidlaw & Company (UK) Ltd.90 Park Ave., New York, NY 10016State or country in which incorporated — United KingdomLionstone Fund III L.P.Carnegie Hall Tower, 152 W. 57th St., 36th Fl., New York, NY 10019Partnership — Lionstone GP, LLCLotame Solutions, Inc.6095 Marshalee Dr., Suite 210, Elkridge, MD 21075State or country in which incorporated — DelawareMagna Resources Direct #1 Joint VentureCampbell Centre II, 8150 N. Central Expwy., #1700, Dallas, TX 75206Market Shield Northeast Office Fund LP1085 Commonwealth Ave., Suite 292, Boston, MA 02215Partnership — Market Shield Northeast Office Fund GP, LLCMedia Ventures LLCc/o Ledra Capital LLC, 1230 Avenue of the Americas, Rockefeller Center, 7th Fl., New York, NY 10020State or country in which incorporated — Delaware limited liability companyM & F Bancorp, Inc.2634 Durham-Chapel Hill Blvd., Durham, NC 27707State or country in which incorporated — North CarolinaMom Corps, Inc., The1205 Johnson Ferry Rd., Suite 136-507, Marietta, GA 30068State or country in which incorporated — GeorgiaMonsoon Infrastructure & Realty Co-Invest, L.P.7475 Wisconsin Ave., Suite 850, Bethesda, MD 20814Partnership — Monsoon Capital Performance, LLCMorgan Stanley Institutional Liquidity Funds—Government Securities Portfolioc/o JP Morgan Investor Services Co., 73 Tremont St., Boston, MA 02108-2913State or country in which incorporated — MassachusettsMorpheus Capital Advisors LP I100 Park Ave., 34th Fl., New York, NY 10017Partnership — MCA Fund GP LLCMorrocroft Special Opportunity Fund I, LPc/o MSO Capital Partners, LLC, 4064 Colony Rd., Suite 340, Charlotte, NC 28211Partnership — MSO Capital Partners, LLCNanes Delorme Partners I LP230 Park Ave., 7th Fl., New York, NY 10169State or country in which incorporated — DelawareNatixis Distributors, L.P.399 Boylston St., Boston, MA 02116State or country in which incorporated — MassachusettsNexCen Brands, Inc.1330 Avenue of the Americas, 34th Fl., New York, NY 10019State or country in which incorporated — DelawarePanther Express Corp.40 W. 20th St., 6th Fl., New York, NY 10011State or country in which incorporated — DelawareParallax Offshore Investors Fund, Ltd.c/o Spectrum Global Fund Administration (Cayman), Anderson Sq., Fourth Fl., P.O. Box 10243 APO, Grand Cayman KY1-1003, Cayman IslandsPartnership — Ronan Guilfoyle and Roger H. Hanson, DirectorsParatek Pharmaceuticals, Inc.75 Kneeland St., Boston, MA 02111State or country in which incorporated — DelawareParkman Whaling Securities LLC600 Travis St., Suite 600, Houston, TX 77002Peer 1 Network Enterprises, Inc.1000-555 W. Hastings St., Vancouver, British Columbia, Canada V6B 4N5State or country in which incorporated — CanadaPetCareRx., Inc.52 Merton Ave., Lynnbrook, NY 11563State or country in which incorporated — New YorkPNC MultiFamily Capital Institutional Fund XXXIX Limited Partnership121 SW. Morrison St., Suite 1300, Portland, OR 97204-3143Partnership — PNC MultiFamily Capital Fund XXXIX, Inc., a Delaware corporationPopPack LLC301 Junipero Serra Blvd., Suite 220, San Francisco, CA 94127-2614State or country in which incorporated — California limited liability companyPrime Southwest, L.P.c/o Prime Group, 50 California St., Suite 3240, San Francisco, CA 94111Progressive Radio Group, LLCc/o Weather Central, Inc., 401 Charmony Dr., Suite 200, Madison, WI 53719State or country in which incorporated — Wisconsin limited liability companyProHealth Fitness of Lake Success, LLC2800 Marcus Ave., Lake Success, NY 11042State or country in which incorporated — New York limited liability companyQRobotics LLC154 Main St., Groton, MA 01944State or country in which incorporated — Massachusetts limited liability companyQuantius Fund, LPc/o Princeton Focused Investments, LLC, 212 Carnegie Center, Suite 206, Princeton, NJ 08540Partnership — Princeton Focused Investments, LLCQuasar Distributors, LLC615 E. Michigan St., LC2, Milwaukee, WI 53202State or country in which incorporated — Wisconsin limited liability companyRAB Cross Europe Fund LimitedOne Adam St., London WC2N 6LE, EnglandState or country in which incorporated — British Virgin IslandsRAHFCO Growth Fund, LPc/o RAHFCO Management Group, LLC, 3229 Nic Ann Ct., Sioux Falls, SD 57103Partnership — RAHFCO Management Group, LLCRCP Select Opportunity Fund, LP99 Main St., Suite 300, Colleyville, TX 76034Partnership — RCP Select Opportunity Fund GP, LLCRedstar Partners, Inc.122 E. 42nd St., 17th Fl., New York, NY 10168State or country in which incorporated — Cayman IslandsRiver #1 Joint Venture207 S. Denton Tap Rd., Coppell, TX 75019Partnership — Combined Development Oil Company, Inc.Rocket Paper Scissors, LLC609 Mission St., Sixth Fl., San Francisco, CA 94105State or country in which incorporated — California limited liability companyRollover Securities, LLC4135 S. Stream Blvd., Suite 500, Charlotte, NC 28217State or country in which incorporated — North Carolina limited liability companyRyder Investors, L.P.P.O. Box 2250, Briarcliff Manor, NY 10510Partnership — Arthur D. Charpentier, general partnerSalamander Energy PLC21 Palmer St., London SW1H 0ADState or country in which incorporated — United KingdomSatori Offshore Debt Fund Ltd.c/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman KY1-9002State or country in which incorporated — Cayman IslandsSimex Technologies, Inc.4545 Wieuca Rd., Bldg. 2, Atlanta, GA 30342State or country in which incorporated — DelawareSimply Fit Holdings Group, Inc.2501 NW. 34th Place, Unit 24, Pompano Beach, FL 33069State or country in which incorporated — FloridaSKB Real Estate Investors II, L.P.1211 SW. Fifth Ave., Suite 2600, Portland, OR 97204State or country in which incorporated — DelawareSKB Real Estate Investors II (Institutional), L.P.1211 SW. Fifth Ave., Suite 2600, Portland, OR 97204State or country in which incorporated — DelawareSKB Real Estate Investors II, QP, L.P.1211 SW. Fifth Ave., Suite 2600, Portland, OR 97204State or country in which incorporated — DelawareSola Portable Alpha Fund I Ltd.c/o CitiHedge Fund Services (Cayman) Ltd., P.O. Box 1748GT, George TownState or country in which incorporated — Cayman IslandsSoulmade Inc.1426 S. Broadway, East Providence, RI 02914State or country in which incorporated — Rhode IslandSpring Point Institutional Partners, L.P.101 California St., Suite 4350, San Francisco, CA 94111Partnership — Botti Brown Asset Management, LLCSpring Point Partners, L.P.101 California St., Suite 4350, San Francisco, CA 94111Partnership — Botti Brown Asset Management, LLCStalar 1, Inc.317 Madison Ave., Suite 1520, New York, NY 10017State or country in which incorporated — DelawareStemSave, Inc.2425 E. Camelback Rd., Suite 850, Phoenix, AZ 85016State or country in which incorporated — DelawareStone Arch Capital II, L.P.800 Nicollet Mall, Suite 1150, Minneapolis, MN 55402Partnership — Stone Arch Capital Management II, L.P.Swartwood Hesse, Inc.P.O. Box 247, 720 Rte. 284, Westtown, NY 10998State or country in which incorporated — New YorkTasker Products Corp.21-00 Rte. 208, Fairlawn, NJ 07410State or country in which incorporated — DelawareTexas Energy Holdings, Inc., Rock Creek Properties3320 Oak Grove Ave., Suite 100, Dallas, TX 75204Texas Income Properties, LLC22144 Clarendon St., Suite 240, Woodland Hills, CA 91367State or country in which incorporated — Nevada limited liability companyTexas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010State or country in which incorporated — TexasThornburg Growth Partners, L.P.119 E. Marcy St., Santa Fe, NM 87501Partnership — Thornburg Investment Management, Inc., general partnerTIAA-CREF U.S. Real Estate Fund I, L.P.730 Third Ave., New York, NY 10017-3206Partnership — TIAA-CREF U.S. REF I GP, LLC, general partnerTubeMogul, Inc.6121 Hollis St., Suite 4B, Emeryville, CA 94608State or country in which incorporated — CaliforniaUltradian Diagnostics, LLCFive University Place, Suite A-324, Rensselaer, NY 12144State or country in which incorporated — Delaware limited liability companyV3 Landvision VI, L.L.C.7325 Janes Ave., Woodridge, IL 60517State or country in which incorporated — Delaware limited liability companyVestal Venture Capital XIII, LLC92 Hawley St., Binghamton, NY 13902Vestal Venture Capital XIV, LLC92 Hawley St., Binghamton, NY 13902Vestal Venture Capital XV, LLC92 Hawley St., Binghamton, NY 13902Viper Powersports, Inc.19950 177th St., Suite F, Big Lake, MN 55309State or country in which incorporated — NevadaVitality Beverage, Inc.2555 E. Washburn Rd., North Las Vegas, NV 89081State or country in which incorporated — NevadaVois Inc.2200 Corporate Blvd. NW, Suite 306, Boca Raton, FL 33431State or country in which incorporated — DelawareVolumetrics Medical Imaging, LLC113-114 N. Scotswood Blvd., Hillsborough, NC 27715State or country in which incorporated — Delaware limited liability companyWalthausen FundsNine Executive Park Dr., Suite B, Clifton Park, NY 12065State or country in which incorporated — OhioWestcore Properties Fund, LLC4445 Eastgate Mall, Suite 210, San Diego, CA 92121Partnership — Westcore Properties Fund Manager, LLCWind Point Partners VII-A, L.P.676 N. Michigan Ave., Suite 3700, Chicago, IL 60611Partnership — Wind Point Investors VII, L.P.Wind Point Partners VII-B, L.P.676 N. Michigan Ave., Suite 3700, Chicago, IL 60611Partnership — Wind Point Investors VII, L.P.Winch Advisory Absolute Return Fund, L.P.557 Third St., East Sonoma, CA 95476Partnership — Wood, Hat & Silver, L.L.C.Xela Taiwan Fund, L.P.800 W. El Camino Real, Suite 180, Mountain View, CA 94040Partnership — Xela Capital Holdings, LLCXela Taiwan Pengyou Fund, L.P.800 W. El Camino Real, Suite 180, Mountain View, CA 94040Partnership — Xela Capital Holdings, LLCYourDay, Inc.55 Ginty Blvd., Haverhill, MA 01831State or country in which incorporated — DelawareZ Capital Special Situations Fund, L.P.Two Conway Park, 150 Field Dr., Suite 300, Lake Forest, IL 60045Partnership — Z Capital Special Situations GP, L.P.Z Capital Special Situations Fund- A, L.P.Two Conway Park, 150 Field Dr., Suite 300, Lake Forest, IL 60045Partnership — Z Capital Special Situations GP, L.P.
